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| Nuveen Asset Management LLC
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|---|---|
| CRD # | 155584 |
| SEC # | 801-71957 |
| CIK # | 0001521019 |
| AUM | $239.6 BB (2024-07-31) |
| Employees | 397 (81% Investors, 12% Brokers) |
| Phone | 312-917-7700 |
| Address | 333 West Wacker Drive Chicago, IL 60606 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($BB) |
|---|
| CIK | Period |
|---|---|
| 0001521019 | |
| / | |
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| Microsoft Corp | 1,918.2 | 23.5 | |
| Nvidia Corp | 399.6 | 20.5 | |
| Apple Inc | 2,382.8 | 17.4 | |
| Amazon Com Inc | 1,093.0 | 12.7 | |
| Facebook Inc | 434.9 | 8.0 | |
| Broadcom Inc | 201.3 | 6.4 | |
| Alphabet Inc | 1,482.6 | 5.9 | |
| Alphabet Inc | 1,475.1 | 5.6 | |
| Lilly Eli & Co | 301.8 | 4.7 | |
| UnitedHealth Group Inc | 477.0 | 3.8 | |
| Mastercard Inc | 309.6 | 3.5 | |
| J P Morgan Chase & Co | 340.2 | 3.5 | |
| Costco Wholesale Corp /NEW | 207.6 | 3.1 | |
| VISA Inc | 419.3 | 2.9 | |
| Exxon Mobil Corp | 385.5 | 2.8 | |
| Salesforce Com Inc | 170.6 | 2.5 | |
| Linde PLC | 147.5 | 2.4 | |
| Tesla Motors Inc | 723.4 | 2.2 | |
| Applied Materials Inc /DE | 82.7 | 2.0 | |
| Wal Mart Stores Inc | 335.4 | 2.0 | |
| Home Depot Inc | 277.6 | 2.0 | |
| Priceline Com Inc | 74.7 | 2.0 | |
| Procter & Gamble Co | 338.1 | 1.9 | |
| Wells Fargo & Co/MN | 152.3 | 1.7 | |
| Merck & Co Inc | 232.4 | 1.7 | |
| Honeywell International Inc | 119.8 | 1.7 | |
| AbbVie Inc | 269.5 | 1.6 | |
| Wellpoint Inc | 114.1 | 1.6 | |
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Nuveen CLO Issuance Fund II LP | [2024-03-15] | 117.5 | 91.2 |
| HF | Nuveen CLO Opportunities Master Fund LP | [2024-03-15] | 150.3 | 165.4 |
| HF | Nuveen High Yield Municipal Opportunities Master Fund LP | 2024-03-15 | 406.1 | |
| HF | Nuveen Municipal Opportunities Master Fund LP | [2024-03-15] | 268.4 | 126.5 |
| HF | Nuveen CLO Issuance Feeder Fund II LP | [2023-03-24] | 117.5 | 50.5 |
| HF | Nuveen CLO Opportunities Fund LP | [2023-03-24] | 150.3 | 165.4 |
| SA | Symphony CLO XXVI Ltd | 2022-03-24 | 567.7 | |
| HF | Nuveen CLO Issuance Fund LP | 2021-02-23 | 331.4 | |
| SA | Symphony CLO XXII Ltd | 2020-03-31 | 385.8 | |
| HF | Nuveen High Yield Municipal Opportunities Fund LP | 2020-03-25 | 401.4 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 45,947 | 17.8 |
| (b) Individuals (high net worth individuals) | 11,160 | 31.3 |
| (c) Banking or thrift institutions | 4 | 0.0 |
| (d) Investment companies | 129 | 132.8 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 122 | 27.5 |
| (g) Pension and profit sharing plans | 111 | 6.4 |
| (h) Charitable organizations | 110 | 0.6 |
| (i) State or municipal government entities | 31 | 1.7 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 38 | 13.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2,051 | 8.6 |
| (n) Other | 0 | 0.0 |
| Total | 59,703 | 239.6 |
| By Discretionary | ||
| Discretionary | 59,522 | 239.6 |
| Non-Discretionary | 181 | 0.0 |
| Total | 59,703 | 239.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 21.9 | |
| United States Persons | 217.7 | |
| Total | 59,703 | 239.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Andrew Dean | 29 | |||
| Jennifer Johnson | 16 | |||
| David Goldstein | 44 | |||
| Symphony Asset Management LLC | 31 | |||
| Gunther Stein | 31 | |||
| Angela McKillen | 25 | |||
| Anne Popkin | 22 | |||
| Judith Macdonald | 18 | |||
| David Deming | 14 | |||
| Amy Chen | 13 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001521019] | |
| 3 | [0001521019] | |
| 4 | [0001521019] | |
| D | [0001521019] | |
| SC 13G | [0001521019] |
| Form 3/4/5 Subject | 2011 - 2024 |
|---|---|
| Nuveen Asset Management, LLC | |
| Nuveen Core Plus Impact Fund | |
| Diversified Real Asset Income Fund | |
| Nuveen Minnesota Quality Municipal Income Fund |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Nuveen Asset Management LLC
✚
|
IL | 239.6 |
|
Nuveen Fund Advisors LLC
✚
|
IL | 150.4 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Teachers Advisors LLC
✚
|
NY | 368.6 |
|
Franklin Advisers Inc
✚
|
CA | 339.2 |
|
Western Asset Management Company LLC
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|
CA | 313.8 |
|
Victory Capital Management Inc
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|
TX | 151.3 |
|
Hightower Advisors LLC
✚
|
IL | 130.2 |
|
Metropolitan West Asset Management LLC
✚
|
CA | 102.8 |
|
General Atlantic Service Company LP
✚
|
NY | 85.1 |
|
Fort Washington Investment Advisors Inc
✚
|
OH | 79.5 |
|
WCM Investment Management LLC
✚
|
CA | 66.6 |
|
TCW Asset Management Company LLC
✚
|
CA | 64.2 |