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Type	Result	AUM ($BB)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Lazard Asset Management LLC	[2023-03-31]	SOLE	2,032,217.0	2,519,991.0
City of London Investment Management Co Ltd	[2023-03-31]	SOLE	1,849,364.0	1,849,364.0
Morgan Stanley	[2023-03-31]	DFND	100.0	1,209,352.0
Wells Fargo & Company/MN	[2023-03-31]	DFND	0.0	1,025,889.0
Saba Capital Management LP	[2023-03-31]	SOLE	659,592.0	659,592.0
Raymond James & Associates	[2023-03-31]	SOLE	0.0	582,225.0
Uncommon Cents Investing LLC	[2023-03-31]	SOLE	0.0	568,024.0
Twelve Points Wealth Management LLC	[2023-03-31]	SOLE	0.0	445,158.0
Peapack Gladstone Financial Corp	[2023-03-31]	SOLE	0.0	226,352.0
Atlas Wealth LLC	[2023-03-31]	SOLE	0.0	195,563.0
Royce & Associates LP	[2023-03-31]	SOLE	171,150.0	171,150.0
WS Management LLLP	[2023-03-31]	SOLE	122,351.0	122,351.0
Allspring Global Investments Holdings, LLC	[2023-03-31]	DFND	72,760.0	72,760.0
Royal Bank of Canada	[2023-03-31]	DFND	40,951.0	62,101.0
Atria Wealth Solutions, Inc.	[2023-03-31]	DFND	0.0	55,150.0
Baird Financial Group, Inc.	[2023-03-31]	DFND	53,179.0	53,179.0
Quantedge Capital PTE Ltd	[2023-03-31]	SOLE	52,132.0	52,132.0
Pekin Hardy Strauss Inc	[2023-03-31]	SOLE	0.0	51,535.0
Bank of America Corp /DE/	[2023-03-31]	DFND	300.0	46,749.0
Beacon Pointe Advisors LLC	[2023-03-31]	SOLE	38,605.0	38,605.0
LPL Financial LLC	[2023-03-31]	SOLE	0.0	30,310.0
Stephens Inc /AR/	[2023-03-31]	DFND	0.0	30,220.0
Cullen/Frost Bankers Inc	[2023-03-31]	DFND	24,150.0	24,150.0
A. D. Beadell Investment Counsel, Inc.	[2023-03-31]	SOLE	0.0	21,477.0
Matisse Capital	[2023-03-31]	SOLE	20,200.0	20,200.0
Marquette Asset Management LLC	[2023-03-31]	SOLE	0.0	19,916.0
Raymond James Financial Services Advisors Inc	[2023-03-31]	SOLE	0.0	18,901.0
Citadel Advisors LLC	[2023-03-31]	DFND	17,900.0	17,900.0
Blue Bell Private Wealth Management LLC	[2023-03-31]	SOLE	15,623.0	17,613.0
Janney Montgomery Scott LLC	[2023-03-31]	SOLE	15,565.0	15,565.0
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