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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Bank of America Corp /DE/	[2025-06-30]	DFND	0	278,475
Sowell Financial Services LLC	[2025-06-30]	SOLE	208,381	208,381
Advisors Asset Management Inc	[2025-06-30]	SOLE	179,150	183,370
Invesco Ltd.	[2025-06-30]	DFND	0	145,617
LPL Financial LLC	[2025-06-30]	SOLE	0	123,631
Pathstone Holdings, LLC	[2025-06-30]	DFND	110,281	110,281
Morgan Stanley	[2025-06-30]	DFND	1	89,220
Hennion & Walsh Asset Management Inc	[2025-06-30]	SOLE	77,378	77,378
Matisse Capital	[2025-06-30]	SOLE	76,304	76,304
AQR Arbitrage LLC	[2025-06-30]	DFND	75,697	75,697
Strategic Advocates LLC	[2025-06-30]	SOLE	54,688	54,688
Kovitz Investment Group Partners LLC	[2025-06-30]	SOLE	48,940	48,940
RiverNorth Capital Management LLC	[2025-06-30]	SOLE	48,682	48,682
Guggenheim Capital LLC	[2025-06-30]	DFND	0	42,841
Baird Financial Group, Inc.	[2025-06-30]	DFND	40,924	41,340
Envestnet Asset Management Inc	[2025-06-30]	SOLE	23,728	23,728
Ceera Investments LLC	[2025-06-30]	SOLE	393,890	23,170
Kovack Advisors Inc	[2025-06-30]	SOLE	0	21,183
Seamount Financial Group Inc	[2025-06-30]	SOLE	0	20,790
Hightower Advisors LLC	[2025-06-30]	SOLE	19,735	19,735
Wells Fargo & Company/MN	[2025-06-30]	DFND	0	18,816
Mallini Complete Financial Planning LLC	[2025-06-30]	SOLE	0	18,073
Raymond James Financial Inc	[2025-06-30]	DFND	0	17,729
Osaic Holdings Inc	[2025-06-30]	DFND	0	15,364
Koshinski Asset Management, Inc.	[2025-06-30]	SOLE	0	12,560
Cetera Investment Advisers	[2025-06-30]	SOLE	0	11,701
Laird Norton Wetherby Wealth Management LLC	[2025-06-30]	SOLE	11,464	11,464
Susquehanna International Group LLP	[2025-06-30]	OTR	11,141	11,141
PNC Financial Services Group Inc	[2025-06-30]	DFND	10,600	10,600
Newedge Advisors LLC	[2025-06-30]	SOLE	0	10,248
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