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| Keyboard |
| Nile Therapeutics Inc | |
|---|---|
| Ticker | CAPR |
| CIK # | 0001133869 |
| CUSIP | 14070B309 |
| Sector | Life Sciences - Pharmaceutical Preparations |
| Address | 4 West 4th Ave Suite 400, San Mateo, CA 94402 |
| Source | [EDGAR] |
| Reg D Offering (Form D) | Filed | Raised | Terms |
|---|---|---|---|
| Capricor Therapeutics Inc | 2017-05-19 | 3.7 M | Exemption: 506(b) · Duration: One year or less · Revenue: Decline to Disclose |
| Nile Therapeutics Inc | 2011-06-27 | 2.5 M | Exemption: 506 · Duration: One year or less · Commission: $175,000 · Revenue: Decline to Disclose |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0001133869] | 10-K | |
| [0001133869] | 10-Q | |
| [0001133869] | 3 | |
| [0001133869] | 4 | |
| [0001133869] | 5 | |
| [0001133869] | 8-K | |
| [0001133869] | D | |
| [0001133869] | SC 13D | |
| [0001133869] | SC 13G |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Auwaerter Paul Gisbert
Stock Option (Right to Buy) · derivative
|
2026-01-05 | Grant | 15,500 | $0.00 | |
|
Gotwals Philip J
Stock Option (Right to Buy) · derivative
|
2026-01-05 | Grant | 15,500 | $0.00 | |
|
Auwaerter Paul Gisbert
Stock Option (Right to Buy) · derivative
|
2026-01-05 | Grant | 5,420 | $0.00 | |
|
Marban Linda
Stock Option (Right to Buy) · derivative
|
2026-01-05 | Grant | 100,000 | $0.00 | |
|
Kelliher Mike
Stock Option (Right to Buy) · derivative
|
2026-01-05 | Grant | 15,500 | $0.00 | |
|
Marban Linda
Restricted Stock Units · derivative
|
2026-01-05 | Grant | 7,500 | $0.00 | |
|
Litvack Frank
Stock Option (Right to Buy) · derivative
|
2026-01-05 | Grant | 50,000 | $0.00 | |
|
Bergmann Anthony
Stock Option (Right to Buy) · derivative
|
2026-01-05 | Grant | 25,000 | $0.00 | |
|
Krasney Karen
Stock Option (Right to Buy) · derivative
|
2026-01-05 | Grant | 22,500 | $0.00 | |
|
Bergmann Anthony
Restricted Stock Units · derivative
|
2026-01-05 | Grant | 2,500 | $0.00 | |
|
Auwaerter Paul Gisbert
Stock Option (Right to Buy) · derivative
|
2026-01-05 | Grant | 1,360 | $0.00 | |
|
Krasney Karen
Stock Option (Right to Buy) · derivative
|
2026-01-05 | Grant | 22,500 | $0.00 | |
|
Marban Linda
Stock Option (Right to Buy) · derivative
|
2026-01-05 | Grant | 50,000 | $0.00 | |
|
Dunbar George W Jr
Stock Option (Right to Buy) · derivative
|
2026-01-05 | Grant | 15,500 | $0.00 | |
|
Sabar Karimah Es
Stock Option (Right to Buy) · derivative
|
2026-01-05 | Grant | 15,500 | $0.00 | |
|
Bergmann Anthony
Stock Option (Right to Buy) · derivative
|
2026-01-05 | Grant | 25,000 | $0.00 | |
|
Musket David B
Stock Option (Right to Buy) · derivative
|
2026-01-05 | Grant | 15,500 | $0.00 | |
|
Krasney Karen
Stock Option (Right to Buy) · derivative
|
2025-12-30 | Option exercise | 2,500 | $0.00 | |
|
Krasney Karen
Common Stock
|
2025-12-30 | Option exercise | 2,500 | $1.39 | 3,475 |
|
Dunbar George W Jr
Common Stock
|
2025-12-19 | Option exercise | 3,000 | $1.39 | 4,170 |
| showing 20 of 200 most recent transactions | |||||
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 181 | 38,754,061 |
| 2025-12-31 | 138 | 34,213,788 |
| 2025-09-30 | 121 | 21,284,670 |
| 2025-06-30 | 121 | 24,130,419 |
| 2025-03-31 | 131 | 20,834,980 |
| 2024-12-31 | 118 | 20,704,761 |
| 2024-09-30 | 81 | 11,597,027 |
| 2024-06-30 | 64 | 7,018,934 |
| 2024-03-31 | 57 | 5,202,599 |
| 2023-12-31 | 39 | 4,282,604 |
| 2023-09-30 | 35 | 5,747,883 |
| 2023-06-30 | 33 | 2,689,764 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares |
| Moody Aldrich Partners LLC | [2026-06-30] | SOLE | 77,240 | 177,754 |
| Curated Wealth Partners LLC | [2026-06-30] | OTR | 0 | 50,000 |
| Goalvest Advisory LLC | [2026-06-30] | SOLE | 2,100 | 2,100 |
| Activest Wealth Management | [2026-06-30] | SOLE | 0 | 2,000 |
| IFP Advisors LLC | [2026-06-30] | SOLE | 325 | 325 |
| Gamma Investing LLC | [2026-06-30] | DFND | 323 | 323 |
| Farther Finance Advisors LLC | [2026-06-30] | SOLE | 0 | 36 |
| Hughes Financial Services LLC | [2026-06-30] | SOLE | 12 | 12 |
| Wolff Wiese Magana LLC | [2026-06-30] | SOLE | 6 | 6 | Prev | Page 1 | Next |