First Trust Morningstar ETF

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Stock Issuer and Owners

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First Trust Morningstar ETF
TickerFDL
CIK #
CUSIP336917109
SectorExchange-Traded Fund -
Address, ,
Source
Form 13F Holdings
Firm Period DFND Voting Shares
Morgan Stanley [2020-09-30] DFND 14,694.0 3,420,027.0
LPL Financial LLC [2020-09-30] SOLE 0.0 1,311,713.0
Bank of America Corp /DE/ [2020-09-30] DFND 0.0 872,657.0
Wells Fargo & Co/Mn [2020-09-30] DFND 821,435.0 835,500.0
Advisor Group Holdings Inc [2020-09-30] DFND 19,179.0 592,494.0
Raymond James Financial Services Advisors Inc [2020-09-30] SOLE 0.0 549,059.0
Envestnet Asset Management Inc [2020-09-30] SOLE 533,840.0 533,840.0
UBS Group AG [2020-09-30] DFND 0.0 491,532.0
Truist Financial Corp [2020-09-30] DFND 469,187.0 469,887.0
Stifel Financial Corp [2020-09-30] DFND 445,051.0 464,188.0
Raymond James & Associates [2020-09-30] SOLE 0.0 439,722.0
Ameriprise Financial Inc [2020-09-30] DFND 0.0 404,977.0
Stephens Inc /AR/ [2020-09-30] DFND 0.0 394,800.0
Royal Bank of Canada [2020-09-30] DFND 327,341.0 345,023.0
JFS Wealth Advisors LLC [2020-09-30] SOLE 0.0 339,722.0
Baird Financial Group, Inc. [2020-09-30] DFND 267,577.0 267,577.0
Salomon & Ludwin, LLC [2020-09-30] SOLE 262,119.0 262,119.0
HC Advisors LLC [2020-09-30] SOLE 0.0 247,920.0
SNS Financial Group LLC [2020-09-30] SOLE 226,087.0 231,087.0
Allworth Financial LP [2020-09-30] SOLE 0.0 228,742.0
Cambridge Investment Research Advisors Inc [2020-09-30] SOLE 0.0 199,342.0
Shepherd Kaplan Krochuk LLC [2020-09-30] SOLE 0.0 190,269.0
Janney Montgomery Scott LLC [2020-09-30] SOLE 0.0 183,756.0
Commonwealth Equity Services LLC [2020-09-30] SOLE 0.0 152,847.0
Kestra Advisory Services LLC [2020-09-30] SOLE 0.0 139,281.0
Avantax Advisory Services Inc [2020-09-30] SOLE 132,810.0 132,810.0
Cozad Asset Management Inc [2020-09-30] SOLE 0.0 131,305.0
Centaurus Financial Inc [2020-09-30] SOLE 0.0 123,351.0
Leelyn Smith LLC [2020-09-30] SOLE 6,454.0 117,666.0
Harvest Investment Services LLC [2020-09-30] SOLE 0.0 109,645.0
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