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| Keyboard |
| Eton Pharmaceuticals Inc | |
|---|---|
| Ticker | ETON |
| CIK # | 0001710340 |
| CUSIP | 29772L108 |
| Sector | Life Sciences - Pharmaceutical Preparations |
| Address | 12264 El Camino Real, San Diego, CA 92130 |
| Source | [EDGAR] |
| Reg D Offering (Form D) | Filed | Raised | Terms |
|---|---|---|---|
| Eton Pharmaceuticals Inc | 2020-04-08 | 7.5 M | Exemption: 506(b) · Duration: One year or less · Revenue: $1 - $1,000,000 |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0001710340] | 10-K | |
| [0001710340] | 10-Q | |
| [0001710340] | 3 | |
| [0001710340] | 4 | |
| [0001710340] | 5 | |
| [0001710340] | 8-K | |
| [0001710340] | D | |
| [0001710340] | SC 13D | |
| [0001710340] | SC 13G |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed | % Owned |
|---|---|---|---|
| Vanguard Group Inc | Eton Pharmaceuticals Inc | [2025-10-30] | 0.0 |
| BlackRock Inc | Eton Pharmaceuticals Inc | [2025-07-17] | 0.0 |
| EcoR1 Capital LLC | Eton Pharmaceuticals Inc | [2024-12-09] | 5.4 |
| Opaleye Management Inc | Eton Pharmaceuticals Inc | [2019-05-24] | 11.0 |
| Brynjelsen Sean | Eton Pharmaceuticals Inc | [2019-02-11] | 6.6 |
| Imprimis Pharmaceuticals Inc | Eton Pharmaceuticals Inc | [2018-11-23] | 20.7 |
| Appel Peter A | Eton Pharmaceuticals Inc | [2018-11-21] | 7.4 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Riedel Norbert G
Employee Stock Option (Right to Buy) · derivative
|
2026-02-03 | Option exercise | 30,000 | $0.00 | |
|
Riedel Norbert G
Common Stock
|
2026-02-03 | Option exercise | 30,000 | $4.42 | 132,600 |
|
Gruber James R
Common Stock
|
2026-01-14 | Tax withheld | 2,293 | $15.47 | 35,473 |
|
Krempa David
Common Stock
|
2026-01-14 | Tax withheld | 1,942 | $15.62 | 30,334 |
|
Adams Jennifer McKie
Employee Stock Option (Right to Buy) · derivative
|
2026-01-12 | Grant | 12,196 | $0.00 | |
|
Casamento Charles J
Employee Stock Option (Right to Buy) · derivative
|
2026-01-12 | Grant | 12,196 | $0.00 | |
|
Casamento Charles J
Restricted Stock Units · derivative
|
2026-01-12 | Grant | 7,757 | $0.00 | |
|
Maier Paul V
Employee Stock Option (Right to Buy) · derivative
|
2026-01-12 | Grant | 12,196 | $0.00 | |
|
Maier Paul V
Restricted Stock Units · derivative
|
2026-01-12 | Grant | 7,757 | $0.00 | |
|
Erdogan-Trinkaus Ipek
Restricted Stock Units · derivative
|
2026-01-12 | Grant | 25,856 | $0.00 | |
|
Erdogan-Trinkaus Ipek
Employee Stock Option (Right to Buy) · derivative
|
2026-01-12 | Grant | 40,655 | $0.00 | |
|
Brynjelsen Sean
Restricted Stock Units · derivative
|
2026-01-12 | Grant | 100,517 | $0.00 | |
|
Brynjelsen Sean
Employee Stock Option (Right to Buy) · derivative
|
2026-01-12 | Grant | 158,046 | $0.00 | |
|
Krempa David
Employee Stock Option (Right to Buy) · derivative
|
2026-01-12 | Grant | 40,655 | $0.00 | |
|
Krempa David
Restricted Stock Units · derivative
|
2026-01-12 | Grant | 25,856 | $0.00 | |
|
Gruber James R
Employee Stock Option (Right to Buy) · derivative
|
2026-01-12 | Grant | 40,655 | $0.00 | |
|
Gruber James R
Restricted Stock Units · derivative
|
2026-01-12 | Grant | 25,856 | $0.00 | |
|
Riedel Norbert G
Employee Stock Option (Right to Buy) · derivative
|
2026-01-12 | Grant | 12,196 | $0.00 | |
|
Riedel Norbert G
Restricted Stock Units · derivative
|
2026-01-12 | Grant | 7,757 | $0.00 | |
|
Adams Jennifer McKie
Restricted Stock Units · derivative
|
2026-01-12 | Grant | 7,757 | $0.00 | |
| showing 20 of 163 most recent transactions | |||||
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 116 | 17,606,210 |
| 2025-12-31 | 105 | 16,098,586 |
| 2025-09-30 | 104 | 18,226,665 |
| 2025-06-30 | 88 | 16,558,081 |
| 2025-03-31 | 87 | 14,060,648 |
| 2024-12-31 | 73 | 13,503,200 |
| 2024-09-30 | 50 | 10,262,249 |
| 2024-06-30 | 46 | 9,903,153 |
| 2024-03-31 | 45 | 7,746,731 |
| 2023-12-31 | 57 | 7,681,561 |
| 2023-09-30 | 53 | 6,950,900 |
| 2023-06-30 | 34 | 6,011,727 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares |
| Wasatch Advisors LP | [2026-06-30] | SOLE | 92,742 | 92,742 |
| Y-Intercept Hong Kong Ltd | [2026-06-30] | SOLE | 33,542 | 33,542 |
| Juncture Wealth Strategies LLC | [2026-06-30] | SOLE | 28,849 | 28,849 |
| Chicago Trust Co NA | [2026-06-30] | OTR | 16,700 | 16,700 |
| Alaska Retirement Management Board | [2026-06-30] | SOLE | 6,943 | 6,943 |
| Toth Financial Advisory Corp | [2026-06-30] | SOLE | 1,200 | 1,200 |
| Farther Finance Advisors LLC | [2026-06-30] | SOLE | 0 | 123 |
| Versant Capital Management Inc | [2026-06-30] | SOLE | 61 | 61 |
| MassMutual Private Wealth & Trust FSB | [2026-06-30] | SOLE | 52 | 52 |
| Hughes Financial Services LLC | [2026-06-30] | SOLE | 33 | 33 |
| Gamma Investing LLC | [2026-06-30] | DFND | 21 | 21 | Prev | Page 1 | Next |