Gladstone Capital Corp

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Gladstone Capital Corp
TickerGLAD
CIK #0001143513
CUSIP376535878
Sector -
Address1521 Westbranch Drive Suite 100, Mclean, VA 22102
Source [EDGAR]
CIK Filing 2011 - 2026
[0001143513] 10-K
[0001143513] 10-Q
[0001143513] 3
[0001143513] 4
[0001143513] 8-K
[0001143513] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Karpus Management Inc Gladstone Capital Corp [2017-10-10] 40.0
BlackRock Inc Gladstone Capital Corp [2014-01-29] 5.0
[2012-02-13] None
Form 3/4/5 Filer 2011 - 2026
Gladstone Capital Corp
Stelljes George III
Ahlberg Andrew Paul
McQuigg Michael Jon
Sateri John
Schaltenbrand Nicole Frances Dubas
Hellmold Erich Michael
English Michela A
Gladstone Alternative Income Fund
Marcotte Bob
Gorka Katharine C
Novara Paula
LiCalsi Michael
Gladstone David
Merrick Caren D
Wilkinson Walter H
Brubaker Terry Lee
Dellafiora John
Morrison Melissa
Smith Jennifer A
Parker Anthony W
Earhart Terry
Adelgren Paul W
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Schaltenbrand Nicole Frances Dubas
Common Stock
2025-11-20 Buy 496 $20.16 9,999
English Michela A
Common Stock
2025-04-11 Sell 225 $23.69 5,330
Marcotte Bob
Common Stock
2024-12-11 Sell 15,500 $27.35 423,925
Schaltenbrand Nicole Frances Dubas
Common Stock
2022-02-22 Buy 230 $10.85 2,496
Schaltenbrand Nicole Frances Dubas
Common Stock
2020-03-16 Buy 763 $6.55 4,998
LiCalsi Michael
Common Stock
2020-03-16 Buy 1,000 $6.74 6,740
Marcotte Bob
Common Stock
2020-03-12 Buy 5,000 $7.00 35,000
Marcotte Bob
Common Stock
2020-03-12 Buy 5,000 $6.99 34,950
Schaltenbrand Nicole Frances Dubas
Common Stock
2020-03-12 Buy 476 $7.01 3,337
Schaltenbrand Nicole Frances Dubas
Common Stock
2020-03-09 Buy 254 $7.90 2,007
Marcotte Bob
Common Stock
2020-02-25 Buy 5,000 $9.49 47,450
Marcotte Bob
Common Stock
2020-02-25 Buy 5,000 $9.44 47,200
Marcotte Bob
Common Stock
2018-12-07 Buy 3,000 $8.42 25,260
Marcotte Bob
Common Stock
2018-12-06 Buy 9,000 $8.30 74,700
Schaltenbrand Nicole Frances Dubas
Common Stock
2018-11-21 Buy 582 $8.62 5,017
Marcotte Bob
Common Stock
2018-11-20 Buy 10,000 $8.71 87,100
Gladstone David
Common Stock
2018-09-19 Other 26,405 $9.55 252,168
Marcotte Bob
Common Stock
2018-05-08 Buy 10,000 $8.91 89,100
Merrick Caren D
Common Stock
2018-02-08 Buy 1,000 $9.03 9,030
Schaltenbrand Nicole Frances Dubas
Common Stock
2018-02-08 Buy 1,329 $9.02 11,988
showing 20 of 103 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 84 2,359,117
2025-12-31 90 2,776,313
2025-09-30 88 2,285,153
2025-06-30 82 1,837,503
2025-03-31 75 1,800,434
2024-12-31 80 1,778,656
2024-09-30 64 1,778,523
2024-06-30 71 2,082,387
2024-03-31 73 4,301,454
2023-12-31 88 4,948,363
2023-09-30 87 7,011,427
2023-06-30 75 4,207,861
Form 13F Holdings
Firm Period DFND Voting Shares
B Riley Wealth Advisors Inc [2026-06-30] SOLE 135,581 135,581
Hennion & Walsh Asset Management Inc [2026-06-30] SOLE 32,181 32,181
Shulman Demeo Asset Management LLC [2026-06-30] SOLE 17,396 17,396
Miller Global Investments LLC [2026-06-30] SOLE 16,003 16,003
Farther Finance Advisors LLC [2026-06-30] SOLE 0 3,723
Ritter Daniher Financial Advisory LLC / DE [2026-06-30] SOLE 0 3,222
PFS Partners LLC [2026-06-30] SOLE 0 1,969
Alaska Retirement Management Board [2026-06-30] SOLE 917 917
Vermillion Wealth Management Inc [2026-06-30] SOLE 0 500
Harbor Investment Advisory LLC [2026-06-30] SOLE 110 110
Main Street Group LTD [2026-06-30] SOLE 0 55
Kerr Financial Planning Corp [2026-06-30] SOLE 55 55
IFP Advisors LLC [2026-06-30] SOLE 46 46
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