Winnacle Wealth LLC

Item 5 – Fees and Compensation
The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one more
written agreements with the Advisor.

         ☐ Blended Tier 1 (Total investable assets                          ☐ Blended Tier 2 (Total investable assets
                    >$500k1)                                                                <$500k)
     Total Household                                                        Total Household
      Assets Under                                                           Assets Under
    Management (excluding    Annual % Fee                                  Management (excluding    Annual % Fee
                 Cash                                                                Cash
          Management accounts)                                                Management accounts)

          $0 - $1,000,000                       1.10%                              $0 - $500,000         1.30%
            $1,000,001 -
                                                0.60%                     $500,001 - $1,000,000          1.10%
             $5,000,000
                                                                                   $1,000,001 -
            $5,000,001 +                        0.35%                                                    0.60%
                                                                                    $5,000,000

    Note: If $500,000+ in assets are not under Advisor’s investment
        management within 90 days of the effective date of this
    Agreement, the fee schedule will be moved from Blended Tier 1
                                                                                   $5,000,001 +          0.35%
                           to Blended Tier 2.

   Cash Management accounts                                                                              0.20%
   Altruist One is automatically included on all accounts at no additional charge to Client if either the
   Blended Tier 1 or Blended Tier 2 fee structure is checked above. Altruist One is a premium
   subscription that provides our clients with enhanced features and higher yields for their Altruist
   accounts. It includes boosted APY on Cash Management accounts, higher interest rates on cash
   balances within investment accounts, waived or discounted transaction fees for various securities,
   and tax management features.
                                                         Winnacle Wealth, LLC
                                                 200 W. Hwy 6, Suite 330, Waco, TX 76712
                                                          Phone: 254-776-8400

                                                       http://winnaclewealth.com

A. Fees for Advisory Services
Wealth Management Services
Investment advisory fees are paid monthly in arrears pursuant to the terms of the investment advisory agreement.
Investment advisory fees are based on the average daily balance of assets under management at the end of the
month. Investment advisory fees range from 0.10% to 1.30% annually based on several factors, including: the
scope and complexity of the services to be provided; the level of assets to be managed; and the overall relationship
with the Advisor. Relationships with multiple objectives, specific reporting requirements, portfolio restrictions and
other complexities may be charged a higher fee.

The investment advisory fee in the first month of service is prorated from the date of funding the account[s] to the
end of the first month. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into
consideration the aggregate assets under management with the Advisor. All securities held in accounts managed
by Winnacle Wealth will be independently valued by the Custodian. Winnacle Wealth will not have the authority or
responsibility to value portfolio securities.

The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and
other related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the
Advisor shall not receive any portion of these commissions, fees, and costs.
Comprehensive Financial Planning Services
Comprehensive Financial Planning is charged at a total cost between $3,000 and $10,000 for a four-month
planning period. An upfront deposit is required, in an amount equal to $1,200, with the remaining balance charged
equally at $1,200 a month across months two, three, and four, with any remaining balance to be paid at the time
the plan is delivered to the client. The fee may be negotiable in scenarios where the client wishes to begin
Investment Management Services prior to the conclusion of the four-month period. Fees for this service may be
paid by credit card or check. This service may be terminated with 30 days’ notice. The fee for Comprehensive
Financial Planning covers the development and delivery of the financial plan.
This work will commence immediately after the fee is paid and will be completed and delivered within four months
of the initial engagement. At no time do we require prepayment of fees 6 or more months in advance or $1,200 of
delivering the requested services.

B. Fee Billing
Wealth Management Services
Investment advisory fees are calculated by the Custodian or its delegate and deducted from the Client’s account[s]
at the Custodian. The Custodian provides an invoice to the Client indicating the amount of the fees to be deducted
from the Client account[s] for the respective month end date. The amount due is calculated by applying the average
daily balance for the month multiplied by the annual fee percentage and dividing by the number of days in the year
...

Item 7 – Types of Clients
Winnacle Wealth offers investment advisory services to individuals and high net worth individuals. The amount of
each type of Client is available on Winnacle Wealth’s Form ADV Part 1A. These amounts may change over time
and are updated at least annually by the Advisor. Winnacle Wealth generally does not impose a minimum
relationship size.