Filed 2012-04-12 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $2,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Filed 2012-04-12 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $2,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Filed 2012-04-12 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $2,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
AUM Breakdown
Accounts
AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)
289
0.1
(b) Individuals (high net worth individuals)
469
0.5
(c) Banking or thrift institutions
32
0.1
(d) Investment companies
5
0.3
(e) Business development companies
0
0.0
(f) Pooled investment vehicles
2
0.0
(g) Pension and profit sharing plans
103
1.5
(h) Charitable organizations
63
0.1
(i) State or municipal government entities
14
0.1
(j) Other investment advisers
62
0.2
(k) Insurance companies
2
0.0
(l) Sovereign wealth funds and foreign official institutions
0
0.0
(m) Corporations or other businesses not listed above