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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
Renaissance Technologies LLC	[2020-09-30]	SOLE	1.0	1.0
Vanguard Group Inc	[2020-09-30]	SOLE	0.0	0.5
Deutsche Bank AG	[2020-09-30]	DFND	0.3	0.3
Neuberger Berman Group LLC	[2020-09-30]	DFND	0.2	0.3
Morgan Stanley	[2020-09-30]	DFND	0.2	0.2
Acadian Asset Management LLC	[2020-09-30]	DFND	0.2	0.2
BlackRock Inc.	[2020-09-30]	SOLE	0.2	0.2
Dimensional Fund Advisors LP	[2020-09-30]	DFND	0.2	0.2
Geode Capital Management LLC	[2020-09-30]	DFND	0.1	0.1
Squarepoint Ops LLC	[2020-09-30]	DFND	0.0	0.1
Bridgeway Capital Management Inc	[2020-09-30]	SOLE	0.1	0.1
Raymond James Financial Services Advisors Inc	[2020-09-30]	SOLE	0.0	0.1
Invesco Ltd.	[2020-09-30]	DFND	0.0	0.0
Northern Trust Corp	[2020-09-30]	DFND	0.0	0.0
Farmers & Merchants Investments Inc	[2020-09-30]	SOLE	0.0	0.0
Susquehanna Fundamental Investments LLC	[2020-09-30]	DFND	0.0	0.0
Millennium Management LLC	[2020-09-30]	SOLE	0.0	0.0
Wells Fargo & Co/Mn	[2020-09-30]	DFND	0.0	0.0
GSA Capital Partners LLP	[2020-09-30]	SOLE	0.0	0.0
Bank of New York Mellon Corp	[2020-09-30]	OTR	0.0	0.0
Arrowstreet Capital Limited Partnership	[2020-09-30]	DFND	0.0	0.0
Citigroup Inc	[2020-09-30]	DFND	0.0	0.0
California Public Employees Retirement System	[2020-09-30]	SOLE	0.0	0.0
Susquehanna International Group LLP	[2020-09-30]	DFND	0.0	0.0
Group One Trading LP	[2020-09-30]	SOLE	0.0	0.0
Dupont Capital Management Corp	[2020-09-30]	SOLE	0.0	0.0
Northern Trust Corp	[2020-09-30]	OTR	0.0	0.0
UBS Group AG	[2020-09-30]	DFND	0.0	0.0
Bank of New York Mellon Corp	[2020-09-30]	DFND	0.0	0.0
Tower Research Capital LLC (TRC)	[2020-09-30]	DFND	0.0	0.0
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