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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Mivtachim The Workers Social Insurance Fund Ltd. (Under Spec	[2020-09-30]	DFND	3.6	3.6
Daiwa Securities Group Inc.	[2020-09-30]	SOLE	1.5	1.5
Mirae Asset Global Investments Co., Ltd.	[2020-09-30]	DFND	0.9	0.9
Altshuler Shaham Ltd	[2020-09-30]	DFND	0.4	0.4
HBW Advisory Services LLC	[2020-09-30]	SOLE	0.0	0.2
Citadel Advisors LLC	[2020-09-30]	DFND	0.1	0.1
Avestar Capital LLC	[2020-09-30]	SOLE	0.0	0.1
Anfield Capital Management LLC	[2020-09-30]	DFND	0.0	0.1
Bank of America Corp /DE/	[2020-09-30]	DFND	0.0	0.0
Change Path LLC	[2020-09-30]	SOLE	0.0	0.0
LPL Financial LLC	[2020-09-30]	SOLE	0.0	0.0
Prudential PLC	[2020-09-30]	DFND	0.0	0.0
Jane Street Group LLC	[2020-09-30]	DFND	0.0	0.0
Migdal Insurance & Financial Holdings Ltd.	[2020-09-30]	DFND	0.0	0.0
Susquehanna International Group LLP	[2020-09-30]	DFND	0.0	0.0
Royal Bank of Canada	[2020-09-30]	DFND	0.0	0.0
Stratos Wealth Partners Ltd	[2020-09-30]	SOLE	0.0	0.0
Edmond de Rothschild Holding SA	[2020-09-30]	SOLE	0.0	0.0
Flow Traders US LLC	[2020-09-30]	SOLE	0.0	0.0
Raymond James & Associates	[2020-09-30]	SOLE	0.0	0.0
First Allied Advisory Services Inc	[2020-09-30]	SOLE	0.0	0.0
Great Valley Advisor Group Inc	[2020-09-30]	SOLE	0.0	0.0
Cambridge Investment Research Advisors Inc	[2020-09-30]	SOLE	0.0	0.0
Rockefeller Capital Management L.P.	[2020-09-30]	DFND	0.0	0.0
Daiwa Securities Group Inc.	[2020-09-30]	DFND	0.0	0.0
Legacy Wealth Partners Inc	[2020-09-30]	SOLE	0.0	0.0
GWM Advisors LLC	[2020-09-30]	SOLE	0.0	0.0
Gerber Kawasaki Wealth & Investment Management	[2020-09-30]	SOLE	0.0	0.0
Financial Advocates Investment Management	[2020-09-30]	SOLE	0.0	0.0
Geowealth Management LLC	[2020-09-30]	OTR	0.0	0.0
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