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| Horizon Technology Finance Corp | |
|---|---|
| Ticker | HRZN |
| CIK # | 0001487428 |
| CUSIP | 44045A102 |
| Sector | - |
| Address | 312 Farmington Avenue, Farmington, CT 06032 |
| Source | [EDGAR] |
| CIK | Filing | 2011 - 2026 |
|---|---|---|
| [0001487428] | 10-K | |
| [0001487428] | 10-Q | |
| [0001487428] | 3 | |
| [0001487428] | 4 | |
| [0001487428] | 8-K | |
| [0001487428] | SC 13G |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed | % Owned |
|---|---|---|---|
| Horizon Technology Finance Corp | Evelo Biosciences Inc | [2023-07-21] | 11.5 |
| Advisors Asset Management Inc | Horizon Technology Finance Corp | [2015-02-11] | 8.156 |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Balkin Michael
Common Stock
|
2024-12-16 | Buy | 20,000 | $8.53 | 170,600 |
|
Michaud Gerald A
Common Stock
|
2024-11-25 | Buy | 8,000 | $9.31 | 74,480 |
|
Savage Joseph J
Common Stock
|
2024-11-14 | Buy | 4,500 | $9.20 | 41,400 |
|
Savage Joseph J
Common Stock
|
2024-11-13 | Buy | 5,000 | $9.35 | 46,750 |
|
Goodman Jonathan Joseph
Common Stock
|
2024-08-05 | Buy | 2,313 | $10.81 | 25,004 |
|
Balkin Michael
Common Stock
|
2024-08-05 | Buy | 10,000 | $10.58 | 105,800 |
|
Michaud Gerald A
Common Stock
|
2024-03-08 | Buy | 3,650 | $11.77 | 42,960 |
|
Michaud Gerald A
Common Stock
|
2022-12-20 | Buy | 18,250 | $11.03 | 201,298 |
|
Pomeroy Robert D Jr
Common Stock
|
2022-12-09 | Buy | 4,000 | $13.03 | 52,120 |
|
Pomeroy Robert D Jr
Common Stock
|
2022-12-09 | Buy | 600 | $13.03 | 7,818 |
|
Michaud Gerald A
Common Stock
|
2022-12-06 | Buy | 4,000 | $12.90 | 51,600 |
|
Trolio Daniel R
Common Stock
|
2022-11-16 | Buy | 758 | $13.04 | 9,884 |
|
Mahoney Edmund V
Common Stock
|
2022-09-29 | Buy | 500 | $9.88 | 4,940 |
|
Pomeroy Robert D Jr
Common Stock
|
2022-06-21 | Buy | 4,000 | $11.30 | 45,200 |
|
Savage Joseph J
Common Stock
|
2022-05-16 | Buy | 10,000 | $12.23 | 122,300 |
|
Savage Joseph J
Common Stock
|
2022-05-12 | Buy | 5,000 | $11.82 | 59,100 |
|
Trolio Daniel R
Common Stock
|
2022-05-10 | Buy | 414 | $12.00 | 4,968 |
|
Michaud Gerald A
Common Stock
|
2022-05-09 | Buy | 3,050 | $12.06 | 36,783 |
|
Pomeroy Robert D Jr
Common Stock
|
2022-05-06 | Buy | 1,000 | $12.57 | 12,570 |
|
Pomeroy Robert D Jr
Common Stock
|
2022-05-06 | Buy | 4,000 | $12.73 | 50,920 |
| showing 20 of 120 most recent transactions | |||||
| 13F Ownership Over Time | Holders | Shares Held |
|---|---|---|
| 2026-03-31 | 58 | 3,257,762 |
| 2025-12-31 | 67 | 4,078,062 |
| 2025-09-30 | 65 | 3,318,990 |
| 2025-06-30 | 63 | 2,909,664 |
| 2025-03-31 | 68 | 3,441,251 |
| 2024-12-31 | 82 | 3,557,556 |
| 2024-09-30 | 68 | 2,840,270 |
| 2024-06-30 | 59 | 2,656,512 |
| 2024-03-31 | 63 | 2,724,004 |
| 2023-12-31 | 58 | 2,132,214 |
| 2023-09-30 | 49 | 2,524,213 |
| 2023-06-30 | 55 | 2,160,834 |
| Form 13F Holdings | ||||
|---|---|---|---|---|
| Firm | Period | DFND | Voting | Shares |
| Lafleur & Godfrey LLC | [2026-06-30] | SOLE | 114,526 | 114,526 |
| First Financial Bank - Trust Division | [2026-06-30] | SOLE | 65,573 | 65,573 |
| Lifewealth Investments LLC | [2026-06-30] | SOLE | 0 | 16,908 |
| Chapin Davis Inc | [2026-06-30] | SOLE | 0 | 12,691 |
| Davenport & Company LLC | [2026-06-30] | SOLE | 10,624 | 10,624 |
| Nova Wealth Management Inc | [2026-06-30] | SOLE | 3,722 | 3,722 |
| Highline Wealth Partners LLC | [2026-06-30] | SOLE | 2,732 | 2,732 |
| Kerr Financial Planning Corp | [2026-06-30] | SOLE | 209 | 209 |
| Aspect Partners LLC | [2026-06-30] | SOLE | 171 | 172 |
| JFS Wealth Advisors LLC | [2026-06-30] | SOLE | 0 | 171 |
| First Horizon Corp | [2026-06-30] | DFND | 100 | 100 |
| Farther Finance Advisors LLC | [2026-06-30] | SOLE | 0 | 0 |
| Aventura Private Wealth LLC | [2026-06-30] | SOLE | 0 | 0 | Prev | Page 1 | Next |