| Due Diligence for Asset Managers |
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| First Trust Mortgage Income Fund | |
|---|---|
| Ticker | FMY |
| CIK # | 0001319183 |
| CUSIP | 33734E103 |
| Sector | - |
| Address | 120 East Liberty Drive, Suite 400, Wheaton, IL 60187 |
| Source | [EDGAR] |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0001319183] | 3 | |
| [0001319183] | 4 | |
| [0001319183] | 5 | |
| [0001319183] | 8-K | |
| [0001319183] | SC 13D | |
| [0001319183] | SC 13G |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed | % Owned |
|---|---|---|---|
| Sit Investment Associates Inc | First Trust Mortgage Income Fund | [2015-03-19] | 28.74 |
| 1607 Capital Partners LLC | First Trust Mortgage Income Fund | [2014-02-10] | 0.89 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Kadlec Thomas R
Common Shares
|
2025-10-31 | Buy | 503 | $12.04 | 6,056 |
|
Kadlec Thomas R
Common Shares
|
2025-10-10 | Buy | 242 | $12.20 | 2,952 |
|
Snyder James W
Common Shares
|
2019-01-15 | Sell | 141 | $13.40 | 1,889 |
|
Snyder James W
Common Shares
|
2019-01-15 | Sell | 1,200 | $13.38 | 16,056 |
|
Snyder James W
Common Shares
|
2019-01-15 | Sell | 659 | $13.30 | 8,765 |
|
Snyder James W
Common Shares
|
2018-06-07 | Buy | 200 | $13.35 | 2,670 |
|
Snyder James W
Common Shares
|
2018-06-07 | Buy | 1,800 | $13.36 | 24,048 |
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 16 | 242,116 |
| 2025-12-31 | 12 | 200,699 |
| 2025-09-30 | 14 | 220,520 |
| 2025-06-30 | 15 | 229,763 |
| 2025-03-31 | 15 | 301,032 |
| 2024-12-31 | 14 | 296,356 |
| 2024-09-30 | 12 | 241,191 |
| 2024-06-30 | 12 | 250,079 |
| 2024-03-31 | 16 | 536,323 |
| 2023-12-31 | 15 | 447,934 |
| 2023-09-30 | 19 | 446,870 |
| 2023-06-30 | 16 | 504,589 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares |
| Noble Wealth Management PBC | [2026-06-30] | SOLE | 47,993 | 47,993 |
| GHP Investment Advisors Inc | [2026-06-30] | SOLE | 400 | 400 |
| Highline Wealth Partners LLC | [2026-06-30] | SOLE | 300 | 300 |
| Lifesteps Financial Inc | [2026-06-30] | SOLE | 175 | 175 | Prev | Page 1 | Next |