|
⚲
|
| RiverNorth Capital Management LLC
✚
|
|
|---|---|
| CRD # | 122020 |
| SEC # | 801-61533 |
| CIK # | 0001447578 |
| AUM | $6.0 BB (2023-03-30) |
| Employees | 18 (44% Investors, 22% Brokers) |
| Phone | 561-484-7185 |
| Address | 360 S Rosemary Ave West Palm Beach, FL 33401 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| NEA | 3.5 | 0.1 | |
| JPS | 1.5 | 0.1 | |
| BBDC | 1.1 | 0.0 | |
| NRGX | 0.6 | 0.0 | |
| PDO | 3.2 | 0.0 | |
| PAXS | 0.0 | ||
| BACA | 0.3 | 0.0 | |
| PDI | 4.7 | 0.0 | |
| FTHY | 0.5 | 0.0 | |
| PHK | 0.7 | 0.0 |
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | RiverNorth SPAC Arbitrage Fund LP | [2021-03-31] | 81.1 | 180.3 |
| HF | RiverNorth Institutional Partners Offshore Ltd | 2019-03-30 | 49.8 | |
| Other | RiverNorth Specialty Finance LLC | [2016-10-18] | 229.4 | 14.4 |
| HF | RiverNorth Trading Partners LP | [2013-11-13] | 2.0 | 1.6 |
| HF | RiverNorth Capital Partners LP | [2012-03-30] | 233.2 | 83.2 |
| HF | RiverNorth Institutional Partners LP | [2012-03-30] | 944.3 | 591.1 |
| HF | RiverNorth Municipal Partners LP | [2012-03-30] | 16.7 | 10.7 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 15 | 4.8 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 1.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 2 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 23 | 6.0 |
| By Discretionary | ||
| Discretionary | 23 | 6.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 23 | 6.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 5.9 | |
| Total | 23 | 6.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Stephen Ketchum | 27 | |||
| Kevin Gerlitz | 22 | |||
| Stephen ONeill | 20 | |||
| Sound Point Capital Management LP | 18 | |||
| Brian Schmucker | 9 | |||
| Marc Collins | 7 | |||
| Sound Point Discovery Manager LLC | 2 | |||
| Jonathan Mohrhardt | 6 | |||
| Marcus Collins | 6 | |||
| Patrick Galley | 6 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001447578] | |
| 3 | [0001447578] | |
| 4 | [0001447578] | |
| SC 13D | [0001447578] | |
| SC 13G | [0001447578] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Eisler Capital US LLC
✚
|
NY | 6.1 |
|
Deer Park Road Management Company LP
✚
|
CO | 6.1 |
|
Neuberger Berman Asia Limited
✚
|
6.1 | |
|
Owl Rock Diversified Advisors LLC
✚
|
NY | 6.0 |
|
Overlook Investments Limited
✚
|
6.0 | |
|
Overlook Investments LP
✚
|
6.0 | |
|
Aspect Capital Limited
✚
|
5.9 | |
|
Pentwater Capital Management LP
✚
|
FL | 5.9 |
|
GLG LLC
✚
|
NY | 5.9 |
|
City of London Investment Management Co Ltd
✚
|
5.9 |