Western Asset Mortgage Opportunity Fund Inc

-

Stock Issuer and Owners

Home | Sign Up | Log In
Message
Happy Holidays!! thanks for using AUM13F!!
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Western Asset Mortgage Opportunity Fund Inc
TickerDMO
CIK #0001478102
CUSIP95790B109
Sector -
Address620 Eighth Avenue 47th Floor, New York, NY 10018
Source [EDGAR]
CIK Filing 2011 - 2025
[0001478102] 3
[0001478102] 4
[0001478102] 8-K
[0001478102] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
First Trust Portfolios LP Western Asset Mortgage Opportunity Fund Inc [2021-01-11] 5.08
First Trust Portfolios LP Western Asset Mortgage Defined Opportunity Fund Inc [2012-10-10] 11.5
Form 3/4/5 Filer 2011 - 2025
Western Asset Mortgage Opportunity Fund Inc.
Sale Hillary A
Grillo Anthony
Gahan Thomas
Mason Peter Daniel Charles
Buchanan Michael Carlton
Hinkle Matthew T.
De Oliveira Marc
Hoffmann Courtney A
Bowden Andrew J.
Fergerson Laura F
Eakes Brian
Hoyt George P.
Nicholls Matthew
Plafker Jed A.
Johnson Jennifer M
Jensen Fred Steven
Agdern Robert D
Berarducci Christopher
Cronin Daniel P
Kumar Nisha
Berg Jennifer s
Kuehl Todd F
Merchant Thomas C
Murphy Jennifer
Kenney John
Fuller Kenneth
Trust Jane
Bilson F Barry
Nachtwey Peter
Olmert Amy
Colman Carol L
Hirschmann James W III
Walsh Stephen A
Kamerick Eileen A
Form 13F Holdings
Firm Period DFND Voting Shares
Royal Bank of Canada [2025-06-30] DFND 386,636 388,986
Envestnet Asset Management Inc [2025-06-30] SOLE 230,453 230,453
Baird Financial Group, Inc. [2025-06-30] DFND 217,674 218,782
LPL Financial LLC [2025-06-30] SOLE 0 206,710
Consolidated Portfolio Review Corp [2025-06-30] SOLE 0 183,114
Morgan Stanley [2025-06-30] DFND 2 158,071
Thomas J Herzfeld Advisors Inc [2025-06-30] SOLE 139,971 139,971
Venture Visionary Partners LLC [2025-06-30] SOLE 124,809 124,809
Guggenheim Capital LLC [2025-06-30] DFND 0 118,914
Park Avenue Securities LLC [2025-06-30] SOLE 0 78,709
Raymond James Financial Inc [2025-06-30] DFND 0 78,591
Robinson Capital Management LLC [2025-06-30] SOLE 0 53,687
Osaic Holdings Inc [2025-06-30] DFND 0 53,676
Newedge Advisors LLC [2025-06-30] SOLE 0 50,721
Riverbridge Partners LLC [2025-06-30] SOLE 44,664 44,664
Cambridge Investment Research Advisors Inc [2025-06-30] SOLE 0 39,062
Aviance Capital Partners LLC [2025-06-30] SOLE 38,143 38,143
Commonwealth Equity Services LLC [2025-06-30] SOLE 0 36,603
SIT Investment Associates Inc [2025-06-30] SOLE 0 33,880
Seacrest Wealth Management LLC [2025-06-30] SOLE 0 33,796
UBS Group AG [2025-06-30] DFND 0 27,827
Choreo LLC [2025-06-30] SOLE 0 18,854
Integrated Capital Management Inc [2025-06-30] SOLE 0 17,244
Oppenheimer & Co Inc [2025-06-30] SOLE 15,500 15,500
Bank of America Corp /DE/ [2025-06-30] DFND 0 15,490
Journey Strategic Wealth LLC [2025-06-30] SOLE 0 13,350
MML Investors Services LLC [2025-06-30] DFND 0 12,373
Northwestern Mutual Wealth Management Co [2025-06-30] DFND 0 7,025
Corecap Advisors LLC [2025-06-30] SOLE 6,400 6,400
MAI Capital Management [2025-06-30] SOLE 0 1,694
Prev | Page 1 | Next
Terms | Privacy | Guide
tony@aum13f.com