Ellsworth Growth & Income Fund Ltd

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Ellsworth Growth & Income Fund Ltd
TickerECF
CIK #0000793040
CUSIP289074106
Sector -
Address65 Madison Avenue Suite 550, Morristown, NJ 07960
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
Ellsworth Growth & Income Fund Ltd 2022-07-15 25.0 M Exemption: 506(b) · Minimum: $10 · Remaining: $4,970,000 · Duration: One year or less · Net Assets: Over $100,000,000
CIK Filing 2011 - 2026
[0000793040] 3
[0000793040] 4
[0000793040] 8-K
[0000793040] D
[0000793040] SC 13D
[0000793040] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Sit Investment Associates Inc Ellsworth Growth & Income Fund Ltd [2025-07-07] 0.0
Saba Capital Management LP Ellsworth Growth & Income Fund Ltd [2024-05-13] 5.32
Wells Fargo & Company/MN Ellsworth Growth & Income Fund Ltd [2024-02-06] 7.3
Gamco Investors Inc ET AL Ellsworth Growth & Income Fund Ltd [2022-07-11] 4.05
MJG 1999 Descendants Trust Ellsworth Growth & Income Fund Ltd [2022-07-11] 5.4
Pitaro Regina M Ellsworth Growth & Income Fund Ltd [2022-07-11] 6.48
Saba Capital Management LP Ellsworth Growth & Income Fund Ltd [2022-06-10] 5.1
Wells Fargo & Company/MN Ellsworth Growth & Income Fund Ltd [2020-02-05] 5.66
Advisors Asset Management Inc Ellsworth Growth & Income Fund Ltd [2018-07-10] 5.046
First Trust Portfolios LP Ellsworth Growth & Income Fund Ltd [2017-01-27] 5.07
Morgan Stanley Ellsworth Growth & Income Fund Ltd [2016-02-11] 8.6
UBS Group AG Ellsworth Growth & Income Fund Ltd [2016-02-09] 6.16
Wells Fargo & Company/MN Ellsworth Fund Ltd [2014-01-27] 5.71
Form 3/4/5 Filer 2011 - 2026
Ellsworth Growth & Income Fund Ltd
Vanekris Anthonie C
Saba Capital Management LP
Dinsmore James Andrew
Gabelli Mario J
Weinstein Boaz
Kilrain Colin J
Ball John Chester
Goldstein Peter D
Nakamura Kuni
Bizzell Kinchen C
CONN James P
Levine Gary I
Pierre Mercedes A
Platt Nicolas W
Melarkey Michael J
Ortiz Germaine M
Lake H Tucker Jr
Mullady Agnes
Fahrenkopf Frank J Jr
Dinsmore Thomas H
Dinsmore Capital Management Co/NJ
O'Keeffe Jane D
Bogan Elizabeth C
Finnican Peter M
Finnican Sally J
Dinsmore Jean H
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Saba Capital Management LP
Common Stock
2026-02-18 Sell 14,591 $12.16 177,427
Saba Capital Management LP
Common Stock
2026-02-17 Sell 6,072 $12.20 74,078
Saba Capital Management LP
Common Stock
2026-02-13 Sell 7,532 $12.25 92,267
Saba Capital Management LP
Common Stock
2026-02-11 Sell 14,110 $12.24 172,706
Saba Capital Management LP
Common Stock
2026-02-06 Sell 26,218 $11.95 313,305
Saba Capital Management LP
Common Stock
2026-02-05 Sell 7,824 $12.02 94,044
Dinsmore James Andrew
Common Shares
2025-12-17 Buy 200 $11.60 2,320
Saba Capital Management LP
Common Stock
2025-11-07 Buy 33,764 $12.15 410,233
Saba Capital Management LP
Common Stock
2025-10-28 Buy 11,604 $12.28 142,497
Common Stock
2025-08-19 Buy 8,031 $10.69 85,851
Gabelli Mario J
Series B Cumulative Preferred Shares
2025-06-26 Other 320,000 $10.00 3,200,000
Weinstein Boaz +1
Common Stock
2025-05-19 Buy 856 $9.60 8,218
Weinstein Boaz +1
Common Stock
2025-05-06 Buy 17,576 $9.19 161,523
Weinstein Boaz +1
Common Stock
2025-05-05 Buy 9,751 $9.23 90,002
Weinstein Boaz +1
Common Stock
2025-05-01 Buy 1,000 $9.11 9,110
Weinstein Boaz +1
Common Stock
2025-04-30 Buy 22,447 $9.01 202,247
Weinstein Boaz +1
Common Stock
2025-04-29 Buy 4,738 $9.04 42,832
Weinstein Boaz +1
Common Stock
2025-04-28 Buy 600 $8.97 5,382
Weinstein Boaz +1
Common Stock
2025-04-21 Buy 3,400 $8.58 29,172
Weinstein Boaz +1
Common Stock
2025-04-15 Buy 7,178 $8.75 62,808
showing 20 of 104 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 48 5,343,110
2025-12-31 52 5,512,483
2025-09-30 56 5,646,020
2025-06-30 58 6,458,488
2025-03-31 55 6,097,632
2024-12-31 55 6,176,153
2024-09-30 59 5,895,554
2024-06-30 53 5,694,183
2024-03-31 64 6,082,574
2023-12-31 55 5,296,878
2023-09-30 48 4,809,396
2023-06-30 49 4,181,749
Form 13F Holdings
Firm Period DFND Voting Shares
Shaker Financial Services LLC [2026-06-30] SOLE 45,429 45,699
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 0 37,508
PMG Family Office LLC [2026-06-30] SOLE 0 18,529
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