Apollo Senior Floating Rate Fund Inc

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Apollo Senior Floating Rate Fund Inc
TickerAFT
CIK #0001502573
CUSIP037636107
Sector -
Address9 West 57th Street 43Rd Floor, New York, NY 10019
Source [EDGAR]
CIK Filing 2011 - 2024
[0001502573] 3
[0001502573] 4
[0001502573] 8-K
[0001502573] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Saba Capital Management LP Apollo Senior Floating Rate Fund Inc [2020-06-26] 5.7
First Trust Portfolios LP Apollo Senior Floating Rate Fund Inc [2012-08-10] 11.0
Form 3/4/5 Filer 2011 - 2024
Apollo Senior Floating Rate Fund Inc.
Vanek James
DelGiudice Ryan
Hester Kristin
Seifert Kenneth Lee Jr.
Borden Robert L
Saba Capital Management, L.P.
Weinstein Boaz
Moroney Joseph A.
Apollo Total Return Master Fund L.P.
Rickertsen Carl J
Marra Frank F
Form 13F Holdings
Firm Period DFND Voting Shares
Morgan Stanley [2023-03-31] DFND 36,239.0 1,319,859.0
Wells Fargo & Company/MN [2023-03-31] DFND 0.0 493,783.0
Next Capital Management LLC [2023-03-31] SOLE 0.0 378,475.0
Oaktree Capital Management LP [2023-03-31] DFND 372,824.0 372,824.0
Advisors Asset Management Inc [2023-03-31] SOLE 312,944.0 312,944.0
Invesco Ltd. [2023-03-31] DFND 0.0 279,192.0
Resources Investment Advisors LLC [2023-03-31] SOLE 0.0 275,034.0
Bank of America Corp /DE/ [2023-03-31] DFND 81,826.0 244,454.0
Guggenheim Capital LLC [2023-03-31] DFND 0.0 189,391.0
SIT Investment Associates Inc [2023-03-31] SOLE 0.0 185,072.0
LPL Financial LLC [2023-03-31] SOLE 0.0 167,190.0
City of London Investment Management Co Ltd [2023-03-31] SOLE 129,168.0 129,168.0
Hennion & Walsh Asset Management Inc [2023-03-31] SOLE 102,564.0 102,564.0
Apollo Management Holdings, L.P. [2023-03-31] DFND 0.0 100,000.0
Saba Capital Management LP [2023-03-31] SOLE 96,142.0 96,143.0
Logan Stone Capital LLC [2023-03-31] SOLE 92,088.0 92,088.0
Garner Asset Management Corp [2023-03-31] SOLE 85,989.0 85,989.0
Stifel Financial Corp [2023-03-31] DFND 67,064.0 76,164.0
Summit Wealth & Retirement Planning Inc [2023-03-31] SOLE 0.0 74,530.0
Royal Bank of Canada [2023-03-31] DFND 61,096.0 61,096.0
UBS Group AG [2023-03-31] DFND 0.0 55,351.0
Shufro Rose & Co LLC [2023-03-31] SOLE 0.0 53,650.0
Capital Investment Advisors LLC [2023-03-31] SOLE 44,840.0 44,840.0
AQR Arbitrage LLC [2023-03-31] DFND 38,905.0 38,905.0
Advisor Group Holdings Inc [2023-03-31] DFND 1,923.0 23,686.0
Almitas Capital LLC [2023-03-31] SOLE 16,801.0 16,801.0
Qube Research & Technologies Ltd [2023-03-31] SOLE 0.0 16,457.0
Wolverine Asset Management LLC [2023-03-31] DFND 15,706.0 15,706.0
Zazove Associates LLC [2023-03-31] SOLE 14,507.0 14,507.0
Rockefeller Capital Management L.P. [2023-03-31] DFND 14,000.0 14,000.0
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