Sprott Focus Trust Inc

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Sprott Focus Trust Inc
TickerFUND
CIK #0000825202
CUSIP85208J109
Sector -
Addressc/o Sprott Asset Management LP Royal Bank Plz, So Tower, Ste 2700, Toronto, ON M5J2J1
Source [EDGAR]
CIK Filing 2011 - 2025
[0000825202] 3
[0000825202] 4
[0000825202] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
1607 Capital Partners LLC Sprott Focus Trust Inc [2019-02-14] 5.09
RiverNorth Capital Management LLC Sprott Focus Trust Inc [2017-02-14] 5.25
First Trust Portfolios LP Royce Focus Trust Inc [2014-01-07] 6.18
Form 3/4/5 Filer 2011 - 2025
George W Whitney
Sprott Focus Trust Inc
Ulrich Thomas W
Keady Barbara Connolly
Pierce James R. Jr.
Muldoon Peyton Tansill
Bhathal Varinder
Clark Michael W
Isaacs Stephen L
Royce Charles M
Diederich John D
O Byrne Daniel A
Fockler Jack E. Jr.
Gannon Francis D.
Denneen John E
Clark Christopher D
Obrien G Peter
Meister David L
Chadwick Patricia Walsh
Galkin Richard M
Mehlman Arthur S
Form 13F Holdings
Firm Period DFND Voting Shares
Sprott Inc [2025-06-30] SOLE 15,079,327 15,079,327
Royal Bank of Canada [2025-06-30] DFND 580,373 581,988
Shaker Financial Services LLC [2025-06-30] SOLE 457,386 459,701
LPL Financial LLC [2025-06-30] SOLE 0 450,463
Integrated Wealth Concepts LLC [2025-06-30] SOLE 0 304,898
Morgan Stanley [2025-06-30] DFND 0 265,310
Essex Financial Services Inc [2025-06-30] SOLE 0 218,625
AQR Arbitrage LLC [2025-06-30] DFND 160,024 160,024
1607 Capital Partners LLC [2025-06-30] SOLE 147,268 147,268
Blue Bell Private Wealth Management LLC [2025-06-30] SOLE 138,373 145,896
UBS Group AG [2025-06-30] DFND 2,111 121,449
Wells Fargo & Company/MN [2025-06-30] DFND 1 96,589
RiverNorth Capital Management LLC [2025-06-30] SOLE 95,071 95,071
Captrust Financial Advisors [2025-06-30] SOLE 0 83,205
Sapient Capital LLC [2025-06-30] SOLE 82,275 82,275
HARA Capital LLC [2025-06-30] SOLE 69,126 69,126
Lodestar Private Asset Management LLC [2025-06-30] SOLE 0 33,747
Susquehanna International Group LLP [2025-06-30] OTR 28,534 28,534
Level Four Advisory Services LLC [2025-06-30] SOLE 24,680 24,680
Corecap Advisors LLC [2025-06-30] SOLE 21,170 21,170
Raymond James Financial Inc [2025-06-30] DFND 0 20,068
Northwestern Mutual Wealth Management Co [2025-06-30] DFND 0 18,855
Bank of America Corp /DE/ [2025-06-30] DFND 0 17,449
Newedge Advisors LLC [2025-06-30] SOLE 0 13,600
McIlrath & Eck LLC [2025-06-30] SOLE 0 12,218
Hightower Advisors LLC [2025-06-30] SOLE 12,096 12,096
MRAZ Amerine & Associates Inc [2025-06-30] SOLE 0 10,718
Waverly Advisors LLC [2025-06-30] SOLE 0 10,453
Wolverine Asset Management LLC [2025-06-30] DFND 2,242 2,242
Osaic Holdings Inc [2025-06-30] DFND 0 2,095
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