Shaker Financial Services LLC

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Assets, Funds, Holdings

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Shaker Financial Services LLC
CRD #121534
SEC #801-62679
CIK #0001511794
AUM $286.3 M (2026-03-27)
Employees 6 (33% Investors, 0% Brokers)
Phone410-224-0572
Address1997 Annapolis Exchange Parkway
Annapolis, MD 21401
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
3002401801206002002201020182027
Sector Form 13F Holdings Value ($M)
Gabelli Equity Trust Inc 11.7
Liberty All Star Equity Fund 9.6
Special Opportunities Fund Inc 9.0
Nuveen Core Equity Alpha Fund 8.7
Liberty All Star Growth Fund Inc 8.4
First Trust Enhanced Equity Income Fund 7.4
Source Capital Inc /DE/ 7.1
Eaton Vance Tax-Managed Buy-Write Income Fund 6.8
Eaton Vance Enhanced Equity Income Fund 6.1
SRH Total Return Fund Inc 5.3
View All
Holdings by Sector ($M)
3502802101407002011201620212027
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 228 76.7
(b) Individuals (high net worth individuals) 101 208.7
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 1.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 588 286.3
By Discretionary
Discretionary 588 286.3
Non-Discretionary 0 0.0
Total 588 286.3
By Non-United States Persons
Non-United States Persons 1.0
United States Persons 285.3
Total 588 286.3
EDGAR Form CIK 2011 - 2026
13F-HR [0001511794]
SC 13G [0001511794]
Form 13D/13G Filer Form 13D/13G Subject Filed
Shaker Financial Services LLC Special Opportunities Fund Inc [2019-02-13]
Shaker Financial Services LLC Delaware Investments Dividend & Income Fund Inc [2018-02-05]
Shaker Financial Services LLC MFS Special Value Trust [2016-02-11]
Shaker Financial Services LLC Gabelli Equity Trust Inc [2014-03-19]
Comparable Firms State AUM ($B)
Valtrion Capital Management LLC
TN 0.3
JF Williams Co Inc
CO 0.3
Schulhoff & Co Inc
OH 0.3
RPC Private Wealth LLC
IL 0.3
Financial Forum Inc
WA 0.3
New England Research & Management Inc
IL 0.3
Ayrshire Capital Management LLC
CT 0.3
Pandora Wealth Inc
IL 0.3
Physician Family Financial Advisors Inc
OR 0.3
Kane Company Wealth Management Inc
IA 0.3
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