Japan Smaller Capitalization Fund Inc

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Japan Smaller Capitalization Fund Inc
TickerJOF
CIK #0000859796
CUSIP47109U104
Sector -
AddressWorldwide Plaza 309 West 49th Street, New York, NY 10019
Source [EDGAR]
CIK Filing 2011 - 2026
[0000859796] 3
[0000859796] 4
[0000859796] 8-K
[0000859796] SC 13D
[0000859796] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Lazard Asset Management LLC Japan Smaller Capitalization Fund Inc [2025-12-03] 0.0
Saba Capital Management LP Japan Smaller Capitalization Fund Inc [2025-03-10] 0.0
Lazard Asset Management LLC Japan Smaller Capitalization Fund Inc [2025-02-14] 0.0
Lazard Asset Management LLC Japan Smaller Capitalization Fund Inc [2024-11-14] 0.0
Allspring Global Investments Holdings LLC Japan Smaller Capitalization Fund Inc [2021-12-09] 20.32
Wells Fargo & Company/MN Japan Smaller Capitalization Fund Inc [2020-02-04] 19.71
City of London Investment Group PLC Japan Smaller Capitalization Fund Inc [2019-02-08] 6.0
Karpus Management Inc Japan Smaller Capitalization Fund Inc [2016-02-12] 40.0
Wells Fargo & Company/MN Japan Smaller Capitalization Fund Inc [2014-01-27] 5.75
1607 Capital Partners LLC Japan Smaller Capitalization Fund Inc [2012-02-14] 5.02
Lazard Asset Management LLC Japan Smaller Capitalization Fund Inc [2012-02-08] 5.69
Form 3/4/5 Filer 2011 - 2026
Ohkoshi Shoichi
Japan Smaller Capitalization Fund Inc
Jones Tina
Andoh Yusuke
Laby Arthur Blake
Ouimet Paige
Perugini Thomas
Tanaka Hiroaki
Yi She
Buck Rodney A
Katayama Atsushi
Masuda Shinichi
Malc Melanie Dana
Morronngiello Michael
Koike Hiroyasu
Nomoto Yuichi
Nakagawa Junko
Liu Zheng
Toyoshima Takeshi
Lee Kelly So Young
MacHarg Marcia L
Watanabe Kunio
Premole Maria R
Alusick Jamie
Marose Amy J
Itabashi Yutaka
Makoto Ito
Daimon Hiromitsu
Kim E Han
Chemidlin David B
Terachi Masashi
Aoki Hiromichi
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Jones Tina
Common Stock
2025-12-22 Buy 950 $10.80 10,260
Common Stock
2025-09-17 Buy 2,000 $10.90 21,800
Laby Arthur Blake
Japan Smaller Capitalization Fund, Inc.
2025-01-13 Buy 3,306 $7.56 24,993
Ouimet Paige
Japan Smaller Capitilization Fund INC
2024-12-11 Buy 3,111 $8.02 24,950
Buck Rodney A
Common Stock
2023-06-20 Buy 9,000 $7.42 66,780
MacHarg Marcia L
Common Stock
2015-07-27 Buy 945 $10.61 10,026
Kim E Han
Common Stock
2013-05-31 Buy 5,000 $8.88 44,400
Chemidlin David B
Common Stock
2013-01-09 Buy 130 $7.27 945
13F Ownership Over TimeHoldersShares Held
2026-03-31 55 21,855,006
2025-12-31 51 22,063,043
2025-09-30 46 22,479,454
2025-06-30 51 20,102,514
2025-03-31 54 20,005,555
2024-12-31 57 20,674,715
2024-09-30 58 20,332,111
2024-06-30 51 19,604,039
2024-03-31 51 19,291,857
2023-12-31 51 19,490,436
2023-09-30 52 18,624,028
2023-06-30 48 18,690,994
Form 13F Holdings
Firm Period DFND Voting Shares
MRAZ Amerine & Associates Inc [2026-06-30] SOLE 0 202,362
Shaker Financial Services LLC [2026-06-30] SOLE 93,079 93,079
Barry Investment Advisors LLC [2026-06-30] OTR 0 57,510
Dynamic Advisor Solutions LLC [2026-06-30] SOLE 0 34,366
SAX Wealth Advisors LLC [2026-06-30] SOLE 0 21,395
Successful Portfolios LLC [2026-06-30] SOLE 15,000 15,000
Mills Wealth Advisors LLC [2026-06-30] SOLE 12,822 12,823
Noble Wealth Management PBC [2026-06-30] SOLE 4,500 4,500
Highline Wealth Partners LLC [2026-06-30] SOLE 200 200
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