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Type	Result	AUM ($BB)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
SIT Investment Associates Inc	[2023-03-31]	SOLE	0.0	4,715,872.0
Boothbay Fund Management LLC	[2023-03-31]	OTR	0.0	2,665,317.0
Alpine Global Management, LLC	[2023-03-31]	SOLE	2,562,120.0	2,562,120.0
LPL Financial LLC	[2023-03-31]	SOLE	0.0	649,505.0
Perennial Investment Advisors LLC	[2023-03-31]	SOLE	0.0	360,765.0
Thomas J Herzfeld Advisors Inc	[2023-03-31]	SOLE	360,362.0	360,362.0
Royal Bank of Canada	[2023-03-31]	DFND	340,597.0	349,597.0
Atria Wealth Solutions, Inc.	[2023-03-31]	DFND	0.0	190,323.0
Centaurus Financial Inc	[2023-03-31]	SOLE	0.0	185,746.0
Baird Financial Group, Inc.	[2023-03-31]	DFND	150,890.0	150,890.0
Commonwealth Equity Services LLC	[2023-03-31]	SOLE	0.0	148,100.0
Cetera Advisor Networks LLC	[2023-03-31]	SOLE	0.0	134,033.0
Morgan Stanley	[2023-03-31]	DFND	30,114.0	94,896.0
Creative Financial Designs Inc /ADV	[2023-03-31]	SOLE	0.0	74,340.0
Advisor Group Holdings Inc	[2023-03-31]	DFND	1,755.0	72,474.0
Kovack Advisors Inc	[2023-03-31]	SOLE	0.0	66,594.0
Bank of America Corp /DE/	[2023-03-31]	DFND	0.0	60,034.0
Raymond James & Associates	[2023-03-31]	SOLE	0.0	59,549.0
Chicago Partners Investment Group LLC	[2023-03-31]	SOLE	0.0	56,372.0
Bluefin Capital Management LLC	[2023-03-31]	SOLE	45,828.0	45,828.0
Yakira Capital Management Inc	[2023-03-31]	SOLE	38,503.0	38,503.0
Cetera Advisors LLC	[2023-03-31]	SOLE	0.0	38,242.0
Mariner LLC	[2023-03-31]	SOLE	30,838.0	30,838.0
Wells Fargo & Company/MN	[2023-03-31]	DFND	0.0	28,500.0
Virtu Financial LLC	[2023-03-31]	DFND	19,592.0	19,592.0
Grimes & Company Inc	[2023-03-31]	SOLE	18,609.0	18,609.0
Wolverine Asset Management LLC	[2023-03-31]	DFND	17,602.0	17,602.0
Main Street Financial Solutions LLC	[2023-03-31]	SOLE	0.0	17,212.0
StoneX Group Inc.	[2023-03-31]	DFND	0.0	16,525.0
Outlook Wealth Advisors LLC	[2023-03-31]	SOLE	15,679.0	15,679.0
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