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Type	Result	AUM ($BB)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Saba Capital Management LP	[2023-03-31]	SOLE	509,879.0	717,677.0
Morgan Stanley	[2023-03-31]	DFND	10,283.0	373,833.0
Wells Fargo & Company/MN	[2023-03-31]	DFND	0.0	350,756.0
Ameriprise Financial Inc	[2023-03-31]	DFND	0.0	244,308.0
Foundations Investment Advisors LLC	[2023-03-31]	SOLE	0.0	227,433.0
Guggenheim Capital LLC	[2023-03-31]	DFND	0.0	213,025.0
WNY Asset Management LLC	[2023-03-31]	SOLE	177,418.0	177,418.0
Aviance Capital Partners LLC	[2023-03-31]	SOLE	175,944.0	175,944.0
Invesco Ltd.	[2023-03-31]	DFND	0.0	144,150.0
Baird Financial Group, Inc.	[2023-03-31]	DFND	117,151.0	117,151.0
AQR Arbitrage LLC	[2023-03-31]	DFND	82,822.0	82,822.0
Envestnet Asset Management Inc	[2023-03-31]	SOLE	75,753.0	75,753.0
Raymond James Financial Services Advisors Inc	[2023-03-31]	SOLE	0.0	72,971.0
Bulldog Investors LLP	[2023-03-31]	SOLE	71,885.0	71,885.0
Newedge Advisors LLC	[2023-03-31]	SOLE	0.0	71,751.0
Institute for Wealth Management LLC	[2023-03-31]	SOLE	63,848.0	63,848.0
9258 Wealth Management LLC	[2023-03-31]	SOLE	61,715.0	61,716.0
Advisors Asset Management Inc	[2023-03-31]	SOLE	48,498.0	48,498.0
Raymond James & Associates	[2023-03-31]	SOLE	0.0	45,659.0
Wolverine Asset Management LLC	[2023-03-31]	DFND	43,176.0	43,176.0
Old Port Advisors	[2023-03-31]	SOLE	0.0	42,772.0
Royal Bank of Canada	[2023-03-31]	DFND	39,216.0	39,216.0
Shaker Financial Services LLC	[2023-03-31]	SOLE	36,782.0	36,782.0
UBS Group AG	[2023-03-31]	DFND	0.0	35,012.0
Captrust Financial Advisors	[2023-03-31]	SOLE	33,145.0	33,145.0
Relative Value Partners Group LLC	[2023-03-31]	SOLE	32,006.0	32,006.0
Oak Harbor Wealth Partners LLC	[2023-03-31]	SOLE	0.0	31,735.0
Cambridge Investment Research Advisors Inc	[2023-03-31]	SOLE	0.0	27,392.0
Logan Stone Capital LLC	[2023-03-31]	SOLE	26,877.0	26,877.0
Advisor Group Holdings Inc	[2023-03-31]	DFND	10,403.0	23,483.0
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