Nuveen Preferred & Income Opportunities Fund

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Nuveen Preferred & Income Opportunities Fund
TickerJPC
CIK #0001216583
CUSIP67073B106
Sector -
Address333 West Wacker Drive, Chicago, IL 60606
Source [EDGAR]
CIK Filing 2011 - 2026
[0001216583] 3
[0001216583] 4
[0001216583] 8-K
[0001216583] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
First Trust Portfolios LP Nuveen Preferred Income Opportunities Fund [2013-01-24] 6.05
Form 3/4/5 Filer 2011 - 2026
Castro Joseph
Nuveen Preferred & Income Opportunities Fund
Page Robert Tanner
Jones Nathaniel T
Cardella Marc
Ramsay Mary Beth
Perry Michael A
Nelson James N III
Forrester Michael A
Boateng Joseph A
Kenny Thomas J
Evans Jack
Stenersen Trey III
Black Brett
McCann John M
Medero Joanne
Lancellotta Amy BR
Thornton Matthew III
Morgan Deann
Meissner Jon Scott
Longerstaey Jacques M
Lockhart Brian J
Wickerham E Scott
Huffman William T Jr
Winget Demark L
Meyers William T
Siffermann William A
Robert Young L
Yeh Lili
Nuveen Fund Advisors LLC
Rohrbacher Christopher M
Moschner Albin F
Wolff Margaret L
Hlavacek Sherri A
Lamb David J
Ray Thomas J
Carne Michael
Baker Douglas M
Bremner Robert P
Nelson John Kevin
Schreier Thomas S Jr
Langenfeld Brenda A
Slager Joel T
Zimmerman Gifford R
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Jones Nathaniel T
Common Stock
2025-05-05 Sell 869 $7.79 6,770
Perry Michael A
Common Stock
2024-03-11 Buy 7,900 $7.19 56,801
Evans Jack
Common Stock
2023-12-19 Sell 4,241 $6.75 28,627
Jones Nathaniel T
Common Stock
2023-11-10 Buy 2,500 $6.23 15,575
Yeh Lili
Common Stock
2017-06-21 Sell 521.96 $10.37 5,413
Jones Nathaniel T
Common Stock
2017-06-12 Other 869.93 $0.00
Yeh Lili
Common Stock
2017-06-12 Other 521.96 $0.00
Nuveen Fund Advisors LLC
Common Stock
2017-04-06 Sell 7,000 $9.86 69,020
Evans Jack
Common Stock
2013-12-27 Sell 2,000 $8.92 17,840
Bremner Robert P
Common Stock
2013-12-16 Sell 3,500 $8.51 29,785
Zimmerman Gifford R
Common Stock
2012-07-26 Sell 1,000 $9.60 9,600
13F Ownership Over TimeHoldersShares Held
2026-03-31 324 63,298,921
2025-12-31 329 62,743,160
2025-09-30 314 61,842,149
2025-06-30 287 54,430,116
2025-03-31 284 53,704,334
2024-12-31 297 54,140,958
2024-09-30 288 55,640,604
2024-06-30 281 67,062,539
2024-03-31 286 98,198,679
2023-12-31 300 85,612,797
2023-09-30 139 19,716,436
2023-06-30 129 18,677,932
Form 13F Holdings
Firm Period DFND Voting Shares
Smith Asset Management Co LLC [2026-06-30] SOLE 890,862 890,862
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 9,265 378,615
Davenport & Company LLC [2026-06-30] SOLE 198,748 241,523
Corecap Advisors LLC [2026-06-30] SOLE 0 222,698
Hennion & Walsh Asset Management Inc [2026-06-30] SOLE 141,288 141,288
Cary Street Partners Financial LLC [2026-06-30] DFND 134,279 137,079
Wealthcare Advisory Partners LLC [2026-06-30] SOLE 0 133,224
Independent Financial Group LLC [2026-06-30] SOLE 0 110,331
Spire Wealth Management [2026-06-30] SOLE 0 87,837
Shaker Financial Services LLC [2026-06-30] SOLE 87,000 87,000
Prospera Financial Services Inc [2026-06-30] SOLE 0 82,625
Shulman Demeo Asset Management LLC [2026-06-30] SOLE 77,280 77,280
RVW Wealth LLC [2026-06-30] SOLE 0 70,922
Live Oak Private Wealth LLC [2026-06-30] SOLE 65,572 65,572
Accel Wealth Management [2026-06-30] SOLE 0 61,818
Centurion Wealth Management LLC [2026-06-30] SOLE 0 58,732
Walled Lake Planning & Wealth Management LLC [2026-06-30] SOLE 0 55,269
Core Wealth Partners LLC [2026-06-30] SOLE 0 53,224
B Riley Wealth Advisors Inc [2026-06-30] SOLE 51,889 51,889
Onyx Financial Advisors LLC [2026-06-30] SOLE 0 50,149
Sage Capital Advisors LLC [2026-06-30] SOLE 14,625 44,691
First Merchants Corp [2026-06-30] SOLE 39,283 39,283
Patriot Financial Group Insurance Agency LLC [2026-06-30] SOLE 34,258 34,258
Smithbridge Asset Management Inc/DE [2026-06-30] SOLE 0 32,000
McAlister Sweet & Associates Inc [2026-06-30] SOLE 0 29,583
Physician Wealth Advisors Inc [2026-06-30] SOLE 0 29,367
Farther Finance Advisors LLC [2026-06-30] SOLE 0 28,264
RFG Advisory LLC [2026-06-30] SOLE 0 24,434
Merit Financial Group LLC [2026-06-30] SOLE 0 23,520
Sage Capital Management LLC [2026-06-30] SOLE 22,500 22,500
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