First Trust Amex Biotech Index Fund

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First Trust Amex Biotech Index Fund
TickerFBT
CIK #
CUSIP33733E203
SectorExchange-Traded Fund -
Address, ,
Source
Form 13F Holdings
Firm Period DFND Voting Shares
Morgan Stanley [2020-09-30] DFND 1,761.0 1,009,641.0
Wells Fargo & Co/Mn [2020-09-30] DFND 730,838.0 744,310.0
Bank of America Corp /DE/ [2020-09-30] DFND 875.0 591,890.0
UBS Group AG [2020-09-30] DFND 0.0 459,522.0
LPL Financial LLC [2020-09-30] SOLE 0.0 365,480.0
Raymond James Financial Services Advisors Inc [2020-09-30] SOLE 0.0 282,162.0
Royal Bank of Canada [2020-09-30] DFND 247,236.0 260,179.0
Raymond James & Associates [2020-09-30] SOLE 0.0 225,607.0
Advisor Group Holdings Inc [2020-09-30] DFND 11,250.0 190,606.0
Commonwealth Equity Services LLC [2020-09-30] SOLE 0.0 170,473.0
Envestnet Asset Management Inc [2020-09-30] SOLE 119,112.0 119,112.0
Ameriprise Financial Inc [2020-09-30] DFND 0.0 74,896.0
New England Investment & Retirement Group Inc [2020-09-30] SOLE 68,823.0 68,824.0
Karp Capital Management Corp [2020-09-30] SOLE 0.0 49,605.0
HRT Financial LLC [2020-09-30] DFND 49,283.0 49,283.0
Davidson D A & Co [2020-09-30] SOLE 45,592.0 45,592.0
Cambridge Investment Research Advisors Inc [2020-09-30] SOLE 0.0 43,615.0
Stifel Financial Corp [2020-09-30] DFND 42,781.0 43,451.0
Kestra Advisory Services LLC [2020-09-30] SOLE 0.0 43,152.0
McKinley Carter Wealth Services Inc [2020-09-30] SOLE 40,532.0 40,532.0
Truist Financial Corp [2020-09-30] DFND 40,121.0 40,121.0
Level Four Advisory Services LLC [2020-09-30] SOLE 0.0 40,016.0
Citadel Advisors LLC [2020-09-30] DFND 38,267.0 38,267.0
Hartford Financial Management Inc [2020-09-30] SOLE 36,837.0 37,112.0
Susquehanna International Group LLP [2020-09-30] DFND 30,510.0 35,310.0
Crumly & Associates Inc. [2020-09-30] SOLE 0.0 34,212.0
Private Advisor Group LLC [2020-09-30] SOLE 0.0 30,977.0
Janney Montgomery Scott LLC [2020-09-30] SOLE 0.0 29,840.0
RPG Investment Advisory LLC [2020-09-30] SOLE 0.0 28,635.0
Spectrum Wealth Advisory Group LLC [2020-09-30] SOLE 0.0 28,600.0
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