Gladstone Capital Corp

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Gladstone Capital Corp
TickerGLAD
CIK #0001143513
CUSIP376535878
Sector -
Address1521 Westbranch Drive Suite 100, Mclean, VA 22102
Source [EDGAR]
CIK Filing 2011 - 2025
[0001143513] 10-K
[0001143513] 10-Q
[0001143513] 3
[0001143513] 4
[0001143513] 8-K
[0001143513] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Karpus Management Inc Gladstone Capital Corp [2017-10-10] 40.0
BlackRock Inc Gladstone Capital Corp [2014-01-29] 5.0
[2012-02-13] None
Form 3/4/5 Filer 2011 - 2025
Hellmold Erich Michael
Gladstone Capital Corp
English Michela A
Gladstone Alternative Income Fund
Marcotte Bob
Gorka Katharine C
Novara Paula
Schaltenbrand Nicole Frances Dubas
LiCalsi Michael
Gladstone David
Merrick Caren D
Wilkinson Walter H
Brubaker Terry Lee
Dellafiora John
Morrison Melissa
Smith Jennifer A
Parker Anthony W
Earhart Terry
Adelgren Paul W
Form 13F Holdings
Firm Period DFND Voting Shares
UBS Group AG [2025-06-30] DFND 142,302 167,480
Legal & General Group Plc [2025-06-30] DFND 149,199 149,199
LPL Financial LLC [2025-06-30] SOLE 0 140,664
BlackRock, Inc. [2025-06-30] SOLE 129,319 129,319
DA Davidson & Co [2025-06-30] SOLE 113,240 113,240
Two Sigma Advisers LP [2025-06-30] SOLE 109,529 110,029
Susquehanna International Group LLP [2025-06-30] OTR 37,322 100,922
DnB Asset Management AS [2025-06-30] OTR 0 88,475
Two Sigma Investments LP [2025-06-30] SOLE 64,338 64,338
Morgan Stanley [2025-06-30] DFND 1,697 57,429
Advisors Asset Management Inc [2025-06-30] SOLE 56,560 56,560
Legacy Capital Wealth Partners LLC [2025-06-30] SOLE 0 52,709
Wells Fargo & Company/MN [2025-06-30] DFND 2 46,297
Raymond James Financial Inc [2025-06-30] DFND 0 43,580
Kovack Advisors Inc [2025-06-30] SOLE 0 38,479
Trexquant Investment LP [2025-06-30] SOLE 34,803 34,803
Denali Advisors LLC [2025-06-30] SOLE 0 32,301
HRT Financial LP [2025-06-30] DFND 32,229 32,229
Ausdal Financial Partners Inc [2025-06-30] SOLE 0 32,134
Royal Bank of Canada [2025-06-30] DFND 20,304 27,504
Compound Planning Inc [2025-06-30] SOLE 0 22,212
Virtus Investment Advisers, LLC [2025-06-30] OTR 0 22,133
Cetera Investment Advisers [2025-06-30] SOLE 0 21,217
Qube Research & Technologies Ltd [2025-06-30] SOLE 19,184 19,184
Mackenzie Financial Corp [2025-06-30] SOLE 16,410 16,410
International Assets Investment Management LLC [2025-06-30] SOLE 0 15,989
Northern Trust Corp [2025-06-30] DFND 15,528 15,528
Goldman Sachs Group Inc [2025-06-30] DFND 15,198 15,198
Fortress Financial Solutions LLC [2025-06-30] SOLE 9,616 15,091
Brevan Howard Capital Management LP [2025-06-30] DFND 13,887 13,887
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