Mirador Capital Partners LP

Item 5: Fees & Compensation

    Comprehensive Portfolio Management

    Comprehensive Portfolio Management fees are calculated based on a percentage of assets under
    management not to exceed 2.00%. The exact fee to be charged will be detailed in the executed
    advisory agreement.

    Our firm’s fees are negotiable and may be discounted on a case-by-case basis. Annualized fees are
    billed on a quarterly pro-rata basis (one quarter of the annual rate) in advance based on the value of

ADV Part 2A – Firm Brochure                         Page 6                                  Mirador Capital Partners, LP

    your account on the last day of the previous quarter. Certain illiquid securities without daily
    valuations will be billed based upon their most recently available valuations. Adjustments may be
    made for deposits and withdrawals for values of more than $50,000. Unless otherwise agreed to in
    writing, fees will be assessed on cash and cash equivalents. Fees will be deducted from your managed
    account(s). As part of the fee deduction process, the client is made aware of the following:

         a) Your independent custodian sends statements at least quarterly to you showing the market
            values for each security included in the Assets and all disbursements in your account
            including the amount of the advisory fees paid to us; and
         b) You provide authorization permitting us to be directly paid by these terms. We send our
            invoice directly to the custodian.

    Financial Planning & Consulting:

    Our firm charges on a flat fee basis for financial planning and consulting services. The total
    estimated fee, as well as the ultimate fee charged, is based on the scope and complexity of our
    engagement with the client. Flat fees will not exceed $2,500. The fee-paying arrangements will be
    determined on a case-by-case basis and will be detailed in the signed consulting agreement. Our
    firm will not require a retainer exceeding $1,200 when services cannot be rendered within 6
    months.

    Estate Planning:

    The fee for this offering vary depending upon the service level required, and will be outlined in the
    executed agreement with a maximum of $2,500. Fees may be negotiable in certain cases, will be
    agreed to at the start of the engagement, and are due at the end of the engagement. The fee that we
    charge includes both our portion of the fee, and that remitted to Encore Estate Plans. Clients are not
    required to utilize any third party products or services that we may recommend and they can receive
    similar services from other professionals at a similar or lower cost.

    Plan Sponsor Retirement Plan Consulting:

    Our Plan Sponsor Retirement Plan Consulting services are billed as a fee based on a percentage of
    Plan assets under management. The total estimated fee, as well as the ultimate fee charged, is based
    on the scope and complexity of our engagement with the client. The maximum percentage of Plan
    Assets charged for these services shall not exceed 1.00%. All fee-paying arrangements will be
    determined on a case-by-case basis and will be detailed in the signed consulting agreement. Clients
    will be invoiced directly for the fees or debited from plan assets if agreed to.

    Other Types of Fees & Expenses

    Clients will incur transaction fees for trades executed by their chosen custodian via individual
    transaction charges. These transaction fees are separate from our firm’s advisory fees and will be
    disclosed by the chosen custodian. Charles Schwab & Co., Inc. (“Schwab”) does not charge transaction
    fees for U.S. listed equities and exchange traded funds.

ADV Part 2A – Firm Brochure                       Page 7                                Mirador Capital Partners, LP

    Clients may also pay holdings charges imposed by the chosen custodian for certain investments,
    charges imposed directly by a mutual fund, index fund, or exchange traded fund, which shall be
    disclosed in the fund’s prospectus (e.g., fund management fees and other fund expenses), distribution
    fees, surrender charges, variable annuity fees, IRA and qualified retirement plan fees, mark-ups and
    mark-downs, spreads paid to market makers, fees for trades executed away from custodian, wire
    transfer fees and other fees and taxes on brokerage accounts and securities transactions. Our firm
    does not receive a portion of these fees.

    Termination & Refunds

    We charge our Comprehensive Portfolio Management advisory fees quarterly in advance. If you wish
    to terminate our services, you need to provide us with a written notice by submitting Schwab
    Cancellation Form. Upon receipt of the cancellation form, we will proceed to close out your account
    and process a pro-rata refund of unearned advisory fees. In the event of the failure to do so within six
    months of the closing of your account(s), we will proceed to donate any refund to a charity of our
    choice.

    Either party to a Plan Sponsor Retirement Plan Consulting Agreement may terminate at any time by
    providing written notice to the other party. Full refunds will only be made in cases where cancellation
    occurs within five (5) business days of signing an agreement. After five (5) business days from initial
    signing, either party must provide the other party thirty (30) days written notice to terminate billing.
    Billing will terminate 30 days after receipt of termination notice. Clients will be charged on a pro-rata
    basis, which takes into account work completed by our firm on behalf of the client. Clients will incur
    charges for bona fide advisory services rendered up to the point of termination (determined as 30
    days from receipt of said written notice) and such fees will be due and payable.

    Refund Policy
...

Item 7: Types of Clients & Account Requirements

    We have the following types of clients:
       • Individuals and High Net Worth Individuals;
       • Trusts, Estates or Charitable Organizations;
       • Pension and Profit Sharing Plans;
       • Corporations, Limited Liability Companies and Small Businesses.

    We require a minimum account balance of $500,000 for our Comprehensive Portfolio Management
    service. This minimum account balance is required to be maintained throughout the course of the
    client’s relationship with our firm, but may be waived on a case by case basis upon approval by the
    advisor.

    SIP accounts must maintain a minimum balance of $5,000 to be eligible for automatic rebalancing.
    Tax-loss harvesting is available for clients with invested assets of $50,000 or more in their SIP
    account. Clients must enroll to receive this service. Please see Item 10 for more details on this
    program.

ADV Part 2A – Firm Brochure                         Page 9                                 Mirador Capital Partners, LP