|
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| XML Financial LLC
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|
|---|---|
| CRD # | 284987 |
| SEC # | 801-108376 |
| CIK # | 0001800465 |
| AUM | $3.3 B (2026-06-02) |
| Employees | 54 (48% Investors, 50% Brokers) |
| Phone | 301-770-5234 |
| Address | 6901 Rockledge Drive Bethesda, MD 20817 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 29.2 | ||
| Microsoft Corp | 20.8 | ||
| PIMCO Corporate & Income Opportunity Fund | 19.2 | ||
| SPDR Gold Trust | 18.4 | ||
| Johnson & Johnson | 15.4 | ||
| Nvidia Corp | 11.7 | ||
| J P Morgan Chase & Co | 11.7 | ||
| Amazon Com Inc | 11.2 | ||
| Cohen & Steers REIT & Preferred & Income Fund Inc | 11.1 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 2,057 | 1.8 |
| (b) Individuals (high net worth individuals) | 833 | 1.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 22 | 0.0 |
| (h) Charitable organizations | 13 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 19 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 5,987 | 3.3 |
| By Discretionary | ||
| Discretionary | 4,701 | 2.5 |
| Non-Discretionary | 1,286 | 0.8 |
| Total | 5,987 | 3.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 3.3 | |
| Total | 5,987 | 3.3 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001800465] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Arvest Investments Inc
✚
|
AR | 3.4 |
|
Flagship Harbor Advisors LLC
✚
|
MA | 3.4 |
|
Westfuller Advisors LLC
✚
|
NY | 3.4 |
|
BLB & B Advisors LLC
✚
|
PA | 3.3 |
|
Monograph Wealth Advisors LLC
✚
|
CA | 3.2 |
|
Cumberland Advisors LLC
✚
|
FL | 3.2 |
|
M Holdings Securities Inc
✚
|
OR | 3.2 |
|
EPG Incorporated
✚
|
MA | 3.2 |
|
The Prosperity Consulting Group LLC
✚
|
MD | 3.2 |
|
AdvisorNet Financial Inc
✚
|
MN | 3.1 |