Flaherty & Crumrine Total Return Fund Inc

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Flaherty & Crumrine Total Return Fund Inc
TickerFLC
CIK #0001245648
CUSIP338479108
Sector -
Address301 E Colorado Blvd Ste 800 c/o Flaherty & Crumrine Inc, Pasadena, CA 91101
Source [EDGAR]
CIK Filing 2011 - 2026
[0001245648] 3
[0001245648] 4
[0001245648] 5
[0001245648] 8-K
[0001245648] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Sit Investment Associates Inc Flaherty & Crumrine Total Return Fund Inc [2025-01-03] 0.0
Bank of America Corp /DE/ Flaherty & Crumrine Total Return Fund Inc [2017-02-14] 5.41
First Trust Portfolios LP Flaherty & Crumrine Total Return Fund Inc [2014-01-07] 9.29
Form 3/4/5 Filer 2011 - 2026
Flaherty & Crumrine Total Return Fund Inc
Maxwell Kevin Michael
Dalmaso Nicholas
WULF Robert F
Crumrine Donald F
Ettinger Robert M
Stone Bradford S
Conwell Chad
Chadwick Robert E
Flaherty Robert T
Hogan Karen Hanovice
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
WULF Robert F
Common Stock
2016-03-17 Buy 2,371 $20.37 48,297
Ettinger Robert M
Common Stock
2015-11-30 Other 0 $0.00
Crumrine Donald F
Common Stock
2015-11-30 Other 0 $0.00
Stone Bradford S
Common Stock
2015-11-30 Other 0 $0.00
Conwell Chad
Common Stock
2015-11-30 Other 0 $0.00
Chadwick Robert E
Common Stock
2015-11-30 Other 0 $0.00
Hogan Karen Hanovice
Common Stock
2013-08-06 Buy 500 $19.12 9,560
Stone Bradford S
Common Stock
2013-06-03 Buy 200 $19.49 3,898
Stone Bradford S
Common Stock
2013-06-03 Buy 100 $19.50 1,950
Stone Bradford S
Common Stock
2013-06-03 Buy 1,200 $19.50 23,400
Conwell Chad
Common Stock
2013-06-03 Buy 500 $19.44 9,720
Stone Bradford S
Common Stock
2013-05-28 Buy 1,000 $20.76 20,760
Ettinger Robert M
Common Stock
2012-12-28 Gift 7,000 $19.82 138,740
WULF Robert F
Common Stock
2012-03-05 Buy 3,910 $19.16 74,916
13F Ownership Over TimeHoldersShares Held
2026-03-31 50 2,339,416
2025-12-31 44 2,334,449
2025-09-30 45 2,155,989
2025-06-30 49 2,037,183
2025-03-31 47 2,047,272
2024-12-31 44 1,982,941
2024-09-30 36 1,713,183
2024-06-30 38 1,690,554
2024-03-31 42 1,695,626
2023-12-31 37 1,572,048
2023-09-30 34 1,316,497
2023-06-30 32 1,109,696
Form 13F Holdings
Firm Period DFND Voting Shares
Hennion & Walsh Asset Management Inc [2026-06-30] SOLE 241,468 241,468
Noble Wealth Management PBC [2026-06-30] SOLE 225,747 225,747
Sowell Financial Services LLC [2026-06-30] SOLE 204,611 204,611
Smith Asset Management Co LLC [2026-06-30] SOLE 124,011 124,011
Farther Finance Advisors LLC [2026-06-30] SOLE 0 25,354
Mallini Complete Financial Planning LLC [2026-06-30] SOLE 18,752 18,752
GHP Investment Advisors Inc [2026-06-30] SOLE 561 561
Highline Wealth Partners LLC [2026-06-30] SOLE 170 170
First Horizon Corp [2026-06-30] DFND 0 100
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