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Type	Result	AUM ($B)

Form 13F Holdings
Firm	Period	DFND	Voting	Shares
OrbiMed Advisors LLC	[2020-09-30]	SOLE	6.5	6.5
Samlyn Capital LLC	[2020-09-30]	DFND	0.8	0.8
BlackRock Inc.	[2020-09-30]	SOLE	0.7	0.7
Franklin Resources Inc	[2020-09-30]	DFND	0.7	0.7
Lion Point Capital LP	[2020-09-30]	SOLE	0.5	0.5
Vanguard Group Inc	[2020-09-30]	SOLE	0.0	0.3
JPMorgan Chase & Co	[2020-09-30]	DFND	0.3	0.3
State Street Corp	[2020-09-30]	DFND	0.1	0.2
Geode Capital Management LLC	[2020-09-30]	DFND	0.1	0.1
Northern Trust Corp	[2020-09-30]	DFND	0.0	0.1
Bridgeway Capital Management Inc	[2020-09-30]	SOLE	0.1	0.1
Jacobs Levy Equity Management Inc	[2020-09-30]	SOLE	0.1	0.1
Fiduciary Trust Co	[2020-09-30]	SOLE	0.0	0.0
Jefferies Group Inc /DE/	[2020-09-30]	DFND	0.0	0.0
Nuveen Asset Management LLC	[2020-09-30]	DFND	0.0	0.0
Goldman Sachs Group Inc	[2020-09-30]	DFND	0.0	0.0
Bank of New York Mellon Corp	[2020-09-30]	DFND	0.0	0.0
Russell Investments Group, Ltd.	[2020-09-30]	DFND	0.0	0.0
Charles Schwab Investment Management Inc	[2020-09-30]	SOLE	0.0	0.0
Vanguard Group Inc	[2020-09-30]	DFND	0.0	0.0
California State Teachers Retirement System	[2020-09-30]	SOLE	0.0	0.0
Samlyn Capital LLC	[2020-09-30]	SOLE	0.0	0.0
Millennium Management LLC	[2020-09-30]	SOLE	0.0	0.0
Wells Fargo & Co/Mn	[2020-09-30]	DFND	0.0	0.0
Tower Research Capital LLC (TRC)	[2020-09-30]	DFND	0.0	0.0
IHT Wealth Management LLC	[2020-09-30]	SOLE	0.0	0.0
RhumbLine Advisers	[2020-09-30]	SOLE	0.0	0.0
L & S Advisors Inc	[2020-09-30]	SOLE	0.0	0.0
Northern Trust Corp	[2020-09-30]	OTR	0.0	0.0
Barclays PLC	[2020-09-30]	SOLE	0.0	0.0
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