Great Elm Group Inc

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Great Elm Group Inc
TickerGEG
CIK #0001831096
CUSIP39037G109
Sector -
Address800 South Street, Suite 230, Waltham, MA 02453
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
Great Elm Group Inc 2025-08-28 9.0 M Exemption: 506(b) · Duration: One year or less · Finder's Fee: $270,000 · Revenue: Decline to Disclose
CIK Filing 2011 - 2026
[0001831096] 10-K
[0001831096] 10-Q
[0001831096] 3
[0001831096] 4
[0001831096] 8-K
[0001831096] D
Form 3/4/5 Filer 2011 - 2026
Imperial Capital Group Holdings II LLC
Reese Jason W
Long Ball Partners LLC
Imperial Capital Asset Management LLC
Great Elm Group Inc
Nathan Lloyd
Scheyer Eric J
Parmelee James P
Smith Booker
Schwartz David W
Drapkin Matthew A
Matter David
BC Advisors LLC
Becker Drapkin Partners QP LP
Northern Right Capital Management LP
Northern Right Fund GP LLC
Northern Right Long Only Master Fund LP
PC Elfun LLC
Hugar James H
Great Elm Capital Corp
Kleinman Adam M
Milz Nichole
Davis Keri
Imperial Capital Asset Management LLC
NRC Partners I LP
Reed Peter A
Pearson Brent J
Harbin Thomas S
Serota Jeffrey
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Imperial Capital Group Holdings II LLC +3
Common Stock
2026-03-03 Grant 27,022 $0.00
Smith Booker
Common Stock
2026-01-08 Grant 26,531 $0.00
Matter David
Common Stock
2026-01-08 Grant 26,531 $0.00
Schwartz David W
Common Stock
2026-01-08 Grant 32,877 $0.00
Scheyer Eric J
Common Stock
2026-01-08 Grant 26,531 $0.00
Matter David
Common Stock
2026-01-08 Grant 30,612 $0.00
Nathan Lloyd
Common Stock
2026-01-08 Grant 26,531 $0.00
Smith Booker
Common Stock
2026-01-08 Grant 30,612 $0.00
Parmelee James P
Common Stock
2026-01-08 Grant 48,980 $0.00
Schwartz David W
Common Stock
2026-01-08 Grant 26,531 $0.00
Drapkin Matthew A
Common Stock
2026-01-08 Grant 26,531 $0.00
Parmelee James P
Common Stock
2026-01-08 Grant 26,531 $0.00
Drapkin Matthew A
Common Stock
2026-01-08 Grant 26,531 $0.00
Scheyer Eric J
Common Stock
2026-01-08 Grant 30,612 $0.00
Drapkin Matthew A
Common Stock
2026-01-08 Grant 61,224 $0.00
Imperial Capital Group Holdings II LLC +3
Common Stock
2025-11-11 Gift 100,000 $0.00
Common Stock
2025-09-23 Tax withheld 18,227 $2.80 51,036
Common Stock
2025-09-23 Tax withheld 18,313 $2.80 51,276
Common Stock
2025-09-23 Tax withheld 5,418 $2.80 15,170
Common Stock
2025-09-20 Grant 183,823 $0.00
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 23 6,188,546
2025-12-31 27 7,322,996
2025-09-30 27 7,582,527
2025-06-30 25 8,971,604
2025-03-31 26 9,006,064
2024-12-31 26 8,999,403
2024-09-30 31 10,631,011
2024-06-30 31 11,230,899
2024-03-31 31 12,450,930
2023-12-31 32 13,967,197
2023-09-30 33 12,398,508
2023-06-30 33 12,331,883
Form 13F Holdings
Firm Period DFND Voting Shares
Trust Co of Toledo NA /OH/ [2026-06-30] SOLE 15,000 15,000
Farther Finance Advisors LLC [2026-06-30] SOLE 0 3
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