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| Empery Asset Management LP
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| CRD # | 148180 |
| SEC # | 801-121889 |
| CIK # | 0001469336 |
| AUM | 262.5 M (2026-03-31) |
| Employees | 6 (50% Investors, 0% Brokers) |
| Phone | 212-608-3300 |
| Address | One Rockefeller Plaza New York City, NY 10020 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Arsanis Inc | 36.9 | ||
| Volcon Inc | 12.4 | ||
| Precision Biosciences Inc | 10.8 | ||
| Imperial Petroleum Inc/Marshall Islands | 3.8 | ||
| Venu Holding Corp | 3.3 | ||
| Tenaya Therapeutics Inc | 3.0 | ||
| Scynexis Inc | 1.7 | ||
| Cyngn Inc | 1.6 | ||
| Jaguar Uranium Corp | 1.3 | ||
| Satellos Bioscience Inc | 1.3 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Empery Tax Efficient III LP | [2021-03-30] | 25.1 M | 77.9 M |
| Filed 2025-07-29 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Empery Debt Opportunity Fund LP | [2020-03-30] | 61.6 M | 2.4 M |
| Filed 2025-07-29 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Empery Tax Efficient II LP | [2014-10-06] | 21.5 M | 0.0 M |
| Filed 2020-09-17 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Empery Asset Master Ltd | [2014-03-20] | 1.2 M | 139.8 M |
| Filed 2013-05-14 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Empery Tax Efficient LP | [2014-03-20] | 33.4 M | 42.3 M |
| Filed 2026-01-08 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | 1960480 BT LLC | 2013-03-28 | 5.9 M | |
| HF | Empery International Ltd | [2012-05-31] | 1.2 M | 1.3 M |
| Filed 2012-05-22 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Empery Partners Hedge Portfolio LP | 2012-05-31 | 0.9 M | |
| HF | Empery Partners LP | [2012-05-31] | 15.7 M | 15.6 M |
| Filed 2011-07-26 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | HCI | 2012-05-31 | 1,000,000.00 B | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 262.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 6 | 262.5 |
| By Discretionary | ||
| Discretionary | 6 | 262.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 6 | 262.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 139.5 | |
| United States Persons | 123.0 | |
| Total | 6 | 262.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Roger Hanson | Director | 255 | 86 | |
| Ryan Lane | Executive Officer | 18 | 2 | |
| Martin Hoe | Executive Officer | 13 | 2 | |
| Empery Asset Management LP | Promoter | 5 | 2 | |
| Empery GP LLC | Executive Officer | 4 | 2 | |
| Empery Funds GP LLC | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001469336] | |
| 3 | [0001469336] | |
| 4 | [0001469336] | |
| SC 13D | [0001469336] | |
| SC 13G | [0001469336] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 2549005WYJFSFA72KS21 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Empery Asset Management LP | |
| Hoe Martin D | |
| Sizzle Acquisition Corp | |
| Lane Ryan M |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Sizzle Acquisition Corp SZZL
"Common Stock, $0.0001 par value (""Common Stock"")"
|
2024-02-27 | Other | 2,883,418 |
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