LPL Investment Holdings Inc

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LPL Investment Holdings Inc
TickerLPLA
CIK #0001397911
CUSIP50212V100
SectorFinance - Security & Commodity Brokers, Dealers, Exchanges & Services
AddressOne Beacon Street , Floor 22, Boston, MA 02108
Source [EDGAR]
Reg D Offering (Form D) Filed Raised Terms
LPL Investment Holdings Inc 2009-11-25 0.9 M Exemption: 506 · Remaining: Indefinite · Duration: More than one year · Revenue: Decline to Disclose
CIK Filing 2011 - 2026
[0001397911] 10-K
[0001397911] 10-Q
[0001397911] 3
[0001397911] 4
[0001397911] 5
[0001397911] 8-K
[0001397911] SC 13D
[0001397911] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Dodge & Cox LPL Financial Holdings Inc [2026-05-14] 0.0
Vanguard Capital Management LLC LPL Financial Holdings Inc [2026-04-30] 0.0
BlackRock Inc LPL Financial Holdings Inc [2023-02-03] 7.9
Wellington Management Group LLP LPL Financial Holdings Inc [2021-02-04] 7.25
Janus Henderson Group PLC LPL Financial Holdings Inc [2017-06-12] 10.2
First Pacific Advisors LLC LPL Financial Holdings Inc [2017-02-14] 5.1
Fairview Capital Investment Management LLC LPL Financial Holdings Inc [2016-02-22] 5.0
Vanguard Group Inc LPL Financial Holdings Inc [2016-02-10] 5.63
Marcato Capital Management LP LPL Financial Holdings Inc [2015-09-22] 6.3
Price T Rowe Associates Inc /MD/ LPL Financial Holdings Inc [2015-02-12] 8.6
SPO Advisory Corp LPL Financial Holdings Inc [2014-12-22] 5.3
Wellington Management Co LLP LPL Financial Holdings Inc [2014-02-14] 8.23
Janus Capital Management LLC LPL Financial Holdings Inc [2014-02-14] 5.2
Lone Pine Capital LLC LPL Financial Holdings Inc [2014-02-07] 6.4
FPR Partners LLC LPL Financial Holdings Inc [2013-02-14] 7.1
Form 3/4/5 Filer 2011 - 2026
Jambusaria Aneri
LPL Financial Holdings Inc
Gates Greg
Cohen Marc Eliot
Putnam James S
Mnookin Allison
Glavin William Francis Jr
Eberhart Paulett
Bernard Edward C
Thomas Corey E
Schifter Richard P
Mulcahy Anne M
Ko Albert J
Khanna Somesh
Audette Matthew J
Reeping Katharine
Morningstar Matthew
Field Emily
Enyedi Matthew
Steinmeier Richard
Dadyar Sara
Brown Althea
Arnold Dan H
Sethi Kabir
Larsen Sallie R
Simonich Brent
Semerjian Dayton
Oroschakoff Michelle
White George Burton
Fandrey Edward
Seese Scott
Kalbaugh John Andrew
Riepe James S
Calder Tracy
Gooley Thomas
Dinh Viet D
Morrissey William P Jr
Hellman Marco
Brennan John Joseph
Bergers David P
Fetter Victor
Casady Mark S
Parker Ryan
Buchheister Jeffrey R
TPG Group Holdings SBS Advisors Inc
Bonderman David
Coulter James G
Handelsman Sharyn
Thomas Lux
Boyce Richard W
Schott Mary Frances
Helliker Mark
Moore Robert J
Bruton Derek
Khoury Joan D
Stiefler Jeffrey E
Thorpe Allen R
Hellman & Friedman Capital Partners V Parallel LP
Hellman & Friedman Capital V LP
Hellman & Friedman Capital Associates V LP
Hellman & Friedman Investors V LP
Hellman & Friedman LLC
McDermott John J
Goldstein Jeffrey A
Dwyer William E III
Brown Stephanie L
Hellman & Friedman GP LLC
Hellman & Friedman LP
Feeney Christopher
Eaton Jonathan
Stearns Esther M
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Schifter Richard P
Common Stock
2026-03-24 Grant 19 $0.00
Bernard Edward C
Common Stock
2026-03-24 Grant 4 $0.00
Eberhart Paulett
Common Stock
2026-03-24 Grant 5 $0.00
