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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Nantahala Capital Management LLC	[2025-06-30]	SOLE	1,178,203	1,178,203
AIGH Capital Management LLC	[2025-06-30]	SOLE	840,075	840,075
Bank of America Corp /DE/	[2025-06-30]	DFND	494,698	494,698
Vanguard Group Inc	[2025-06-30]	SOLE	0	409,100
Stonepine Capital Management LLC	[2025-06-30]	SOLE	292,500	292,500
AIGH Capital Management LLC	[2025-06-30]	OTR	0	288,422
Adar1 Capital Management LLC	[2025-06-30]	SOLE	176,627	176,627
Palumbo Wealth Management LLC	[2025-06-30]	SOLE	0	48,541
Citadel Advisors LLC	[2025-06-30]	DFND	34,382	34,382
Renaissance Technologies LLC	[2025-06-30]	SOLE	27,625	27,625
Millington Financial Advisors LLC	[2025-06-30]	SOLE	0	20,000
National Bank of Canada /FI/	[2025-06-30]	DFND	0	2,716
Morgan Stanley	[2025-06-30]	DFND	1,848	1,848
Tower Research Capital LLC (TRC)	[2025-06-30]	DFND	1,351	1,351
Royal Bank of Canada	[2025-06-30]	DFND	543	543
Activest Wealth Management	[2025-06-30]	SOLE	0	104
SBI Securities Co., Ltd.	[2025-06-30]	DFND	101	101
Steward Partners Investment Advisory LLC	[2025-06-30]	SOLE	0	41
Jones Financial Companies LLLP	[2025-06-30]	SOLE	29	29
Citigroup Inc	[2025-06-30]	DFND	1	1
Federation des caisses Desjardins du Quebec	[2025-06-30]	DFND	1	1
Concourse Financial Group Securities Inc	[2025-06-30]	SOLE	0	0
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