Nantahala Capital Management LLC

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Nantahala Capital Management LLC ✚
CRD #	158081
SEC #	801-72481
CIK #	0001472322
AUM	$2.3 B (2025-03-31)
Employees	15 (40% Investors, 0% Brokers)
Phone	203-909-6430
Address	130 Main St New Canaan, CT 06840
Source	[IAPD] [EDGAR] [Website]

Total AUM ($B) Copy

CIK	Period
0001472322	2025-06-30 2025-03-31 2024-12-31 2024-09-30 2024-06-30 2024-03-31 2023-12-31 2023-09-30 2023-06-30 2023-03-31 2022-12-31 2022-09-30 2022-06-30 2022-03-31 2021-12-31 2021-09-30 2021-06-30 2021-03-31 2020-12-31 2020-09-30 2020-06-30 2020-03-31 2019-12-31 2019-09-30 2019-06-30 2019-03-31 2018-12-31 2018-09-30 2018-06-30 2018-03-31 2017-12-31 2017-09-30 2017-06-30 2017-03-31 2016-12-31 2016-09-30 2016-06-30 2016-03-31 2015-12-31 2015-09-30 2015-06-30 2015-03-31 2014-12-31 2014-09-30 2014-06-30 2014-03-31 2013-12-31 2013-09-30 2013-06-30 2013-03-31 2012-12-31 2012-09-30 2012-06-30 2012-03-31 2011-12-31

CIK

Period

0001472322

Sector	Form 13F Holdings	Value ($B)
	Hilton Grand Vacations Inc	0.1
	Capnia Inc	0.1
	Establishment Labs Holdings Inc	0.1
	Herbalife Ltd	0.1
	Bancorp Inc	0.1
	Bacterin International Holdings Inc	0.1
	Upjohn Inc	0.0
	Peloton Interactive Inc	0.0
	Evolus Inc	0.0
	Americas Carmart Inc	0.0
	Atlas Holdings Inc	0.0
	Bioventus Inc	0.0
	IMAX Corp	0.0
	Fulcrum Therapeutics Inc	0.0
	Uniqure NV	0.0
	Access Pharmaceuticals Inc	0.0
	Krystal Biotech Inc	0.0
	Keros Therapeutics Inc	0.0
	Titan Machinery Inc	0.0
	Live Nation Entertainment Inc	0.0
	Hospitality Properties Trust	0.0
	Adventrx Pharmaceuticals Inc	0.0
	Fox Factory Holding Corp	0.0
	Amylyx Pharmaceuticals Inc	0.0
	RMR Group Inc	0.0
	Nektar Therapeutics	0.0
	Globus Medical Inc	0.0
	BCTG Acquisition Corp	0.0



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Type	Form D Funds	Date	Sold ($M)	AUM ($M)
HF	NCP ER LLC	2025-03-31		2.7
HF	NCP CB LP	2022-02-03		89.8
HF	NCP RFM LP	2021-02-22		295.5
HF	NCP QR LP	[2019-08-26]	76.6	69.1
HF	Nantahala Capital Partners SI LP	[2016-03-30]	513.6	81.0
HF	SMA2	2013-03-28		963.0
HF	SMA3	2013-03-28		0.9
HF	Nantahala Capital Partners CL LP	[2012-03-30]	27.4	44.2
HF	Nantahala Capital Partners II Limited Partnership	[2012-03-30]	328.6	53.1
HF	Nantahala Capital Partners Limited Partnership	[2012-03-30]	38.5	426.0
View All

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	11	2.3
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	1	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	12	2.3
By Discretionary
Discretionary	12	2.3
Non-Discretionary	0	0.0
Total	12	2.3
By Non-United States Persons
Non-United States Persons		0.1
United States Persons		2.2
Total	12	2.3

Form D Directors	# Filings	# Firms	2011 - 2025
Ronan Guilfoyle	355
Kevin Philip	10
James Keane	9
Wilmot Harkey	9
Daniel Mack	8
Nantahala Capital Management LLC	7
Nantahala Capital Management	6
Nantahala Capital GP LLC	1
QR GP LLC	1

EDGAR Form	CIK	2011 - 2025
13F-HR	[0001472322]
3	[0001472322]
4	[0001472322]
SC 13D	[0001472322]
SC 13G	[0001472322]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Nantahala Capital Management LLC	Nektar Therapeutics	[2025-08-14]
Nantahala Capital Management LLC	1 800 Flowers Com Inc	[2025-08-14]
Nantahala Capital Management LLC	Quince Therapeutics Inc	[2025-08-14]
Nantahala Capital Management LLC	RAPT Therapeutics Inc	[2025-08-14]
Nantahala Capital Management LLC	Trisalus Life Sciences Inc	[2025-08-14]
Nantahala Capital Management LLC	Compass Pathways PLC	[2025-08-14]
Nantahala Capital Management LLC	Immunic Inc	[2025-08-14]
Nantahala Capital Management LLC	Grace Therapeutics Inc	[2025-05-15]
Nantahala Capital Management LLC	Evolus Inc	[2025-05-15]
Nantahala Capital Management LLC	Herbalife Ltd	[2025-05-15]
View All

Form 3/4/5 Subject	2011 - 2025
Nantahala Capital Management, LLC
Harkey Wilmot B.
Mack Daniel
Aytu Biopharma Inc
Xtant Medical Holdings, Inc.
Nantahala Capital Partners Limited Partnership
Talphera Inc
Evoke Pharma Inc
Imageware Systems Inc
GUE Liquidation Companies, Inc.
View All

Comparable Firms	State	AUM ($B)
Jana Partners Management LP ✚	NY	2.4
Fourth Sail Capital US LP ✚	FL	2.4
Delta Global Management LP ✚	NY	2.4
Alpine Associates Management Inc ✚	FL	2.4
Incentive as ✚		2.3
Sand Grove Capital Management LLP ✚		2.3
Long Pond Capital LP ✚	NY	2.3
Madison Avenue Partners LP ✚	NY	2.3
Two Creeks Capital Management LP ✚	NY	2.3
Discerene Group LP ✚	CT	2.3

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Nantahala Capital Management LLC

Assets, Funds, Holdings