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Nantahala Capital Management LLC
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CRD # | 158081 |
SEC # | 801-72481 |
CIK # | 0001472322 |
AUM | $2.3 BB (2024-05-29) |
Employees | 14 (43% Investors, 0% Brokers) |
Phone | 203-909-6430 |
Address | 130 Main St New Canaan, CT 06840 |
Source | [IAPD] [EDGAR] [Website] |
Total AUM ($BB) |
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Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
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LLY | 301.8 | 0.3 | |
SLNO | 0.0 | 0.3 | |
ESTA | 1.4 | 0.2 | |
PTON | 3.3 | 0.1 | |
LOPE | 3.1 | 0.1 | |
IMAX | 1.0 | 0.1 | |
EOLS | 0.7 | 0.1 | |
BVS | 0.5 | 0.1 | |
CASH | 1.2 | 0.1 | |
HGV | 4.5 | 0.1 | |
View All |
Holdings by Sector ($BB) |
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Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
---|---|---|---|---|
HF | NCP CB LP | 2022-02-03 | 89.8 | |
HF | NCP RFM LP | 2021-02-22 | 278.5 | |
HF | NCP QR LP | [2019-08-26] | 76.6 | 69.1 |
HF | Nantahala Capital Partners SI LP | [2016-03-30] | 513.6 | 388.9 |
HF | SMA2 | 2013-03-28 | 963.0 | |
HF | SMA3 | 2013-03-28 | 0.9 | |
HF | Nantahala Capital Partners CL LP | [2012-03-30] | 111.8 | 44.2 |
HF | Nantahala Capital Partners II Limited Partnership | [2012-03-30] | 490.9 | 53.1 |
HF | Nantahala Capital Partners Limited Partnership | [2012-03-30] | 38.5 | 287.4 |
HF | SMA3 | 2012-03-30 | 16.0 | |
View All |
AUM Breakdown | Accounts | AUM ($BB) |
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By Client Type | ||
(a) Individuals (other than high net worth individuals) | 0 | 0.0 |
(b) Individuals (high net worth individuals) | 0 | 0.0 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 10 | 2.3 |
(g) Pension and profit sharing plans | 0 | 0.0 |
(h) Charitable organizations | 1 | 0.0 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 0 | 0.0 |
(n) Other | 0 | 0.0 |
Total | 11 | 2.3 |
By Discretionary | ||
Discretionary | 11 | 2.3 |
Non-Discretionary | 0 | 0.0 |
Total | 11 | 2.3 |
By Non-United States Persons | ||
Non-United States Persons | 0.1 | |
United States Persons | 2.2 | |
Total | 11 | 2.3 |
Form D Directors | # Filings | # Firms | 2011 - 2024 |
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Ronan Guilfoyle | 345 | ||
Kevin Philip | 10 | ||
James Keane | 9 | ||
Wilmot Harkey | 9 | ||
Daniel Mack | 8 | ||
Nantahala Capital Management LLC | 7 | ||
Nantahala Capital Management | 6 | ||
QR GP LLC | 1 | ||
Nantahala Capital GP LLC | 1 |
EDGAR Form | CIK | 2011 - 2024 |
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13F-HR | [0001472322] | |
3 | [0001472322] | |
4 | [0001472322] | |
SC 13D | [0001472322] | |
SC 13G | [0001472322] |
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