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| Klingenstein Fields & Co LP
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|---|---|
| CRD # | 105907 |
| SEC # | 801-33347 |
| CIK # | 0000859872 |
| AUM | $4.6 BB (2024-07-30) |
| Employees | 40 (50% Investors, 2% Brokers) |
| Phone | 212-492-7000 |
| Address | 125 Park Avenue New York, NY 10017-5529 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [Instagram] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| AVGO | 201.3 | 0.1 | |
| MSFT | 1,918.2 | 0.1 | |
| GOOGL | 1,475.1 | 0.1 | |
| LLY | 301.8 | 0.1 | |
| AAPL | 2,382.8 | 0.1 | |
| PANW | 49.0 | 0.1 | |
| AMZN | 1,093.0 | 0.1 | |
| PEP | 226.8 | 0.1 | |
| UNP | 134.0 | 0.1 | |
| DIS | 174.7 | 0.1 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| VC | Klingenstein Fields Venture Fund III LP | [2023-03-31] | 17.7 | 6.1 |
| VC | Klingenstein Fields Venture Fund II LP | [2021-03-31] | 25.8 | 21.7 |
| VC | Klingenstein Fields Venture Fund LP | 2019-03-29 | 27.9 | |
| VC | K Investments VIII LLC | 2014-04-25 | 10.8 | |
| PE | FK Investments I LLC | 2012-03-28 | 0.7 | |
| PE | K Investment Partners LP II | 2012-03-28 | 0.0 | |
| PE | K Investment Partners LP III | 2012-03-28 | 1.3 | |
| PE | K Investment Partners LP IV | 2012-03-28 | 0.3 | |
| PE | K Investments III LLC | 2012-03-28 | 0.8 | |
| PE | K Investments II LLC | 2012-03-28 | 0.0 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 248 | 0.1 |
| (b) Individuals (high net worth individuals) | 958 | 3.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 14 | 0.4 |
| (g) Pension and profit sharing plans | 2 | 0.0 |
| (h) Charitable organizations | 47 | 0.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 32 | 0.2 |
| (n) Other | 0 | 0.0 |
| Total | 1,301 | 4.6 |
| By Discretionary | ||
| Discretionary | 1,272 | 3.9 |
| Non-Discretionary | 29 | 0.7 |
| Total | 1,301 | 4.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 4.6 | |
| Total | 1,301 | 4.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| James Fields | 25 | |||
| Jonathan Roberts | 15 | |||
| Kenneth Pollinger | 3 | |||
| Klingenstein Fields & Co LLC | 3 | |||
| Klingenstein Fields & Co LP | 2 | |||
| KF Venture Fund GP III LP | 1 | |||
| Seabridge Investment Advisors LLC | 1 | |||
| Klingenstein Fields Asia Fund Management LLC | 1 | |||
| KF Venture Fund GP II LP | 1 | |||
| Fields James | 1 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0000859872] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Klingenstein Fields & Co LP
✚
|
NY | 4.6 |
|
KF Group LP
✚
|
NY | 0.0 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Imperial Fund Capital Partners LLC
✚
|
FL | 5.3 |
|
Northside Capital Management LLC
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|
OR | 5.3 |
|
Weitz Investment Management Inc
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|
NE | 5.2 |
|
Americana Partners LLC
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|
TX | 4.9 |
|
EPIQ Capital Group LLC
✚
|
CA | 4.9 |
|
Pacific Portfolio Consulting LLC
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|
WA | 4.8 |
|
Balentine LLC
✚
|
GA | 4.7 |
|
Mayflower Financial Advisors LLC
✚
|
MA | 4.7 |
|
Westmount Asset Management LLC
✚
|
CA | 4.3 |
|
The Clarius Group LLC
✚
|
WA | 4.0 |