First Trust Amex Biotech Index Fund
- Stock Issuer and Owners
| Message |
|
Happy Holidays!! thanks for using AUM13F!!
|
| First Trust Amex Biotech Index Fund |
| Ticker | FBT |
| CIK # | |
| CUSIP | 33733E203 |
| Sector | Exchange-Traded Fund - |
| Address | , , |
| Source |
|
| Form 13F Holdings |
| Firm |
Period |
DFND |
Voting |
Shares |
| Morgan Stanley |
[2020-09-30]
|
DFND |
1,761.0 |
1,009,641.0 |
| Wells Fargo & Co/Mn |
[2020-09-30]
|
DFND |
730,838.0 |
744,310.0 |
| Bank of America Corp /DE/ |
[2020-09-30]
|
DFND |
875.0 |
591,890.0 |
| UBS Group AG |
[2020-09-30]
|
DFND |
0.0 |
459,522.0 |
| LPL Financial LLC |
[2020-09-30]
|
SOLE |
0.0 |
365,480.0 |
| Raymond James Financial Services Advisors Inc |
[2020-09-30]
|
SOLE |
0.0 |
282,162.0 |
| Royal Bank of Canada |
[2020-09-30]
|
DFND |
247,236.0 |
260,179.0 |
| Raymond James & Associates |
[2020-09-30]
|
SOLE |
0.0 |
225,607.0 |
| Advisor Group Holdings Inc |
[2020-09-30]
|
DFND |
11,250.0 |
190,606.0 |
| Commonwealth Equity Services LLC |
[2020-09-30]
|
SOLE |
0.0 |
170,473.0 |
| Envestnet Asset Management Inc |
[2020-09-30]
|
SOLE |
119,112.0 |
119,112.0 |
| Ameriprise Financial Inc |
[2020-09-30]
|
DFND |
0.0 |
74,896.0 |
| New England Investment & Retirement Group Inc |
[2020-09-30]
|
SOLE |
68,823.0 |
68,824.0 |
| Karp Capital Management Corp |
[2020-09-30]
|
SOLE |
0.0 |
49,605.0 |
| HRT Financial LLC |
[2020-09-30]
|
DFND |
49,283.0 |
49,283.0 |
| Davidson D A & Co |
[2020-09-30]
|
SOLE |
45,592.0 |
45,592.0 |
| Cambridge Investment Research Advisors Inc |
[2020-09-30]
|
SOLE |
0.0 |
43,615.0 |
| Stifel Financial Corp |
[2020-09-30]
|
DFND |
42,781.0 |
43,451.0 |
| Kestra Advisory Services LLC |
[2020-09-30]
|
SOLE |
0.0 |
43,152.0 |
| McKinley Carter Wealth Services Inc |
[2020-09-30]
|
SOLE |
40,532.0 |
40,532.0 |
| Truist Financial Corp |
[2020-09-30]
|
DFND |
40,121.0 |
40,121.0 |
| Level Four Advisory Services LLC |
[2020-09-30]
|
SOLE |
0.0 |
40,016.0 |
| Citadel Advisors LLC |
[2020-09-30]
|
DFND |
38,267.0 |
38,267.0 |
| Hartford Financial Management Inc |
[2020-09-30]
|
SOLE |
36,837.0 |
37,112.0 |
| Susquehanna International Group LLP |
[2020-09-30]
|
DFND |
30,510.0 |
35,310.0 |
| Crumly & Associates Inc. |
[2020-09-30]
|
SOLE |
0.0 |
34,212.0 |
| Private Advisor Group LLC |
[2020-09-30]
|
SOLE |
0.0 |
30,977.0 |
| Janney Montgomery Scott LLC |
[2020-09-30]
|
SOLE |
0.0 |
29,840.0 |
| RPG Investment Advisory LLC |
[2020-09-30]
|
SOLE |
0.0 |
28,635.0 |
| Spectrum Wealth Advisory Group LLC |
[2020-09-30]
|
SOLE |
0.0 |
28,600.0 |
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