Flaherty & Crumrine Preferred & Income Securities Fund Inc

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Flaherty & Crumrine Preferred & Income Securities Fund Inc
TickerFFC
CIK #0001174164
CUSIP338478100
Sector -
Address301 E Colorado Blvd Ste 800 c/o Flaherty & Crumrine Inc, Pasadena, CA 91101
Source [EDGAR]
CIK Filing 2011 - 2025
[0001174164] 3
[0001174164] 4
[0001174164] 5
[0001174164] 8-K
[0001174164] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
First Trust Portfolios LP Flaherty & Crumrine Preferred & Income Securities Fund Inc [2025-07-21] 0.0
Spectrum Asset Management Inc Flaherty & Crumrine/Claymore Preferred Securities Income Fund Inc [2013-01-29] 0.11
Spectrum Asset Management Inc Flaherty & Crumrine/Claymore Preferred Securities Income Fund Inc [2012-02-09] 5.9
Form 3/4/5 Filer 2011 - 2025
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC
Dalmaso Nicholas
WULF Robert F
Crumrine Donald F
Ettinger Robert M
Stone Bradford S
Conwell Chad
Chadwick Robert E
Flaherty Robert T.
Hogan Karen Hanovice
Form 13F Holdings
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Morgan Stanley [2025-06-30] DFND 0 574,174
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Envestnet Asset Management Inc [2025-06-30] SOLE 489,280 489,280
Bard Associates Inc [2025-06-30] SOLE 0 445,640
SIT Investment Associates Inc [2025-06-30] SOLE 0 418,047
Bank of America Corp /DE/ [2025-06-30] DFND 500 400,569
Thomas J Herzfeld Advisors Inc [2025-06-30] SOLE 386,181 386,181
1607 Capital Partners LLC [2025-06-30] SOLE 375,350 375,350
Csenge Advisory Group [2025-06-30] SOLE 671 337,663
Hennion & Walsh Asset Management Inc [2025-06-30] SOLE 292,421 292,421
LPL Financial LLC [2025-06-30] SOLE 0 288,786
Ameriprise Financial Inc [2025-06-30] DFND 0 285,383
Raymond James Financial Inc [2025-06-30] DFND 0 207,465
Baird Financial Group, Inc. [2025-06-30] DFND 157,409 158,715
Royal Bank of Canada [2025-06-30] DFND 147,930 156,160
Gridiron Partners LLC [2025-06-30] SOLE 147,931 147,931
AQR Arbitrage LLC [2025-06-30] DFND 140,043 140,043
Family Firm, Inc. [2025-06-30] SOLE 130,781 130,782
Stifel Financial Corp [2025-06-30] DFND 113,581 125,399
Sowell Financial Services LLC [2025-06-30] SOLE 124,186 124,186
Elevated Capital Advisors LLC [2025-06-30] SOLE 2,114 122,242
Cetera Investment Advisers [2025-06-30] SOLE 0 119,502
Osaic Holdings Inc [2025-06-30] DFND 0 111,717
UBS Group AG [2025-06-30] DFND 13,928 103,338
Focus Partners Wealth [2025-06-30] SOLE 90,315 93,547
Park Avenue Securities LLC [2025-06-30] SOLE 0 85,932
Guggenheim Capital LLC [2025-06-30] DFND 0 81,216
Compound Planning Inc [2025-06-30] SOLE 28,025 65,525
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