Nantahala Capital Management LLC

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Assets, Funds, Holdings

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Nantahala Capital Management LLC
CRD #158081
SEC #801-72481
CIK #0001472322
AUM $2.3 BB (2024-05-29)
Employees 14 (43% Investors, 0% Brokers)
Phone203-909-6430
Address130 Main St
New Canaan, CT 06840
Source [IAPD] [EDGAR] [Website]
Total AUM ($BB)
5.04.03.02.01.00.02009201420192025
Sector Form 13F Holdings Cap ($BB) Value ($BB)
LLY 301.8 0.3
SLNO 0.0 0.3
ESTA 1.4 0.2
PTON 3.3 0.1
LOPE 3.1 0.1
IMAX 1.0 0.1
EOLS 0.7 0.1
BVS 0.5 0.1
CASH 1.2 0.1
HGV 4.5 0.1
View All
Holdings by Sector ($BB)
4.03.22.41.60.80.02013201720212025
Type Form D Funds Date Sold ($MM) AUM ($MM)
HF NCP CB LP 2022-02-03 89.8
HF NCP RFM LP 2021-02-22 278.5
HF NCP QR LP [2019-08-26] 76.6 69.1
HF Nantahala Capital Partners SI LP [2016-03-30] 513.6 388.9
HF SMA2 2013-03-28 963.0
HF SMA3 2013-03-28 0.9
HF Nantahala Capital Partners CL LP [2012-03-30] 111.8 44.2
HF Nantahala Capital Partners II Limited Partnership [2012-03-30] 490.9 53.1
HF Nantahala Capital Partners Limited Partnership [2012-03-30] 38.5 287.4
HF SMA3 2012-03-30 16.0
View All
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 10 2.3
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 1 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 11 2.3
By Discretionary
Discretionary 11 2.3
Non-Discretionary 0 0.0
Total 11 2.3
By Non-United States Persons
Non-United States Persons 0.1
United States Persons 2.2
Total 11 2.3
Form D Directors # Filings # Firms 2011 - 2024
Ronan Guilfoyle 345
Kevin Philip 10
James Keane 9
Wilmot Harkey 9
Daniel Mack 8
Nantahala Capital Management LLC 7
Nantahala Capital Management 6
QR GP LLC 1
Nantahala Capital GP LLC 1
EDGAR Form CIK 2011 - 2024
13F-HR [0001472322]
3 [0001472322]
4 [0001472322]
SC 13D [0001472322]
SC 13G [0001472322]
Form 13D/13G Filer Form 13D/13G Subject Filed
Nantahala Capital Management LLC Americas Carmart Inc [2024-09-24]
Nantahala Capital Management LLC Evoke Pharma Inc [2024-09-20]
Nantahala Capital Management LLC Eagle Pharmaceuticals Inc [2024-07-03]
Nantahala Capital Management LLC Rezolute Inc [2024-03-11]
Nantahala Capital Management LLC Theratechnologies Inc [2024-02-14]
Nantahala Capital Management LLC Cellectar Biosciences Inc [2024-02-14]
Nantahala Capital Management LLC Zevra Therapeutics Inc [2024-02-14]
Nantahala Capital Management LLC Envveno Medical Corp [2024-02-14]
Nantahala Capital Management LLC InspireMD Inc [2024-02-14]
Nantahala Capital Management LLC Elutia Inc [2024-02-14]
View All
Form 3/4/5 Subject 2011 - 2024
Harkey Wilmot B.
Nantahala Capital Management, LLC
Mack Daniel
Aytu Biopharma Inc
Talphera Inc
Imageware Systems Inc
GUE Liquidation Companies, Inc.
Viveve Medical Inc
Sucampo Pharmaceuticals, Inc.
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