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| Commonwealth Equity Services LLC
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|---|---|
| CRD # | 8032 |
| SEC # | 801-41541 |
| CIK # | 0001333978, 0000312272 |
| AUM | $146.4 BB (2023-03-30) |
| Employees | 4,000 (68% Investors, 72% Brokers) |
| Phone | 781-736-0700 |
| Address | 29 Sawyer Road Waltham, MA 02453-3483 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($BB) |
|---|
| CIK | Period |
|---|---|
| 0001333978 0000312272 | |
| / | |
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| Apple Inc | 2,382.8 | 0.0 | |
| Microsoft Corp | 1,918.2 | 0.0 | |
| J P Morgan Chase & Co | 340.2 | 0.0 | |
| Alphabet Inc | 1,475.1 | 0.0 | |
| Johnson & Johnson | 465.6 | 0.0 | |
| Bank of America Corp /DE/ | 278.3 | 0.0 | |
| Walt Disney Co | 174.7 | 0.0 | |
| Nvidia Corp | 399.6 | 0.0 | |
| Merck & Co Inc | 232.4 | 0.0 | |
| Goldman Sachs Group Inc | 102.9 | 0.0 | |
| Alphabet Inc | 1,482.6 | 0.0 | |
| Amazon Com Inc | 1,093.0 | 0.0 | |
| Pfizer Inc | 284.2 | 0.0 | |
| Procter & Gamble Co | 338.1 | 0.0 | |
| Chevron Corp | 294.6 | 0.0 | |
| United Parcel Service Inc | 157.2 | 0.0 | |
| Wal Mart Stores Inc | 335.4 | 0.0 | |
| Advanced Micro Devices Inc | 131.5 | 0.0 | |
| Starbucks Corp | 87.6 | 0.0 | |
| Exxon Mobil Corp | 385.5 | 0.0 | |
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| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 293,861 | 79.5 |
| (b) Individuals (high net worth individuals) | 32,974 | 75.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 1,196 | 1.3 |
| (h) Charitable organizations | 432 | 1.0 |
| (i) State or municipal government entities | 261 | 1.8 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2,235 | 3.0 |
| (n) Other | 0 | 0.0 |
| Total | 540,172 | 161.9 |
| By Discretionary | ||
| Discretionary | 525,875 | 157.3 |
| Non-Discretionary | 14,297 | 4.5 |
| Total | 540,172 | 161.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 161.7 | |
| Total | 540,172 | 161.9 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0000312272] | |
| SC 13G | [0000312272] | |
| 13F-HR | [0001333978] | |
| SC 13G | [0001333978] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
First Trust Advisors LP
✚
|
IL | 190.5 |
|
RBC Capital Markets LLC
✚
|
NY | 183.5 |
|
SageView Advisory Group LLC
✚
|
CA | 156.4 |
|
Invesco Asset Management Ltd
✚
|
155.2 | |
|
CI Private Wealth LLC
✚
|
FL | 94.6 |
|
Record Currency Management Limited
✚
|
83.1 | |
|
Cambridge Investment Research Advisors Inc
✚
|
IA | 82.4 |
|
Janney Montgomery Scott LLC
✚
|
PA | 73.0 |
|
MML Investors Services LLC
✚
|
MA | 58.8 |
|
Wealth Enhancement Advisory Services LLC
✚
|
MN | 56.4 |