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| Winthrop Capital Management LLC
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|
|
|---|---|
| CRD # | 145216 |
| SEC # | 801-71321 |
| CIK # | |
| AUM | $2.8 BB (2023-03-27) |
| Employees | 26 (31% Investors, 0% Brokers) |
| Phone | 317-663-7500 |
| Address | 10201 N Illinois Street Carmel, IN 46290 |
| Source | [IAPD] [Website] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | Chatham - AIT NPE LLC | [2016-03-04] | 0.8 | 2.0 |
| VC | Chatham Venture Partners LLC | [2014-03-26] | 0.0 | 0.6 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 357 | 0.1 |
| (b) Individuals (high net worth individuals) | 69 | 0.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 10 | 0.0 |
| (h) Charitable organizations | 15 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 25 | 2.4 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 18 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 751 | 2.8 |
| By Discretionary | ||
| Discretionary | 746 | 2.8 |
| Non-Discretionary | 5 | 0.0 |
| Total | 751 | 2.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.8 | |
| Total | 751 | 2.8 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 |
|---|---|---|---|
| Gregory Hahn | 23 | ||
| Ryan Pfenninger | 6 | ||
| James Jay | 5 | ||
| Greg Hahn | 4 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
IWP Wealth Management LLC
✚
|
CO | 3.6 |
|
Weitz Investment Management Inc
✚
|
NE | 3.6 |
|
Westmount Asset Management LLC
✚
|
CA | 3.6 |
|
Wescott Financial Advisory Group LLC
✚
|
PA | 3.4 |
|
IIFL Wealth Portfolio Managers Limited
✚
|
3.3 | |
|
Transcend Capital Advisors LLC
✚
|
NJ | 2.5 |
|
AJ Wealth Strategies LLC
✚
|
NY | 2.4 |
|
McKinley Capital Management LLC
✚
|
AK | 2.3 |
|
Hollencrest Capital Management LLC
✚
|
CA | 2.1 |
|
S & Co Inc
✚
|
MA | 2.0 |