Neostem Inc

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Neostem Inc
TickerLSTA
CIK #0000320017
CUSIP128058302
SectorLife Sciences - Services-Misc Health & Allied Services, Nec
Address420 Lexington Avenue Suite 450, New York, NY 10170
Source [EDGAR]
CIK Filing 2011 - 2025
[0000320017] 10-K
[0000320017] 10-Q
[0000320017] 3
[0000320017] 4
[0000320017] 8-K
[0000320017] D
[0000320017] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
CVI Investments Inc Caladrius Biosciences Inc [2021-02-24] 5.1
Intracoastal Capital LLC Caladrius Biosciences Inc [2021-02-22] 1.6
MMCAP International Inc SPC Caladrius Biosciences Inc [2021-02-22] 9.99
Empery Asset Management LP Caladrius Biosciences Inc [2021-02-18] 5.9
Renaissance Technologies LLC Caladrius Biosciences Inc [2021-02-10] 5.39
Greenfield Children LLC Caladrius Biosciences Inc [2020-07-21] 2.6
Armistice Capital LLC Caladrius Biosciences Inc [2020-05-04] 6.0
Newhall Construction Ltd Caladrius Biosciences Inc [2016-09-26] 13.48
Sanford Caladrius Biosciences Inc [2016-09-21] 0.70375
IEA Private Investments Ltd Caladrius Biosciences Inc [2016-03-18] 6.97
Sabby Management LLC Neostem Inc [2012-04-18] 5.78
Form 3/4/5 Filer 2011 - 2025
Imam Tariq
Lisata Therapeutics Inc
Buck Kristen K
Nisco James
Mazzo David J
Brown Gregory B
Henson Heidi
AZAB Mohammad
Klosk Steven M
Flowers Cynthia Louise
Slack David W.
Ruoslahti Erkki
Girolamo Todd C
Myers Steven S
Whitaker Anne Clem
Davidson Michael H.
Traber Peter G
Losordo Douglas W
Talamo Joseph
Preti Robert A
Sanford Health
Sanford
Wei Eric
Berman Richard J
Newhall Construction Ltd.
Pecora Andrew L
Vaters Robert S
Smith Robin L
Greenacre Martyn D
Bernstein Drew
Vaczy Catherine M
Dickey Robert IV
Potter Stephen W
RimAsia Capital Partners GP, Ltd.
RimAsia Capital Partners, L.P.
RimAsia Capital Partners Manager, Ltd.
RimAsia Capital Partners GP, L.P.
Dillman Robert
Keirstead Hans
May Larry Alan
Geehr Edward
Schmieg Martin E
Sackner-Bernstein Jonathan
Shi Mingsheng
Kolbert Jason
Form 13F Holdings
Firm Period DFND Voting Shares
Vanguard Group Inc [2025-06-30] SOLE 0 253,149
BML Capital Management LLC [2025-06-30] SOLE 0 209,814
Renaissance Technologies LLC [2025-06-30] SOLE 102,822 102,822
Geode Capital Management LLC [2025-06-30] DFND 61,082 61,082
BlackRock, Inc. [2025-06-30] SOLE 54,857 54,857
Dimensional Fund Advisors LP [2025-06-30] SOLE 25,693 25,693
State Street Corp [2025-06-30] DFND 14,348 14,348
Cerity Partners LLC [2025-06-30] DFND 12,175 12,183
Bank of America Corp /DE/ [2025-06-30] DFND 0 10,421
Northern Trust Corp [2025-06-30] DFND 10,268 10,268
Hightower Advisors LLC [2025-06-30] SOLE 10,042 10,042
UBS Group AG [2025-06-30] DFND 7,069 7,069
Royal Bank of Canada [2025-06-30] DFND 5,912 5,912
Founders Capital Management [2025-06-30] SOLE 2,000 2,000
Tower Research Capital LLC (TRC) [2025-06-30] DFND 1,323 1,323
Vanguard Group Inc [2025-06-30] DFND 0 1,033
Morgan Stanley [2025-06-30] DFND 0 224
SBI Securities Co., Ltd. [2025-06-30] DFND 140 140
Dimensional Fund Advisors LP [2025-06-30] DFND 0 100
Raymond James Financial Inc [2025-06-30] DFND 0 6
Barclays PLC [2025-06-30] DFND 0 4
Cheviot Value Management LLC [2025-06-30] SOLE 3 3
Osaic Holdings Inc [2025-06-30] DFND 0 1
Concourse Financial Group Securities Inc [2025-06-30] SOLE 0 0
FMR LLC [2025-06-30] DFND 0 0
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