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⚲
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| Prospera Financial Services Inc
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|---|---|
| CRD # | 10740 |
| SEC # | 801-65845 |
| CIK # | 0001541625 |
| AUM | $5.9 BB (2022-12-19) |
| Employees | 242 (63% Investors, 66% Brokers) |
| Phone | 972-581-3000 |
| Address | 5429 LBJ Freeway Dallas, TX 75240 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($BB) |
|---|
| CIK | Period |
|---|---|
| 0001541625 | |
| / | |
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| Apple Inc | 2,382.8 | 0.1 | |
| Microsoft Corp | 1,918.2 | 0.0 | |
| Nvidia Corp | 399.6 | 0.0 | |
| Exxon Mobil Corp | 385.5 | 0.0 | |
| Procter & Gamble Co | 338.1 | 0.0 | |
| Blackstone Group LP | 69.1 | 0.0 | |
| Chevron Corp | 294.6 | 0.0 | |
| Amazon Com Inc | 1,093.0 | 0.0 | |
| J P Morgan Chase & Co | 340.2 | 0.0 | |
| PepsiCo Inc | 226.8 | 0.0 | |
| Wal Mart Stores Inc | 335.4 | 0.0 | |
| Home Depot Inc | 277.6 | 0.0 | |
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| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 7,923 | 2.2 |
| (b) Individuals (high net worth individuals) | 4,319 | 3.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 0.0 |
| (g) Pension and profit sharing plans | 105 | 0.1 |
| (h) Charitable organizations | 76 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 158 | 0.3 |
| (n) Other | 1 | 0.2 |
| Total | 18,852 | 5.9 |
| By Discretionary | ||
| Discretionary | 11,161 | 3.9 |
| Non-Discretionary | 7,691 | 2.0 |
| Total | 18,852 | 5.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 5.9 | |
| Total | 18,852 | 5.9 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001541625] | |
| SC 13G | [0001541625] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Greenspring Advisors LLC
✚
|
MD | 6.0 |
|
Independent Financial Group LLC
✚
|
CA | 6.0 |
|
Global Alpha Capital Management Ltd
✚
|
6.0 | |
|
Maple-Brown Abbott Limited
✚
|
5.9 | |
|
Balasa Dinverno Foltz LLC
✚
|
IL | 5.9 |
|
Joel Isaacson & Co LLC
✚
|
NY | 5.9 |
|
Monroe Vos Consulting Inc
✚
|
TX | 5.9 |
|
Cadaret Grant & Co Inc
✚
|
NY | 5.8 |
|
Asset Preservation Advisors LLC
✚
|
GA | 5.8 |
|
Valmark Advisers Inc
✚
|
OH | 5.8 |