Great Elm Capital Corp

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Great Elm Capital Corp
TickerGECC
CIK #0001675033
CUSIP390320109
Sector -
Address800 South Street Suite 230, Waltham, MA 02453
Source [EDGAR]
CIK Filing 2011 - 2025
[0001675033] 10-K
[0001675033] 10-Q
[0001675033] 3
[0001675033] 4
[0001675033] 8-K
[0001675033] D
[0001675033] SC 13D
[0001675033] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Summit Grove Partners LLC Great Elm Capital Corp [2024-12-12] 0.5
Prosper Peak Holdings LLC Great Elm Capital Corp [2024-06-24] 0.5
Great Elm Strategic Partnership I LLC Great Elm Capital Corp [2024-02-13] 19.6
Northern Right Capital Management LP Great Elm Capital Corp [2022-06-07] 5.1
Lenders Funding LLC /California Great Elm Capital Corp [2021-10-13] 12.63
Northern Right Capital Management LP Great Elm Capital Corp [2020-10-14] 5.4
Imperial Capital Asset Management LLC Great Elm Capital Corp [2020-10-13] 0.0
Great Elm Capital Group Inc Great Elm Capital Corp [2019-10-01] 21.8
Great Elm Capital Group Inc Great Elm Capital Corp [2018-09-11] 18.5
Karpus Management Inc Great Elm Capital Corp [2018-02-09] 40.0
Mast Capital Management LLC Great Elm Capital Corp [2016-11-14] 46.0
Form 3/4/5 Filer 2011 - 2025
Great Elm Strategic Partnership I, LLC
Great Elm Capital Corp.
Cohen Richard M
Perry Chad
Great Elm Group, Inc.
Davis Keri
Kaplan Matthew D
Kleinman Adam M
Drapkin Matthew A
Kuperschmid Mark
Northern Right Capital (QP), L.P.
Northern Right Capital Management, L.P.
BC Advisors LLC
NRC Partners I, LP
Zadek Robert A
Lenders Funding LLC /California
Reed Peter A
Falk Erik A
Speller Michael C
Horsey Randall Revell
Stuart John Edward
Forest Investments, Inc.
Mast Capital Management, LLC
Steinberg David J.
Woods John J
Sell Michael J.
Wilson Robert
Biderman Mark C
Davis Eugene I
Form 13F Holdings
Firm Period DFND Voting Shares
Northern Right Capital Management LP [2025-06-30] SOLE 798,471 798,471
Cruiser Capital Advisors LLC [2025-06-30] SOLE 142,259 142,259
Ethos Financial Group LLC [2025-06-30] SOLE 0 26,309
Papamarkou Wellner Asset Management Inc [2025-06-30] SOLE 19,500 19,500
Millennium Management LLC [2025-06-30] SOLE 16,148 16,148
Northern Trust Corp [2025-06-30] DFND 16,074 16,074
Crestwood Advisors Group LLC [2025-06-30] SOLE 12,518 12,518
Citadel Advisors LLC [2025-06-30] DFND 10,907 10,907
Cove Street Capital LLC [2025-06-30] SOLE 6,100 6,100
UBS Group AG [2025-06-30] DFND 5,537 5,537
Trust Co of Toledo NA /OH/ [2025-06-30] SOLE 3,874 3,874
Morgan Stanley [2025-06-30] DFND 2 3,434
Royal Bank of Canada [2025-06-30] DFND 2,967 2,967
Allworth Financial LP [2025-06-30] SOLE 0 1,400
Newedge Advisors LLC [2025-06-30] SOLE 66 654
Farmers & Merchants Investments Inc [2025-06-30] SOLE 500 500
Bank of America Corp /DE/ [2025-06-30] DFND 43 43
Raymond James Financial Inc [2025-06-30] DFND 0 5
Arax Advisory Partners [2025-06-30] SOLE 0 1
Wells Fargo & Company/MN [2025-06-30] DFND 1 1
Concourse Financial Group Securities Inc [2025-06-30] SOLE 0 0
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