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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| XML Financial LLC
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| CRD # | 284987 |
| SEC # | 801-108376 |
| CIK # | 0001800465 |
| AUM | $3.0 B (2025-03-28) |
| Employees | 53 (51% Investors, 55% Brokers) |
| Phone | 301-770-5234 |
| Address | 6901 Rockledge Drive Bethesda, MD 20817 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($M) |
|---|---|---|
| Microsoft Corp | 30.6 | |
| Apple Inc | 25.2 | |
| PIMCO Corporate & Income Opportunity Fund | 21.0 | |
| SPDR Gold Trust | 13.6 | |
| J P Morgan Chase & Co | 12.9 | |
| Amazon Com Inc | 12.4 | |
| Qualcomm Inc/DE | 12.2 | |
| Bank of America Corp /DE/ | 11.6 | |
| Cisco Systems Inc | 11.0 | |
| Johnson & Johnson | 10.7 |
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 3,839 | 2.1 |
| (b) Individuals (high net worth individuals) | 288 | 0.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 23 | 0.0 |
| (h) Charitable organizations | 13 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 22 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 6,044 | 3.0 |
| By Discretionary | ||
| Discretionary | 4,599 | 2.2 |
| Non-Discretionary | 1,445 | 0.8 |
| Total | 6,044 | 3.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 3.0 | |
| Total | 6,044 | 3.0 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001800465] |
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The Prosperity Consulting Group LLC
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