Ellsworth Growth & Income Fund Ltd

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Ellsworth Growth & Income Fund Ltd
TickerECF
CIK #0000793040
CUSIP289074106
Sector -
Address65 Madison Avenue Suite 550, Morristown, NJ 07960
Source [EDGAR]
CIK Filing 2011 - 2025
[0000793040] 3
[0000793040] 4
[0000793040] 8-K
[0000793040] D
[0000793040] SC 13D
[0000793040] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
SIT Investment Associates Inc Ellsworth Growth & Income Fund Ltd [2025-07-07] 0.0
Saba Capital Management LP Ellsworth Growth & Income Fund Ltd [2024-05-13] 5.32
Wells Fargo & Company/MN Ellsworth Growth & Income Fund Ltd [2024-02-06] 7.3
MJG 1999 Descendants Trust Ellsworth Growth & Income Fund Ltd [2022-07-11] 5.4
Gamco Investors Inc ET AL Ellsworth Growth & Income Fund Ltd [2022-07-11] 4.05
Pitaro Regina M Ellsworth Growth & Income Fund Ltd [2022-07-11] 6.48
Saba Capital Management LP Ellsworth Growth & Income Fund Ltd [2022-06-10] 5.1
Wells Fargo & Company/MN Ellsworth Growth & Income Fund Ltd [2020-02-05] 5.66
Advisors Asset Management Inc Ellsworth Growth & Income Fund Ltd [2018-07-10] 5.046
First Trust Portfolios LP Ellsworth Growth & Income Fund Ltd [2017-01-27] 5.07
Morgan Stanley Ellsworth Growth & Income Fund Ltd [2016-02-11] 8.6
UBS Group AG Ellsworth Growth & Income Fund Ltd [2016-02-09] 6.16
Wells Fargo & Company/MN Ellsworth Fund Ltd [2014-01-27] 5.71
Form 3/4/5 Filer 2011 - 2025
Gabelli Mario J
Ellsworth Growth & Income Fund Ltd
Saba Capital Management, L.P.
Weinstein Boaz
Kilrain Colin J.
Ball John Chester
Dinsmore James Andrew
Vanekris Anthonie C
Goldstein Peter D.
Nakamura Kuni
Bizzell Kinchen C
CONN James P
Levine Gary I
Pierre Mercedes A
Platt Nicolas W
Melarkey Michael J
Ortiz Germaine M
Lake H Tucker Jr
Mullady Agnes
Fahrenkopf Frank J Jr
Dinsmore Thomas H
Dinsmore Capital Management Co/Nj
O'Keeffe Jane D
Bogan Elizabeth C
Finnican Peter M
Finnican Sally J
Dinsmore Jean H
Form 13F Holdings
Firm Period DFND Voting Shares
Saba Capital Management LP [2025-06-30] SOLE 1,440,583 1,627,221
Wells Fargo & Company/MN [2025-06-30] DFND 1 920,341
SIT Investment Associates Inc [2025-06-30] SOLE 0 772,042
Bulldog Investors LLP [2025-06-30] SOLE 312,463 312,463
Pathstone Holdings, LLC [2025-06-30] DFND 272,786 272,786
Ameriprise Financial Inc [2025-06-30] DFND 0 245,858
Morgan Stanley [2025-06-30] DFND 1,065 174,315
Advisors Asset Management Inc [2025-06-30] SOLE 170,355 170,355
Invesco Ltd. [2025-06-30] DFND 0 161,109
Blue Bell Private Wealth Management LLC [2025-06-30] SOLE 148,692 161,032
Guggenheim Capital LLC [2025-06-30] DFND 0 148,511
Baird Financial Group, Inc. [2025-06-30] DFND 143,728 145,155
Wolverine Asset Management LLC [2025-06-30] DFND 136,527 136,527
Wealth Enhancement Advisory Services LLC [2025-06-30] SOLE 0 133,506
Shaker Financial Services LLC [2025-06-30] SOLE 107,775 108,007
Capstone Investment Advisors LLC [2025-06-30] DFND 0 81,490
Raymond James Financial Inc [2025-06-30] DFND 0 79,542
Newedge Advisors LLC [2025-06-30] SOLE 0 75,407
WNY Asset Management LLC [2025-06-30] SOLE 69,822 69,822
Uhlmann Price Securities LLC [2025-06-30] SOLE 66,680 66,680
Institute for Wealth Management LLC [2025-06-30] SOLE 0 55,858
AQR Arbitrage LLC [2025-06-30] DFND 51,831 51,831
Royal Bank of Canada [2025-06-30] DFND 47,849 47,849
Waverly Advisors LLC [2025-06-30] SOLE 0 42,423
Kovitz Investment Group Partners LLC [2025-06-30] SOLE 32,006 32,006
Aviance Capital Partners LLC [2025-06-30] SOLE 30,095 30,095
Private Advisor Group LLC [2025-06-30] SOLE 0 24,237
K2 Principal Fund LP [2025-06-30] SOLE 23,785 23,785
Captrust Financial Advisors [2025-06-30] SOLE 22,198 22,198
Susquehanna International Group LLP [2025-06-30] OTR 20,315 20,315
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