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Type	Result	AUM ($BB)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Karpus Management Inc	[2023-03-31]	SOLE	2,345,485.0	2,345,485.0
RiverNorth Capital Management LLC	[2023-03-31]	SOLE	1,504,203.0	1,504,203.0
Morgan Stanley	[2023-03-31]	DFND	12,834.0	760,391.0
Woodline Partners LP	[2023-03-31]	SOLE	748,682.0	748,682.0
Guggenheim Capital LLC	[2023-03-31]	DFND	0.0	676,349.0
Robinson Capital Management LLC	[2023-03-31]	SOLE	522,358.0	522,358.0
Fiera Capital Corp	[2023-03-31]	OTR	470,351.0	472,137.0
van Eck Associates Corp	[2023-03-31]	SOLE	321,161.0	321,161.0
Advisors Asset Management Inc	[2023-03-31]	SOLE	314,029.0	314,029.0
Logan Stone Capital LLC	[2023-03-31]	SOLE	299,947.0	299,947.0
Bank of America Corp /DE/	[2023-03-31]	DFND	27,700.0	257,981.0
Ameriprise Financial Inc	[2023-03-31]	DFND	0.0	187,885.0
AQR Arbitrage LLC	[2023-03-31]	DFND	181,828.0	181,828.0
UBS Group AG	[2023-03-31]	DFND	0.0	179,160.0
Wakefield Asset Management LLLP	[2023-03-31]	DFND	170,968.0	170,968.0
Rockefeller Capital Management L.P.	[2023-03-31]	DFND	144,541.0	144,541.0
Advisor Group Holdings Inc	[2023-03-31]	DFND	32.0	143,946.0
Mutual Advisors LLC	[2023-03-31]	SOLE	0.0	143,050.0
Leo Brokerage LLC	[2023-03-31]	SOLE	0.0	131,873.0
Ackerman Capital Advisors LLC	[2023-03-31]	SOLE	0.0	105,574.0
Envestnet Asset Management Inc	[2023-03-31]	SOLE	99,349.0	99,349.0
LPL Financial LLC	[2023-03-31]	SOLE	0.0	97,460.0
Park Avenue Securities LLC	[2023-03-31]	SOLE	0.0	94,762.0
Melfa Wealth Management LLC	[2023-03-31]	SOLE	0.0	90,634.0
Cetera Advisor Networks LLC	[2023-03-31]	SOLE	0.0	89,207.0
Hightower Advisors LLC	[2023-03-31]	SOLE	87,384.0	87,384.0
Saba Capital Management LP	[2023-03-31]	SOLE	71,430.0	71,587.0
Mariner Investment Group LLC	[2023-03-31]	DFND	69,020.0	69,020.0
Wells Fargo & Company/MN	[2023-03-31]	DFND	1.0	68,937.0
SIT Investment Associates Inc	[2023-03-31]	SOLE	0.0	67,843.0
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