Gabelli Equity Trust Inc

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Gabelli Equity Trust Inc
TickerGAB
CIK #0000794685
CUSIP362397101
Sector -
AddressOne Corp Center, Rye, NY 10580
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
Gabelli Equity Trust Inc 2026-01-09 34.4 M Exemption: 506(b) · Remaining: Indefinite · Duration: One year or less · Commission: $400,000 · Net Assets: Decline to Disclose
CIK Filing 2011 - 2026
[0000794685] 3
[0000794685] 4
[0000794685] 8-K
[0000794685] D
[0000794685] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
UBS Group AG Gabelli Equity Trust Inc [2024-01-18] 12.92
Shaker Financial Services LLC Gabelli Equity Trust Inc [2014-03-19] 5.2
First Trust Portfolios LP Gabelli Equity Trust Inc [2013-01-31] 5.81
Financial & Investment Management Group Ltd Gabelli Equity Trust Inc [2012-03-23] 4.64
Financial & Investment Management Group Ltd Gabelli Equity Trust Inc [2012-02-07] 5.97
Form 3/4/5 Filer 2011 - 2026
Vanekris Anthonie C
Gabelli Equity Trust Inc
Zizza Salvatore J
Mullady Agnes
Gabelli Mario J
Heitmann William F
Ball John Chester
Nakamura Eileen Cheigh
UBS Group AG
Linehan Laura
Alpert Bruce N
Nakamura Kuni
CONN James P
Foley Leslie Fahrenkopf
Bogan Elizabeth C
Goldstein Peter D
Ferrara Arthur V
Colavita Anthony J
Ferrantino Michael J Jr
Citigroup Inc
Pustorino Anthony R
GGCP Inc
MJG IV Limited Partnership
Gamco Investors Inc ET AL
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Gabelli Mario J
Series N Cumulative Preferred Stock
2025-12-26 Other 16,750 $100.00 1,675,000
Gabelli Mario J
Series N Cumulative Preferred Stock
2025-12-26 Other 50,000 $100.00 5,000,000
Gabelli Mario J
Series Q Cumulative Preferred Shares
2025-12-26 Buy 167,500 $10.00 1,675,000
Gabelli Mario J
Series Q Cumulative Preferred Shares
2025-12-26 Buy 500,000 $10.00 5,000,000
Gabelli Mario J
Series N Cumulative Preferred Stock
2025-06-26 Other 5,000 $100.00 500,000
Gabelli Mario J
Common Stock, Par Value $0.001
2024-11-25 Sell 5,000 $5.73 28,650
UBS Group AG
Auction Preferred Stock
2024-06-28 Other 18 $25,000.00 450,000
Gabelli Mario J
Series N Cumulative Preferred Shares
2024-06-26 Buy 11,750 $100.00 1,175,000
UBS Group AG
Auction Preferred Stock
2024-06-26 Other 17 $25,000.00 425,000
Gabelli Mario J
Series N Cumulative Preferred Shares
2024-02-29 Buy 50,000 $100.00 5,000,000
Gabelli Mario J
Series N Cumulative Preferred Shares
2024-02-29 Buy 10,000 $100.00 1,000,000
Ball John Chester
Common Stock, Par Value $0.001
2024-02-22 Buy 47 $5.34 251
Mullady Agnes
Common Stock, Par Value $0.001
2022-02-17 Buy 150 $6.95 1,042
Alpert Bruce N
Series J Cumulative Preferred Shares
2022-01-31 Other 4,312 $25.00 107,800
Alpert Bruce N
Series J Cumulative Preferred Shares
2022-01-31 Other 4,000 $25.00 100,000
Gabelli Mario J
Series M Cumulative Preferred Stock
2021-12-17 Buy 40,000 $100.00 4,000,000
Gabelli Mario J
Series M Cumulative Preferred Stock
2021-12-17 Buy 20,000 $100.00 2,000,000
Nakamura Kuni
Series M Cumulative Preferred Stock
2021-12-17 Buy 3,000 $100.00 300,000
Heitmann William F
Common Stock, Par Value $0.001
2021-07-21 Other 17,694 $5.50 97,317
Alpert Bruce N
Common Stock, Par Value $0.001
2021-07-21 Other 522 $5.50 2,871
showing 20 of 114 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 205 25,941,155
2025-12-31 191 24,362,321
2025-09-30 183 22,830,215
2025-06-30 193 23,049,206
2025-03-31 189 20,756,830
2024-12-31 199 20,613,889
2024-09-30 187 19,546,972
2024-06-30 179 18,777,892
2024-03-31 191 23,911,619
2023-12-31 188 21,063,230
2023-09-30 165 17,850,520
2023-06-30 160 18,093,647
Form 13F Holdings
Firm Period DFND Voting Shares
Shaker Financial Services LLC [2026-06-30] SOLE 2,067,162 2,073,169
Independent Financial Group LLC [2026-06-30] SOLE 0 663,866
Live Oak Private Wealth LLC [2026-06-30] SOLE 635,255 635,255
Accel Wealth Management [2026-06-30] SOLE 0 323,540
PMG Family Office LLC [2026-06-30] SOLE 0 152,047
Dynamic Advisor Solutions LLC [2026-06-30] SOLE 0 137,419
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 3,094 78,865
HCR Wealth Advisors [2026-06-30] SOLE 75,353 75,353
Empirical Financial Services LLC DBA Empirical Wealth Ma [2026-06-30] SOLE 67,682 67,682
Plancorp LLC [2026-06-30] SOLE 0 47,898
Arista Wealth Management LLC [2026-06-30] SOLE 0 47,128
Shulman Demeo Asset Management LLC [2026-06-30] SOLE 44,634 44,634
Mission Wealth Management LP [2026-06-30] SOLE 0 41,816
Graves Light Lenhart Wealth Inc [2026-06-30] SOLE 0 41,224
Brookstone Capital Management [2026-06-30] SOLE 0 34,267
Legacy Wealth Management LLC / MS [2026-06-30] SOLE 0 32,223
Quad-Cities Investment Group LLC [2026-06-30] SOLE 0 23,646
Beacon Investment Advisory Services Inc [2026-06-30] SOLE 19,000 19,000
Bay Colony Advisory Group Inc D/B/a Bay Colony Advisors [2026-06-30] SOLE 0 18,969
Eagle Wealth Strategies LLC [2026-06-30] SOLE 0 18,624
Register Financial Advisors LLC [2026-06-30] SOLE 0 17,477
LRI Investments LLC [2026-06-30] SOLE 16,347 16,347
Benchmark Financial Wealth Advisors LLC [2026-06-30] SOLE 0 15,968
Drucker Wealth 30 LLC [2026-06-30] SOLE 0 15,210
Tactive Advisors LLC [2026-06-30] SOLE 12,976 12,976
Kentucky Trust Co [2026-06-30] SOLE 7,400 7,400
GHP Investment Advisors Inc [2026-06-30] SOLE 5,344 5,344
Corecap Advisors LLC [2026-06-30] SOLE 0 4,933
Vermillion Wealth Management Inc [2026-06-30] SOLE 0 3,028
Armstrong Advisory Group Inc [2026-06-30] SOLE 0 3,014
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