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| Shufro Rose & Co LLC
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| |
|---|---|
| CRD # | 3403 |
| SEC # | 801-977 |
| CIK # | 0000908195 |
| AUM | $2.0 BB (2024-08-14) |
| Employees | 26 (35% Investors, 0% Brokers) |
| Phone | 212-754-5100 |
| Address | 600 Lexington Avenue New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| CIK | Period |
|---|---|
| 0000908195 | |
| / | |
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| Microsoft Corp | 1,918,222.4 | 51.0 | |
| Lilly Eli & Co | 301,789.7 | 43.2 | |
| Apple Inc | 2,382,844.0 | 40.5 | |
| Corning Inc /NY | 27,449.9 | 37.5 | |
| Sprott Physical Gold & Silver Trust | 34.6 | ||
| Thermo Fisher Scientific Inc | 209,733.6 | 33.0 | |
| Qualcomm Inc/DE | 147,392.0 | 30.3 | |
| Avery Dennison Corporation | 13,410.9 | 26.1 | |
| FS KKR Capital Corp | 5,490.0 | 25.4 | |
| Texas Instruments Inc | 142,156.2 | 25.3 | |
| J P Morgan Chase & Co | 340,169.2 | 25.1 | |
| Tyco International Ltd /Ber/ | 33,698.2 | 22.9 | |
| Moderna Inc | 56,557.4 | 17.4 | |
| Amazon Com Inc | 1,092,997.8 | 16.1 | |
| Salesforce Com Inc | 170,602.7 | 13.6 | |
| SPDR Gold Trust | 13.5 | ||
| Amgen Inc | 130,083.0 | 13.0 | |
| KAR Auction Services Inc | 1,883.8 | 12.9 | |
| International Business Machines Corp | 127,593.9 | 12.7 | |
| BorgWarner Inc | 8,636.7 | 11.9 | |
| II-VI Inc | 6,655.2 | 11.1 | |
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| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 774 | 0.3 |
| (b) Individuals (high net worth individuals) | 495 | 1.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,324 | 2.0 |
| By Discretionary | ||
| Discretionary | 1,243 | 1.9 |
| Non-Discretionary | 81 | 0.1 |
| Total | 1,324 | 2.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.0 | |
| Total | 1,324 | 2.0 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0000908195] | |
| SC 13G | [0000908195] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Shufro Rose & Co LLC | Vishay Precision Group Inc | [2015-02-11] |
| Shufro Rose & Co LLC | Bar Harbor Bankshares | [2013-01-30] |
| Shufro Rose & Co LLC | Bar Harbor Bankshares | [2012-01-13] |
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