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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Royal Bank of Canada	[2025-06-30]	DFND	498,264	752,682
Saba Capital Management LP	[2025-06-30]	SOLE	597,121	604,107
Shaker Financial Services LLC	[2025-06-30]	SOLE	446,864	453,041
RiverNorth Capital Management LLC	[2025-06-30]	SOLE	426,170	426,170
North Ground Capital	[2025-06-30]	SOLE	290,099	290,099
Matisse Capital	[2025-06-30]	SOLE	233,208	233,208
Verition Fund Management LLC	[2025-06-30]	SOLE	144,245	144,245
Blue Bell Private Wealth Management LLC	[2025-06-30]	SOLE	80,285	82,910
Morgan Stanley	[2025-06-30]	DFND	2	82,716
Wells Fargo & Company/MN	[2025-06-30]	DFND	1	79,854
RPO LLC	[2025-06-30]	SOLE	70,753	70,753
Raymond James Financial Inc	[2025-06-30]	DFND	0	67,058
UBS Group AG	[2025-06-30]	DFND	0	37,113
Boothbay Fund Management LLC	[2025-06-30]	OTR	0	31,839
SIT Investment Associates Inc	[2025-06-30]	SOLE	0	23,604
Chicago Partners Investment Group LLC	[2025-06-30]	SOLE	0	22,924
CSS Llc/Il	[2025-06-30]	SOLE	21,416	21,416
Wolverine Asset Management LLC	[2025-06-30]	DFND	20,585	20,585
LIDO Advisors LLC	[2025-06-30]	SOLE	0	19,135
Comerica Bank	[2025-06-30]	SOLE	0	19,000
Newedge Advisors LLC	[2025-06-30]	SOLE	0	15,100
Gamco Investors Inc ET AL	[2025-06-30]	SOLE	10,000	10,000
Allworth Financial LP	[2025-06-30]	SOLE	0	9,000
Matisse Capital	[2025-06-30]	OTR	7,987	7,987
Corecap Advisors LLC	[2025-06-30]	SOLE	4,485	4,485
Steward Partners Investment Advisory LLC	[2025-06-30]	SOLE	0	3,941
Global Retirement Partners LLC	[2025-06-30]	SOLE	0	1,622
Bank of America Corp /DE/	[2025-06-30]	DFND	0	1,200
Northwestern Mutual Wealth Management Co	[2025-06-30]	DFND	0	1,020
TSFG LLC	[2025-06-30]	SOLE	0	1,000
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