WisdomTree Asset Management Inc

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WisdomTree Asset Management Inc
CRD #139684
SEC #801-66567
CIK #0001360025
AUM 88.38 B (2026-03-31)
Employees 175 (16% Investors, 49% Brokers)
Fees
Minimum
Phone212-801-2080
Address250 W 34th St
New York, NY 10119
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram]
Total AUM ($B)
907254361802006201320202027
Fees and Compensation — Form ADV Part 2A (3/31/2026) [Brochure]
Item 5. Fees and Compensation
WisdomTree’s fees vary depending on factors, including but not limited to, the type of service provided,
strategy and sub-advisers.

Adviser to the Funds
Generally, for services provided under the applicable investment advisory agreement with each Fund, the
Adviser is paid a fee based upon a percentage of that Fund’s daily net assets (i.e., a “Management Fee”).
The Management Fee with respect to a Fund may vary from the fee schedules described herein due to
factors such as, for example, the applicable investment strategy or benchmark, the size of the Fund, and
the Fund’s servicing or reporting requirements. The Adviser may change the fee schedules described

herein.

The WisdomTree ETFs
For the services it provides to each WisdomTree ETF, the Adviser typically receives a contractual
Management Fee (subject to annual approval by the ETF Board) in accordance with the ranges set forth
below:

 Fund Type                                             Fee
 Equity Funds                                          0.08% to 0.83% per annum of average net assets
 Fixed Income Funds                                    0.12% to 0.60% per annum of average net assets
 Alternative Funds                                     0.44% to 0.70% per annum of average net assets
 Currency Strategy Funds                               0.50% to 0.55% per annum of average net assets
Please refer to Item 12 for further discussion of brokerage practices.

General Fee and Expense Practices
Although the terms of individual investment advisory agreements may vary, generally, Management Fees
for the WisdomTree ETFs are accrued daily, and are billed and paid monthly in arrears, out of the assets
of the ETF.

In certain cases, the Adviser may pay certain fees on behalf of a Fund or reimburse a Fund for expenses
paid by the Fund. The Adviser may reimburse or otherwise compensate Fund service providers for
providing services to the Funds or for other reasons. Such payments vary based on the level of services
provided, the type of Fund, the level of Fund assets, or for other reasons.

Sub-advisory Services
As compensation for the sub-advisory services provided to the Funds, as described in Item 16, the Adviser
pays to the applicable sub-adviser a sub-advisory fee based upon a percentage of that Fund’s daily net
assets, which is generally subject to a minimum fee. The level of the sub-advisory fee paid with respect
to a Fund is negotiated between the Adviser and the applicable sub-adviser and will vary, depending on,
among other things, the types of assets in which the Fund invests. Sub-advisory fees are generally accrued
daily and are billed and paid quarterly in arrears.

Model Portfolio and Investment Strategy Arrangements
When WisdomTree provides one or more Model Portfolios and Investment Strategies directly to a Third-
Party Adviser, WisdomTree typically charges a negotiated fee to such Third-Party Adviser for access to
such Model Portfolios and Investment Strategies, depending on the arrangement with such Third-Party
Adviser. Such negotiated fees for each Model Portfolio and Investment Strategy are generally in the form
of an asset-based fee paid by the Third-Party Adviser to WisdomTree, generally up to 0.50% per annum,
based on the aggregate average daily net assets managed by the Third-Party Adviser using the relevant
Model Portfolio.

When WisdomTree makes the Model Portfolios and Investment Strategies available to Third-Party
Advisers through a Platform Provider, WisdomTree may be entitled to receive a negotiated fee from the
Platform Provider, depending on the particular arrangement with such Platform Provider, for licensing
Model Portfolios and Investment Strategies (and, in turn, Platform Providers charge fees to Third-Party

Advisers for access to the Model Portfolios and Investment Strategies and for certain other services
provided by the Platform Provider, including portfolio management). Such negotiated fees for each Model
Portfolio and Investment Strategy are generally in the form of an asset-based fee paid by the Platform
Provider to WisdomTree, generally up to 0.10% per annum, based on the aggregate average daily net
assets managed by the Third-Party Adviser using the applicable Model Portfolio or Investment Strategy
offered through such Platform Provider’s Platform. In such circumstances, WisdomTree is not
compensated directly by any Third-Party Adviser or any Third-Party Adviser’s client, although WisdomTree
may be entitled to a portion of the fees received by the Platform Provider from the Third-Party Adviser,
depending on the particular arrangement with the Platform Provider. Such Third-Party Advisers have a
client relationship with the Platform Provider, not WisdomTree (except under any specific arrangement
described below), and such Third-Party Advisers should review their agreements with the applicable
Platform Provider regarding fees charged by the Platform Provider to such Third-Party Adviser. In certain
situations, WisdomTree pays installation, maintenance, technology, or other fees to certain Platform
Providers for making Model Portfolios and Investment Strategies available on the applicable Platform. For
certain Third-Party Advisers accessing Model Portfolios or Investment Strategies on certain Platforms,
WisdomTree has agreed to adjust or waive the fee rate associated with a particular Model Portfolio or
Investment Strategy that will ultimately be charged to such Third-Party Adviser by the Platform Provider,
and the Platform Provider has agreed to charge a fee to such Third-Party Adviser based on such agreed-
upon adjusted or waived fee rate. Under certain arrangements, WisdomTree pays the Platform Provider
to have the Model Portfolios or Investment Strategies made available to Third-Party Advisers and their
clients through the Platform.

The terms (including fees and expenses) of WisdomTree’s agreements with Third-Party Advisers and
...
Account Minimums and Types of Clients — Form ADV Part 2A (3/31/2026) [Brochure]
Item 7. Types of Clients
As discussed above in Item 4, “Advisory Business,” the Adviser offers investment advisory services to
various types of clients, including registered investment companies.

The Funds
Each WisdomTree ETF is an “exchange traded fund,” meaning that its shares are listed on a national
securities exchange, such as the NYSE Arca, Inc., NASDAQ, or Cboe BZX Exchange, Inc., and such shares
trade at market prices. Each WisdomTree ETF is a series of the ETF Trust, which is an open-end
management investment company registered as an investment company under the 1940 Act. The shares
of each WisdomTree ETF are registered under the 1933 Act.

Platform Providers and Third-Party Advisers
The Model Portfolios and Investment Strategies are provided either directly to Third-Party Advisers, or to
Platform Providers who make the Model Portfolios and Investment Strategies available to Third-Party
Advisers, for use by such Third-Party Adviser in providing services to such Third-Party Adviser’s underlying
investor clients.
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 1 88.4
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 1 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 85 88.4
By Discretionary
Discretionary 85 88.4
Non-Discretionary 0 0.0
Total 85 88.4
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 88.4
Total 85 88.4
Firm Profile (Form ADV)
Discretionary AUM$18.3B
Clients1
ServesInstitutional
LEI1I3SS35DN25WT5ATNI25
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