Glavin William Francis Jr
Common Stock
2026-03-24 Grant 15 $0.00
Putnam James S
Common Stock
2026-03-24 Grant 10 $0.00
Thomas Corey E
Common Stock
2026-03-24 Grant 7 $0.00
Mnookin Allison
Common Stock
2026-03-24 Grant 3 $0.00
Cohen Marc Eliot
Common Stock
2026-03-10 Sell 1,088.21 $309.72 337,040
Cohen Marc Eliot
Common Stock
2026-03-09 Sell 2,212 $308.75 682,955
Cohen Marc Eliot
Common Stock
2026-03-09 Option exercise 2,212 $77.53 171,496
Cohen Marc Eliot
Stock Option (Right to Buy) · derivative
2026-03-09 Option exercise 2,212 $0.00
Jambusaria Aneri
Common Stock
2026-03-02 Sell 308 $306.00 94,248
Enyedi Matthew
Common Stock
2026-02-26 Sell 628 $319.38 200,571
Enyedi Matthew
Common Stock
2026-02-26 Sell 169 $321.74 54,374
Audette Matthew J
Common Stock
2026-02-26 Sell 506 $321.04 162,446
Enyedi Matthew
Common Stock
2026-02-26 Sell 666 $320.99 213,779
Audette Matthew J
Common Stock
2026-02-26 Sell 453 $322.15 145,934
Audette Matthew J
Common Stock
2026-02-26 Sell 274 $319.32 87,494
Audette Matthew J
Common Stock
2026-02-26 Sell 348 $318.51 110,841
Enyedi Matthew
Common Stock
2026-02-26 Sell 463 $318.38 147,410
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 769 81,042,623
2025-12-31 828 80,651,548
2025-09-30 762 79,110,700
2025-06-30 804 78,884,205
2025-03-31 792 77,573,012
2024-12-31 727 71,016,119
2024-09-30 646 73,182,114
2024-06-30 683 70,540,582
2024-03-31 649 73,547,028
2023-12-31 621 69,541,243
2023-09-30 600 68,150,676
2023-06-30 594 70,768,002
Form 13F Holdings
Firm Period DFND Voting Shares
Assenagon Asset Management SA [2026-06-30] SOLE 747,086 747,086
Fort Washington Investment Advisors Inc /OH/ [2026-06-30] SOLE 311,437 349,248
Perpetual Ltd [2026-06-30] SOLE 121,030 121,030
Family Wealth Partners LLC [2026-06-30] SOLE 0 69,073
KWB Wealth [2026-06-30] SOLE 0 28,751
Tran Capital Management LP [2026-06-30] SOLE 24,382 28,177
Swedbank AB [2026-06-30] DFND 26,561 26,561
Y-Intercept Hong Kong Ltd [2026-06-30] SOLE 26,484 26,484
Winthrop Advisory Group LLC [2026-06-30] SOLE 0 19,712
Empirical Financial Services LLC DBA Empirical Wealth Ma [2026-06-30] SOLE 18,393 18,812
Reinhart Partners LLC [2026-06-30] SOLE 17,745 18,559
Argent Capital Management LLC [2026-06-30] SOLE 15,938 15,938
United Asset Strategies Inc [2026-06-30] SOLE 11,027 14,409
PensionDanmark Pensionsforsikringsaktieselskab [2026-06-30] SOLE 0 12,320
Annex Advisory Services LLC [2026-06-30] SOLE 12,128 12,128
Gradient Investments LLC [2026-06-30] SOLE 0 11,655
Oliver Luxxe Assets LLC [2026-06-30] SOLE 0 11,152
Segment Wealth Management LLC [2026-06-30] SOLE 0 9,995
Avanza Fonder AB [2026-06-30] SOLE 8,043 8,043
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 978 7,969
HM Payson & Co [2026-06-30] SOLE 7,044 7,390
Eagle Rock Investment Company LLC [2026-06-30] SOLE 0 7,370
CGN Advisors LLC [2026-06-30] SOLE 0 6,679
Gateway Investment Advisers LLC [2026-06-30] SOLE 6,591 6,591
Fulton Bank NA [2026-06-30] SOLE 4,794 4,794
Presidio Capital Management LLC [2026-06-30] SOLE 0 4,478
Merit Financial Group LLC [2026-06-30] SOLE 0 4,454
TT International Asset Management Ltd [2026-06-30] SOLE 3,952 3,952
Buttonwood Financial Advisors Inc [2026-06-30] SOLE 2 3,685
Envestnet Portfolio Solutions Inc [2026-06-30] SOLE 3,452 3,452
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