Yearwood Young Advisors LLC

Item 5: Fees and Compensation
Please note, unless a Client has received the firm’s Disclosure Brochure at least 48 hours prior to signing the
investment advisory contract, the investment advisory contract may be terminated by the Client within five (5)
business days of signing the contract without incurring any advisory fees. The way in which YYA is paid depends
on the type of advisory service we are performing. Please review the fee and compensation information below.

Ongoing Comprehensive Financial Planning
We offer Ongoing Comprehensive Financial Planning on an annual fixed fee basis, which can be paid monthly or
quarterly, as outlined below:

                                                    Ongoing Fee              Termination Period

              Ongoing Comprehensive           Monthly: $550 - $12,500             12 month
                 Financial Planning                      -or-                   commitment;
              (12 month commitment)          Quarterly: $1,650 - $37,500      thereafter 30 days

For any Ongoing Comprehensive Financial Planning engagement, a one-year commitment of monthly or
quarterly fees is required. If a Client terminates the engagement before one year of fees has been paid, a final
charge equal to the difference between the annual fee corresponding to the Client’s monthly or quarterly fee and
the amount paid between the start of the engagement and its termination will be due and payable. This
commitment is compensation for Client onboarding, data gathering, and setting the basis for the financial plan.
This work will commence immediately after the engagement begins, and will be completed within the first 90
days of the date the fee is paid. Therefore, any payment of the remaining commitment is for work already
completed

The fees are negotiable and may be paid by electronic funds transfer. The fee is determined at the outset of the
engagement based on various complexity factors. The fee may be reevaluated on an annual basis to incorporate
an inflation adjustment and/or account for changes in the complexity factors.

 Combined Investment Management & Ongoing Comprehensive Financial Planning
Clients may engage YYA for combined services of Ongoing Comprehensive Financial Planning and Investment
Management on an annual fixed fee basis, which can be paid monthly or quarterly, as outlined below:

                                                       Ongoing Fee             Termination Period

              Ongoing Comprehensive              Monthly: $750 - $15,000
                                                                                    12 month
                 Financial Planning &                      -or-
                                                                                  commitment,
              Investment Management                Quarterly: $2,250 -          thereafter 30 days
               (12 month commitment)                    $45,000

The fees are negotiable and Clients can choose to pay by electronic funds transfer or direct debit from Client
account(s). The fee is determined at the outset of the engagement based on various complexity factors. The fee
may be reevaluated on an annual basis to incorporate an inflation adjustment and/or account for changes in the
complexity factors.

For clients with a minimum of $900,000 of assets under management at YYA (which can be waived at the firm’s
discretion), the fee for this combined service can either be paid as an annual fixed fee as outlined immediately
above or based on the market value of the assets under management calculated as follows:

                                                                             Annual
                             Account Value
                                                                           Advisory Fee
                            $0 - $1,000,000                                   1.00%
                        $1,000,001 - $2,000,000                               0.80%
                        $2,000,001 - $3,000,000                               0.70%
                        $3,000,001 - $5,000,000                               0.60%
                         $5,000,001 and Above                                 0.50%

The annual fees are negotiable, prorated and paid in arrears on a quarterly basis. The advisory fee is a blended
fee and is calculated by assessing the percentage rates using the predefined levels of assets as shown in the
above chart and applying the fee to the account value as of the last day of the previous quarter, resulting in a
combined weighted fee. For example, an account valued at $2,500,000 would pay an effective fee of 0.86% with
an annual fee of $21,500. The quarterly fee is determined by the following calculation: (($1,000,000 x 1.00%) +
($1,000,000 x 0.80%) + ($5,000,000 x 0.70%)) ÷ 4 = $5,375. No increase in the annual fee shall be effective
without the Client signing a new advisory agreement or an amendment to their current advisory agreement.
Advisory fees are directly debited from Client accounts, or the Client may choose to pay by electronic funds
transfer. Accounts initiated or terminated during a calendar quarter will be charged a prorated fee based on the
amount of time remaining in the billing period. An account may be terminated with written notice at least 30
calendar days in advance. Since fees are paid in arrears, no refund will be needed upon account termination.

Householding Fee Schedule

                                                                           Annual
                       Aggregate Assets Managed
                                                                         Advisory Fee
                             $0 - $2,000,000                                 0.90%

                         $2,000,001 - $4,000,000                             0.80%

                         $4,000,001 - $6,000,000                             0.70%
...

Item 7: Types of Clients
We provide financial planning and portfolio management services to individuals, high net-worth individuals, and
charitable organizations.
Item 5 above discloses minimum account size requirements for Family Office. We do not have a minimum
account size requirement for Clients who use our Investment Management service in conjunction with Financial
Planning services, or Financial Planning as a stand-alone service.