| Due Diligence for Asset Managers |
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| Financial Institutions Inc | |
|---|---|
| Ticker | FISI |
| CIK # | 0000862831 |
| CUSIP | 317585404 |
| Sector | Finance - National Commercial Banks |
| Address | 220 Liberty Street, Warsaw, NY 14569 |
| Source | [EDGAR] |
| Reg D Offering (Form D) | Filed | Raised | Terms |
|---|---|---|---|
| Financial Institutions Inc | 2025-12-17 | 80.0 M | Exemption: 506(b) · Minimum: $100,000 · Duration: One year or less · Commission: $1,080,000 · Revenue: Decline to Disclose |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0000862831] | 10-K | |
| [0000862831] | 10-Q | |
| [0000862831] | 3 | |
| [0000862831] | 4 | |
| [0000862831] | 5 | |
| [0000862831] | 8-K | |
| [0000862831] | D | |
| [0000862831] | SC 13D | |
| [0000862831] | SC 13G |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Quinn Kevin B
Common Stock
|
2026-03-20 | Option exercise | 2,684 | ||
|
Burruano Samuel J Jr
Common Stock
|
2026-03-20 | Option exercise | 2,416 | ||
|
Plants William Jack II
Restricted Stock Unit · derivative
|
2026-03-20 | Option exercise | 2,898 | $0.00 | |
|
Collins Laurie R
Common Stock
|
2026-03-20 | Option exercise | 2,254 | ||
|
Quinn Kevin B
Common Stock
|
2026-03-20 | Tax withheld | 967 | $30.59 | 29,581 |
|
Byers Sandra L
Common Stock
|
2026-03-20 | Option exercise | 690 | ||
|
Plants William Jack II
Common Stock
|
2026-03-20 | Tax withheld | 1,044 | $30.59 | 31,936 |
|
Plants William Jack II
Common Stock
|
2026-03-20 | Option exercise | 2,898 | ||
|
Burruano Samuel J Jr
Restricted Stock Units · derivative
|
2026-03-20 | Option exercise | 2,416 | $0.00 | |
|
Pacos Gary A
Common Stock
|
2026-03-20 | Option exercise | 2,302 | ||
|
Pacos Gary A
Restricted Stock Unit · derivative
|
2026-03-20 | Option exercise | 2,302 | $0.00 | |
|
Burruano Samuel J Jr
Common Stock
|
2026-03-20 | Tax withheld | 870 | $30.59 | 26,613 |
|
Birmingham Martin Kearney
Common Stock
|
2026-03-20 | Tax withheld | 3,847 | $30.59 | 117,680 |
|
Collins Laurie R
Common Stock
|
2026-03-20 | Tax withheld | 812 | $30.59 | 24,839 |
|
Quinn Kevin B
Restricted Stock Unit · derivative
|
2026-03-20 | Option exercise | 2,684 | $0.00 | |
|
Collins Laurie R
Restricted Stock Unit · derivative
|
2026-03-20 | Option exercise | 2,254 | $0.00 | |
|
Birmingham Martin Kearney
Restricted Stock Unit · derivative
|
2026-03-20 | Option exercise | 10,672 | $0.00 | |
|
Birmingham Martin Kearney
Common Stock
|
2026-03-20 | Option exercise | 10,672 | ||
|
Pacos Gary A
Common Stock
|
2026-03-20 | Tax withheld | 829 | $30.59 | 25,359 |
|
Byers Sandra L
Restricted Stock Unit · derivative
|
2026-03-20 | Option exercise | 690 | $0.00 | |
| showing 20 of 200 most recent transactions | |||||
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 151 | 15,313,016 |
| 2025-12-31 | 150 | 15,340,859 |
| 2025-09-30 | 142 | 16,070,525 |
| 2025-06-30 | 129 | 15,580,420 |
| 2025-03-31 | 135 | 15,851,818 |
| 2024-12-31 | 143 | 14,572,828 |
| 2024-09-30 | 122 | 11,164,968 |
| 2024-06-30 | 108 | 9,428,736 |
| 2024-03-31 | 101 | 9,755,860 |
| 2023-12-31 | 102 | 9,332,718 |
| 2023-09-30 | 107 | 9,178,289 |
| 2023-06-30 | 104 | 9,422,915 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares |
| Canandaigua National Bank & Trust Co | [2026-06-30] | SOLE | 154,106 | 154,106 |
| Courier Capital LLC | [2026-06-30] | SOLE | 0 | 119,133 |
| Wealth Enhancement Advisory Services LLC | [2026-06-30] | SOLE | 14 | 14,118 |
| Cary Street Partners Financial LLC | [2026-06-30] | DFND | 2,550 | 7,450 |
| Tompkins Financial Corp | [2026-06-30] | SOLE | 2,739 | 2,739 |
| First Horizon Corp | [2026-06-30] | DFND | 641 | 641 |
| Gamma Investing LLC | [2026-06-30] | DFND | 546 | 546 |
| Versant Capital Management Inc | [2026-06-30] | SOLE | 274 | 274 |
| Farther Finance Advisors LLC | [2026-06-30] | SOLE | 0 | 254 |
| IFP Advisors LLC | [2026-06-30] | SOLE | 124 | 124 |
| True Wealth Design LLC | [2026-06-30] | SOLE | 0 | 40 |
| Capital Advisors Ltd LLC | [2026-06-30] | SOLE | 0 | 39 |
| GHP Investment Advisors Inc | [2026-06-30] | SOLE | 1 | 1 |
| Hughes Financial Services LLC | [2026-06-30] | SOLE | 1 | 1 | Prev | Page 1 | Next |