Cardiol Therapeutics Inc

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Cardiol Therapeutics Inc
TickerCRDL
CIK #0001702123
CUSIP14161Y200
SectorLife Sciences - Biological Products, (No Disgnostic Substances)
Address602-2265 Upper Middle Road East, Oakville, ON L6H 0G5
Source [EDGAR]
CIK Filing 2011 - 2025
[0001702123] 6-K
[0001702123] D
[0001702123] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
MMCAP International Inc SPC Cardiol Therapeutics Inc [2021-11-15] 7.7
Form 13F Holdings
Firm Period DFND Voting Shares
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Advisorshares Investments LLC [2025-06-30] SOLE 857,388 857,388
Lion Street Advisors LLC [2025-06-30] SOLE 340,025 340,025
MMCAP International Inc. SPC [2025-06-30] SOLE 293,056 293,056
Cambridge Investment Research Advisors Inc [2025-06-30] SOLE 0 206,265
Envestnet Asset Management Inc [2025-06-30] SOLE 181,682 181,682
UBS Group AG [2025-06-30] DFND 137,244 139,244
MGO One Seven LLC [2025-06-30] SOLE 100,000 100,000
Knoll Capital Management, LLC [2025-06-30] SOLE 100,000 100,000
Morgan Stanley [2025-06-30] DFND 85,268 99,881
Atria Investments Inc [2025-06-30] SOLE 0 96,342
Cetera Investment Advisers [2025-06-30] SOLE 0 59,952
Goldman Sachs Group Inc [2025-06-30] DFND 57,500 57,500
Geode Capital Management LLC [2025-06-30] DFND 52,435 52,435
Bank of Montreal /Can/ [2025-06-30] DFND 50,000 50,000
Marble Harbor Investment Counsel LLC [2025-06-30] SOLE 39,900 39,900
Citadel Advisors LLC [2025-06-30] DFND 37,600 37,600
Bank of America Corp /DE/ [2025-06-30] DFND 6,300 26,455
Mercer Global Advisors Inc /ADV [2025-06-30] SOLE 0 22,600
Jones Financial Companies LLLP [2025-06-30] SOLE 21,060 21,060
Royal Bank of Canada [2025-06-30] DFND 20,304 20,304
Susquehanna International Group LLP [2025-06-30] OTR 20,023 20,023
Wealth Enhancement Advisory Services LLC [2025-06-30] SOLE 0 16,840
LPL Financial LLC [2025-06-30] SOLE 0 15,210
Wealthspire Advisors LLC [2025-06-30] SOLE 0 15,151
Moneco Advisors LLC [2025-06-30] SOLE 0 15,000
Janney Montgomery Scott LLC [2025-06-30] SOLE 14,200 14,200
Independent Advisor Alliance [2025-06-30] SOLE 0 10,000
National Bank of Canada /FI/ [2025-06-30] DFND 0 9,213
Group One Trading LLC [2025-06-30] SOLE 7,713 7,713
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