|
⚲
|
| Keyboard |
| Willis Stein & Partners Management III LLC
✚
|
|
|---|---|
| CRD # | 160637 |
| SEC # | 801-73442 |
| CIK # | 0001114112, 0001541008 |
| AUM | |
| Employees | 2 (100% Investors, 0% Brokers) |
| Phone | 312-422-5289 |
| Address | 444 W Lake St Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Willis Stein & Partners Dutch III-A Sub LP | [2013-04-01] | 1.2 M | |
| PE | Willis Stein & Partners Dutch III-B Sub LP | [2013-04-01] | 1.2 M | |
| PE | Willis Stein & Partners III-C Sub LP | [2013-04-01] | 0.3 M | |
| PE | Willis Stein & Partners III Sub LP | [2013-04-01] | 40.1 M | |
| PE | Willis Stein & Partners Dutch III-A LP | [2012-02-13] | 3.5 M | |
| Offered $8,152,113 · Filed 2012-08-24 (D) · Exemption 506, 3(c), 3(c)(7) · Remaining $8,152,113 · Duration One year or less · Commission $162,010 · Revenue Decline to Disclose | ||||
| PE | Willis Stein & Partners Dutch III-B LP | [2012-02-13] | 3.5 M | |
| Offered $8,152,113 · Filed 2012-08-24 (D) · Exemption 506, 3(c), 3(c)(7) · Remaining $8,152,113 · Duration One year or less · Commission $162,010 · Revenue Decline to Disclose | ||||
| PE | Willis Stein & Partners III-C LP | [2012-02-13] | 1.0 M | |
| Offered $2,347,808 · Filed 2012-08-24 (D) · Exemption 506, 3(c), 3(c)(7) · Remaining $2,347,808 · Duration One year or less · Commission $46,659 · Revenue Decline to Disclose | ||||
| PE | Willis Stein & Partners III LP | [2012-02-13] | 115.9 M | |
| Offered $240,747,966 · Filed 2012-08-24 (D) · Exemption 506, 3(c), 3(c)(7) · Remaining $240,747,966 · Duration One year or less · Commission $5,380,662 · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 123.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 123.8 |
| By Discretionary | ||
| Discretionary | 4 | 123.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 123.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 123.8 | |
| Total | 4 | 123.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Avy Stein | Executive Officer | 54 | 4 | |
| John Willis | Executive Officer | 20 | 3 | |
| David Mills | Executive Officer | 12 | 3 | |
| Christopher Larson | Executive Officer | 7 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001114112] | |
| 4 | [0001114112] | |
| D | [0001114112] | |
| 3 | [0001541008] | |
| 4 | [0001541008] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Private Equity |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Roundy's Inc RNDY
Common Stock, par value $0.01
|
2015-05-22 | Sell | 3,765,585 | $3.41 | 12,840,645 |
|
Roundy's Inc RNDY
Common Stock, par value $0.01
|
2015-05-22 | Sell | 32,653 | $3.41 | 111,347 |
|
Roundy's Inc RNDY
Common Stock, par value $0.01
|
2015-05-22 | Sell | 113,381 | $3.41 | 386,629 |
|
Roundy's Inc RNDY
Common Stock, par value $0.01
|
2015-05-22 | Sell | 113,381 | $3.41 | 386,629 |
|
Roundy's Inc RNDY
Common Stock, par value $0.01
|
2014-02-12 | Sell | 58,597 | $6.69 | 392,014 |
|
Roundy's Inc RNDY
Common Stock, par value $0.01
|
2014-02-12 | Sell | 6,757,357 | $6.69 | 45,206,718 |
|
Roundy's Inc RNDY
Common Stock, par value $0.01
|
2014-02-12 | Sell | 203,461 | $6.69 | 1,361,154 |
|
Roundy's Inc RNDY
Common Stock, par value $0.01
|
2014-02-12 | Sell | 203,461 | $6.69 | 1,361,154 |
|
Roundy's Inc RNDY
Common Stock
|
2012-08-27 | Other | 13,857,853 | $0.00 | |
|
Roundy's Inc RNDY
Common Stock
|
2012-02-13 | Sell | 138,256 | $8.50 | 1,175,176 |
|
Roundy's Inc RNDY
Common Stock
|
2012-02-13 | Sell | 39,818 | $8.50 | 338,453 |
|
Roundy's Inc RNDY
Common Stock
|
2012-02-13 | Sell | 4,591,768 | $8.50 | 39,030,028 |
|
Roundy's Inc RNDY
Common Stock
|
2012-02-13 | Sell | 138,256 | $8.50 | 1,175,176 |